In this episode we talk about our regulatory response to non-compliance, which can range from engagement and education through to litigation. We shine a spotlight on our inquiries and investigations. We discuss how our investigations, financial reporting and education functions work together to promote compliance and good governance in registered organisations.
ROCpod was a monthly podcast created by the Registered Organisations Commission, which is now abolished. The obligations for registered organisations remain unchanged, with the functions transferred to the Fair Work Commission as the regulator from 6 March 2023. If you need further information please contact the Fair Work Commission on 1300 341 665 or email [email protected].
02:44 The ROC's approach to non-compliance
06:58 Section 331 investigations vs whistleblower investigations
08:59 How inquiries are different to investigations
11:11 The ROC's investigation powers
17:38 The purpose of conducting investigations and inquiries
ROCpod was the official podcast of the Registered Organisations Commission. It is copyright to the Commonwealth of Australia. The opinions expressed in ROCpod are the opinions of the particular speaker and not necessarily the opinions of the regulator.
This information is general and is not intended to be comprehensive, it is designed to assist in gaining an understanding of the relevant provisions of the legislation, the regulator and its work. The regulator is not able to provide legal or accounting advice.
For further information please see the registered organisations materials on our website or contact us at [email protected].