[2021] FWCFB 3457
1
Fair Work Act 2009
s.604—Appeal of decision
Steve Newton
v
Toll Transport Pty Ltd
(C2020/9038)
JUSTICE ROSS, PRESIDENT
VICE PRESIDENT CATANZARITI
COMMISSIONER BISSETT
MELBOURNE, 16 JUNE 2021
Appeal against decision [2020] FWC 5960 of Deputy President Boyce at Sydney on 25
November 2020 in matter number U2019/9520 – permission to appeal granted.
1. Introduction
[1] On 23 August 2019 Mr Newton (the Appellant) and a Mr Chambers were dismissed
from their employment by Toll Transport Pty Ltd (Respondent, Toll), essentially because of
their involvement in a physical altercation at about 10:25pm on 30 May 2019 out the front of
the Seasons Botanic Gardens Hotel in Melbourne (the Fight). Mr Newton’s dismissal was
also based on a verbal altercation with another Toll employee – Mr Mitchell – on 9 April
2019 (the Verbal Altercation). Messrs Newton and Chambers had been employed by Toll as
truck drivers.
[2] Messrs Newton and Chambers filed applications for an unfair dismissal remedy with
the Fair Work Commission (Commission) on 26 August 2019 and 4 September 2019
respectively. The applications were ‘heard together’ by Deputy President Boyce.
[3] The Deputy President published his decision in respect of Mr Chambers’ application
on 6 November 20201 (the Chambers Decision).
[4] In the Chambers Decision the Deputy President decided as follows:
1. There was no evidence of a sufficient nexus between the circumstances of the
Fight and Mr Chambers’ employment with Toll and no evidence which
1 Wayne Chambers v Toll Transport Pty Ltd [2020] FWC 5819 (‘Chambers Decision’).
DECISION
E AUSTRALIA FairWork Commission
https://www.fwc.gov.au/documents/decisionssigned/html/pdf/2020fwc5819.pdf
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demonstrated a rejection or repudiation of Mr Chambers’ continued employment
with Toll.2
2. There was no valid reason to dismiss Mr Chambers:
‘In view of my having found that the impugned conduct vis-a-vis the Fight does not
bare [sic] a sufficient connection with Mr Chambers’ employment, and my also
having found that Mr Chambers’ held a genuine belief that he was acting in self-
defence at the time...’3
3. The matters in ss.387(b)-(h) of the Fair Work Act 2009 (Cth) (Act) were neutral
considerations.4
4. Mr Chambers’ dismissal was unfair, within the meaning of s.385 of the Act:
‘Mr Chambers was dismissed by Toll for conduct that did not occur at work, and did
not have a sufficient connection with Toll or its workplace. He accepted that Toll was
entitled to investigate the Fight that he was involved in, genuinely participated in that
investigation, and was open, consistent and honest with Toll in answering the matters
raised with, or asked of, him during that investigation. I am therefore satisfied that Mr
Chambers dismissal was harsh, unjust, and unreasonable (within the ordinary
meaning of those terms).’5
5. To order a remedy of reinstatement, reinstating Mr Chambers to the position in
which he was employed immediately before the dismissal; an order maintaining
the continuity of his employment; and an order that Toll pay the remuneration lost
by Mr Chambers between the date of his dismissal and the date he is reinstated.6
[5] The Deputy President published his decision in respect of Mr Newton’s application,
on 25 November 20207 (the Decision).
[6] In the Decision the Deputy President concluded, at [147], that Mr Newton was both
dishonest and misleading (to both Toll and the Commission) and that his dishonesty in
relation to the Fight and/or Verbal Altercation constituted a valid reason for his dismissal.
After considering the other s.387 considerations the Deputy President decided to dismiss Mr
Newton’s application for an unfair dismissal remedy.
[7] Mr Newton has filed a notice of appeal in which he seeks permission to appeal and
appeals the Decision. This matter was listed for hearing in respect of both permission to
appeal and the merits of the appeal.
2 Chambers Decision at [74].
3 Ibid at [85].
4 Ibid at [86]-[89].
5 Ibid at [91].
6 Ibid at [102].
7 Steve Newton v Toll Transport Pty Ltd [2020] FWC 5960 (‘the Decision’).
https://www.fwc.gov.au/documents/decisionssigned/html/pdf/2020fwc5960.pdf
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[8] The Decision subject to appeal was made under Part 3-2 - Unfair Dismissal - of the
Act. Section 400(1) of the Act provides that permission to appeal must not be granted from a
decision made under Part 3-2 unless the Commission considers that it is in the public interest
to do so. Further, in unfair dismissal matters, appeals on a question of fact can only be made
on the ground that the decision involved a ‘significant error of fact’ (s.400(2)). Section 400 of
the Act manifests an intention that the threshold for a grant of permission to appeal is higher
in respect of unfair dismissal appeals than the threshold pertaining to appeals generally.
[9] The public interest test in s.400(1) is not satisfied simply by the identification of error
or a preference for a different result. In GlaxoSmithKline Australia Pty Ltd v Makin a Full
Bench of the Tribunal identified some of the considerations that may attract the public
interest:
‘... the public interest might be attracted where a matter raises issues of importance and general
application, or where there is a diversity of decisions at first instance so that guidance from an
appellate court is required, or where the decision at first instance manifests an injustice, or the
result is counter intuitive, or that the legal principles applied appear disharmonious when
compared with other recent decisions dealing with similar matters...’8
[10] For the reasons which follow we have decided that it is in the public interest to grant
Mr Newton’s application for permission to appeal and to uphold the appeal.
2. The Decision at First Instance
[11] We begin by summarising the Decision; the paragraph references refer to paragraphs
in the Decision.
Facts not in contention
[12] At [1] – [13] the Deputy President deals with various preliminary matters. At [2] the
Deputy President states:
‘The matter was heard together with the unfair dismissal application made by Mr Wayne
Chambers in Chambers v Toll Transport Pty Ltd (Chambers’ Decision), with evidence in one
proceeding being evidence in the other. Many of my core findings in the Chamber’s decision
apply equally in this decision.’ (Footnotes omitted)
[13] The ‘core findings’ referred to are not particularised, but it is apparent that a number
of the findings made in the Chambers Decision are made in the same terms in the Decision.
In the Chambers Decision the Deputy President made certain findings in relation to the fight
between Messrs Chambers and Newton. These are set out at [52] – [53] of the Chambers
Decision. The same findings are made in the Decision (at [55] – [56]). We have regarded
these as the ‘core findings’.
[14] At [14] – [41] the Deputy President sets out a number of factual matters, under the
general heading, ‘Facts not in contention’. These findings were not the subject of any
challenge on appeal. The Appellant noted that there were ‘a small number of inaccuracies’
within these paragraphs of the Decision, specifically, the Appellant submits:
8 (2010) 197 IR 266 at [27].
[2021] FWCFB 3457
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at [25](c), it is erroneously asserted that the Respondent covered the cost of the
meal attended by Mr Newton on 30 May 2019. The evidence suggested that the
cost of the meal was covered by the TWU: Appeal Book, p.1216-1217
in the second sentence of [33] it is suggested that a medical examination on 31 May
2019 identified that the Appellant was not concussed. The only evidence was that
the Appellant had not been told that he had post-traumatic concussion: Appeal
Book, p.148, PN493.
[15] The Appellant does not contend that these alleged ‘inaccuracies’ were significant
errors of fact within the meaning of s.400(2) of the Act and so we need say no more about
them.
The investigative, evidence and factual findings in respect of the fight on 30 May
2019 (the Fight)
[16] The investigation, evidence and factual findings in respect of the Fight are canvassed
at [42] – [56].
[17] At [42] – [45] the Deputy President deals with the investigation into the Fight by Mr
Raymond Lambie (Group Security Manager, Toll Group).
[18] At [46] – [48] the Deputy President deals with Toll’s decision to terminate the
employment of Messrs Chambers and Newton. Relevantly at [47] – [48] the Deputy President
found:
‘Each of the decisions to terminate Mr Newton and Mr Chambers were based upon:
(a) the dismissal recommendations contained in the Investigation Report;
(b) the view that the Applicants had engaged in serious misconduct;
(c) the view that the Applicants were both being less than candid in their interviews and
statements concerning the Fight (i.e. as to what happened to start the Fight, what was said in
the lead up to the Fight, and what occurred during the Fight);
(d) the fact that the outcome of the Fight could have been much worse for all involved
(i.e. Mr Newton stumbled and fell during the Fight and hit the back of his head on concrete,
which may have resulted in permanent brain injury, or death); and
(e) the need for cultural and behavioural change in the organisation (i.e. fighting
behaviour cannot be tolerated, or be seen to be tolerated, by Toll).
The decision to terminate Mr Newton was also based upon the view that he had engaged in
inappropriate, aggressive and threatening behaviour towards Mr Mitchell at the TWU
Parramatta Conference on 9 April 2019.’
[19] Messrs Newton and Chambers gave conflicting evidence as to who provoked or
started the Fight, and about what occurred during the Fight.
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[20] The Deputy President preferred the evidence of Mr Chambers to that of Mr Newton.
In relation to Mr Chambers’ evidence the Deputy President found that:9
he provided direct and responsive answers during cross-examination
he made concessions contrary to his interests
there were no significant inconsistences between the answers Mr Chambers
provided to Toll in the investigation and the answers he provided in cross-
examination
his body language ‘was open and he did not flinch when answering cross-
examination questions’, and
he appeared to be genuine in his efforts to answer the actual questions that were put
to him.
[21] The Deputy President’s characterisation of Mr Newton’s evidence is set out at [51] –
[53], as follows:
‘In my view, much of Mr Newton’s evidence as to the Fight was either self-serving or
implausible, in that many of his answers, and his demeanour when providing such answers,
gave me the impression that he was attempting to either:
(a) shift blame or responsibility for his role in the Fight;
(b) cast Mr Chambers as the antagonist of the Fight, without proper regard to, or honest
account of, his own actions;
(c) portray himself as a victim in the Fight;
(d) diminish the overall seriousness of the Fight; and/or
(e) muddy the waters as to the facts to attempt to create an outcome on the evidence
where positive findings of fact contrary to Mr Newton’s interests are unable to be made.
Mr Newton’s evidence before the Commission was, in my view, merely a continuation of the
same behaviours exhibited by Mr Newton immediately post the Fight, whereby he:
(a) initially and falsely asserted to Toll and other employees that he had been, or might
likely have been, “glassed” by Mr Chambers during the Fight;
(b) had totally lost consciousness or “blacked-out” during the Fight; and/or
(c) had been “beaten up” (or “king hit” or “coward punched”, as it is otherwise known)
by Mr Chambers for no apparent reason.
9 Decision at [50].
[2021] FWCFB 3457
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Mr Newton’s foregoing assertions against Mr Chambers are, in my view, sinister conduct that
can never be justified. I infer that a core purpose for Mr Newton in making such false
assertions against Mr Chambers was not only to attempt to save his job by impugning and
damaging the character and reputation of Mr Chambers with Toll, and within the Toll
workforce, but to also suggest to other colleagues that whilst Mr Newton had “lost” the Fight,
it was never a “fair” fight to begin with.’
[22] The Deputy President’s findings in relation to the Fight are set out at [55] – [56]. At
[55] the Deputy President made the following findings:
‘(a) The Applicants stepped outside the Hotel foyer/reception and bar/restaurant area, to
the Hotel driveway, for a private discussion. The Applicants’ reason for doing so was
to accommodate Mr Newton’s desire for a cigarette before he turned in for the night.
Mr Chambers carried his unfinished bottle of beer outside with him. There is no
suggestion on the evidence that Mr Chambers sought to entice or otherwise prompt
Mr Newton to leave the Hotel’s internal restaurant or foyer area in order to be with
Mr Newton in a secluded location. As I understand it, Mr Chambers is a non-smoker.
(b) The discussion between the Applicants on the Hotel driveway broadly concerned
work related and/or union delegate matters. One topic of discussion concerned two
different “yard agreements” that covered the linehaul section of Toll’s business (and
the perception that there are differing degrees of fairness between these yard
agreements in respect of the differential terms and conditions of employment
contained therein).
(c) The Applicants had been consuming alcoholic beverages over the course of the
afternoon (post 4.00pm) and evening. I am unable to ascertain on the evidence
whether, or to what extent, either of the Applicants were intoxicated. In my view,
little turns on this. The evidence simply reveals that the Applicants had each
consumed several alcoholic beverages, but neither were wholly inebriated, or
intoxicated to the extent that they were visibly incoherent or otherwise dysfunctional.
Toll does not suggest that the alcohol consumption by the Applicants was contrary to
Toll’s Drugs and Alcohol policy.
(d) During discussions with Mr Chambers, Mr Newton became agitated that the purpose
of Mr Chambers raising the different terms and conditions under the two yard
agreements was to consolidate the yard agreements, meaning that the terms and
conditions under the more beneficial yard agreement may be lost or reduced (as I
understand it, the more beneficial yard agreement applies to the work area or section
to which Mr Newton is the TWU delegate).
(e) Despite Mr Chambers attempting to placate Mr Newton that his purpose in raising the
yard agreement issue was to determine whether Mr Newton would be open to
endorsing or supporting the bringing of both of the yard agreements into line with the
more beneficial yard agreement, Mr Newton did not accept Mr Chambers assurances
in this regard. Instead, Mr Newton said to Mr Chambers, “Fuck you”. Mr Chambers
duly responded, “Fuck you too”.
(f) Shortly following the foregoing exchange, Mr Newton removed his jumper and took
a boxing stance, raising his fists, and openly challenged Mr Chambers to a fist fight.
He stated to Mr Chambers, “Come on, come on”, and pushed Mr Chambers in the
chest. Essentially, Mr Newton was now goading for a fight with Mr Chambers.
[2021] FWCFB 3457
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(g) Despite Mr Chambers stating to Mr Newton, “Are you for real?”, Mr Newton again
pushed Mr Chambers, and acted aggressively towards him.
(h) Shortly after this push Mr Chambers stated to Mr Newton, “You [are] fucking for
real”. At this point, Mr Newton set upon Mr Chambers, throwing punches wildly at
him. Mr Chambers bent down, placed his hands and forearms around his own head to
protect his face, and pulled his arms and elbows into his body to protect his ribs and
stomach. Mr Newton kept punching at Mr Chambers whilst Mr Chambers held this
position.
(i) At some point during the foray, Mr Chambers stepped back, and away from Mr
Newton. When he fully stood up, Mr Newton immediately came at him again. Mr
Chambers then threw one punch at Mr Newton with his right fist. The punch
connected with the side of Mr Newton’s face, and Mr Newton stumbled backwards,
fell onto the driveway on his buttocks, and then fell further backwards, hitting the
back of his head on the concrete driveway/pavement.
(j) Whilst lying on the pavement, Mr Newton stated to Mr Chambers, “If I get up, I’m
gonna kill ya, I’m gonna kill ya”. Standing over Mr Newton, Mr Chambers replied,
while looking down upon Mr Newton, “Don’t get up, don’t get up”.
(k) Mr Newton then attempted to get up. His head and shoulders were off the ground, and
he was thrashing his legs about in an aggressive manner. Mr Newton’s legs became
entangled into the legs of Mr Chambers, which caused Mr Chambers to fall over. As
Mr Chambers fell, he threw the beer bottle he was still holding in his left hand to the
side (to get it out of the way of his fall). The beer bottle broke on the driveway, and
glass scattered. Mr Chambers left hand landed on a piece of broken glass, which cut
his left hand open.
(l) At this point, Mr Newton again stated to Mr Chambers, “I’m gonna kill ya. I’m gonna
kill ya”.
(m) As both of the Applicants were now on the ground, and Mr Newton was still
attempting to get up in an aggressive manner and verbally threatening Mr Chambers,
Mr Chambers pushed Mr Newton back to the ground and stated, “Are you going to
stop? Are you going to stop?”. Mr Newton repeatedly replied, “I’m gonna kill ya”.
(n) Mr Newton continued to make threatening statements whilst Mr Chambers pinned
him to the ground. Further, Mr Newton would not tire, and kept attempting to move
his arms around to hit Mr Chambers (again, repeatedly stating to Mr Chambers, “I’m
gonna kill ya”).
(o) In an attempt to quell Mr Newton’s on-going resistance and/or to get him to cease his
verbal and physical aggression, Mr Chambers again punched (or slapped, or slap-
punched) Mr Newton across the face.
(p) After this second contact or strike, Mr Newton immediately stated, “I’ll stop. I’ll
stop”, and ceased thrashing about. Mr Chambers then released Mr Newton and
walked back to the Hotel foyer. No one had to pull Mr Chambers off Mr Newton. The
fight ended upon Mr Newton making it clear that he was surrendering or giving up.’
[23] At [56] the Deputy President expressly rejected aspects of Mr Newton’s evidence, in
particular he rejected:
[2021] FWCFB 3457
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Mr Newton’s evidence that he removed his jumper, shortly before the
commencement of the Fight, because he was going inside to his Hotel room to
retire to bed and found that Mr Newton removed his jumper as a prelude to seeking
to have a physical altercation with Mr Chambers.
Mr Newton’s evidence that Mr Chambers initiated or provoked the Fight.
Mr Newton’s evidence that Mr Chambers was the main aggressor during the Fight.
Mr Newton’s preliminary assertions that Mr Chambers punched Mr Newton for no
reason, and/or that Mr Chambers “coward punched” or “king hit” Mr Newton.
Mr Newton’s preliminary assertions that Mr Chambers hit Mr Newton with his
beer bottle, or otherwise “glassed”, or attempted to “glass”, Mr Newton at any
point in time.
Mr Newton’s evidence that he passed out, blacked-out, or otherwise became
unconscious at any point during the Fight.
The assertion that Mr Chambers used excessive force against Mr Newton in
attempting to have Mr Newton cease his verbal threats and physical aggression
towards Mr Chambers.
[24] We note that at footnote [14] at paragraph [29] the Deputy President refers to the
evidence of Mr Paul Newton who said he said he witnessed an element of the Fight from the
window of his hotel room. The Deputy President again refers to this evidence at [36] of the
Decision.
[25] Mr Paul Newton gave evidence in the proceeding (Exhibit R4, Appeal Book, pp.1201-
1250) and was cross-examined.10 Mr Paul Newton’s evidence was that he saw Mr Chambers
sitting on top of Mr Newton striking him in the face. The Deputy President made the
following finding in respect of Mr Paul Newton’s evidence:
‘Mr Paul Newton was called by Toll as a witness in these proceedings, and verified his record
of interview during the investigation. However, much of his evidence is hearsay, opinion
and/or inconsistent with the timeline of events. He states that Mr Chambers was giving him a
blank stare (or ‘stink eye’) in the restaurant area prior to the Fight, and appears to infer that
somehow the Fight was or might have been premediated by Mr Chambers. I cannot accept Mr
Paul Newton’s evidence as reliable, or at least to the extent that I might make any findings in
this decision upon such evidence.’11 (Footnotes omitted)
[26] The Deputy President’s findings of fact regarding the Fight are not challenged. The
Appellant submits that there is no occasion to challenge the findings given the Deputy
President’s finding that the incident did not bear a sufficient connection to his employment to
give rise to a valid reason for dismissal.
10 Appeal Book, pp. 366-379.
11 Decision at [45].
[2021] FWCFB 3457
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Mr Newton’s verbal altercation with Mr Mitchell on 9 April 2019 (the Verbal
Altercation)
[27] The Deputy President deals with the relevant factual matrix associated with the
Verbal Altercation at [57] – [68]. The following facts were not in dispute:
Mr Newton attended the TWU Parramatta Conference on 9 April 2019 (being held
at a hotel in Parramatta, New South Wales) in his capacity as a Toll TWU delegate
whilst on paid Delegate’s Leave.
Mr Robert Mitchell, another Toll TWU delegate was present, as were around 60
other Toll TWU delegates.
Mr Mitchell stated to Mr William Brian (Toll Truck Driver, and TWU delegate),
that he (Mr Mitchell) considers Mr Newton to be a “dickhead”, “fuckwit”,
“spastic” or “retard” (I do not place any importance as to what term/s was used).12
Mr Brian told Mr Newton that Mr Mitchell had called him (Mr Newton) a
“dickhead”.13
Prior to the TWU Parramatta Conference commencing, Mr Newton confronted Mr
Mitchell about what he had said. This confrontation occurred in a large carpark
outside the hotel, where around 60 other Toll TWU delegates were gathering prior
to the delegates meeting. The confrontation lasted around one minute or so, and did
not escalate into any form of physical confrontation.14
[28] The Deputy President made the following findings in respect of the disputed facts:
Mr Newton was annoyed (i.e. “pissed off”) that Mr Mitchell had been calling him a
“dickhead” or “retard” behind his back
Mr Newton approached Mr Mitchell to talk to him about the name-calling
during those discussions, Mr Newton pushed Mr Mitchell in the chest and
challenged Mr Mitchell to step away from the group of gathered delegates to
privately discuss the name calling. Inherent in this challenge was the intimation that
the name calling could be resolved by way of physical altercation. Shortly before or
immediately after that challenge was made, in an effort to intimidate Mr Mitchell
and make it clear that he was willing to get physical, Mr Newton removed his false
teeth,15 and
12 Exhibit R8, Annexure RL-24, pp. 191-192 (pp. 21-22 of the record of interview on 4 July 2019).
13 Transcript, 4 February 2020 at PN403-PN405.
14 Transcript, 5 February 2020 at PN1576.
15 Transcript PN1588-PN1589 (“It was a weird thing”); Exhibit R8, Annexure RL-21, p. 161 (point 0.7 of record of
interview with Mr Mitchell on 19 June 2019).
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as quickly as the situation escalated, it de-escalated, lasting only around one
minute. No further confrontation on the matter occurred.16
[29] At [108] – [111] the Deputy President concludes that the Verbal Altercation between
Messrs Newton and Mitchell warranted some form of sanction (perhaps a warning) but did
not provide a valid reason for dismissal.
[30] The Deputy President’s findings in respect of the Verbal Altercation are not
challenged in the appeal.
Legal framework
[31] At [69] – [71] of the Decision the Deputy President sets out the terms of ss.385 and
387 noting that there is no dispute that Mr Newton was dismissed on 23 August 2019 within
the meaning of ss.385(a) and 386 of the Act; and that s.385(c) and (d) are not enlivened in
this matter.
Valid reason
[32] The Deputy President summarises the ‘general principles’ and ‘relevant law’ at [69] –
[84] of the Decision. At [85] – [101] the Deputy President sets out the submissions of Mr
Newton and Toll in respect of whether there was a valid reason for the dismissal.
[33] At [102] the Deputy President adopts the principles established in Rose v Telstra17 and
acknowledges that the key issue is whether the conduct complained of, in relation to the Fight
itself, bears a sufficient connection to Mr Newton’s employment with Toll, and whether the
conduct complained vis the Fight is to be considered of such gravity or importance as to
indicate a rejection or repudiation of continued employment by Mr Newton.
[34] At [106] the Deputy President states that the ‘core reasons’ relied upon by Toll to
dismiss Mr Newton were that:
Mr Newton, along with Mr Chambers, had been a willing participant in the Fight
the Fight occurred at work
fighting at work amounts to serious misconduct
the Investigation Report made findings as to serious misconduct, and
the Investigation Report recommended the dismissal of Mr Newton for his
involvement in the Fight.
[35] At [107] the Deputy President concludes that he did not consider ‘Mr Newton’s mere
instigation of, or involvement in, the Fight (that occurred outside of work) is, in and of itself,
16 Decision at [66].
17 Rose v Telstra Corporation Ltd (unreported, AIRC, Print Q9292, 4 December 1988).
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a valid reason for his dismissal’. In reaching that conclusion the Deputy President relied on
his findings in [103] – [104], as follows:
‘In regard to the Fight, I have determined that it does not, in and of itself, bear a sufficient
connection to Mr Newton’s employment with Toll. The following factors have led me to this
conclusion:
(a) On 30 and 31 May 2019, the Applicants were on leave, and away from the
Toll workplace. They were neither at work nor on-call. Although they were on
Delegates’ Leave, being paid leave provided for under the Agreement (and otherwise
authorised by Toll), this fact cannot directly, or by way of implication, in the
circumstances of this case, alter the ordinary position that ‘leave is leave’ (i.e. being
time when an employee is not ‘at work’). In this case, the Applicants were on leave
in respect of their roles as TWU delegates, attending upon meetings organised by the
TWU and not by Toll. They were selected by the TWU to attend such meetings, and
were not required or directed by Toll to attend such meetings or take Delegate’s
Leave. Whilst it is trite that a TWU delegate at Toll is also an employee of Toll, the
fact that a TWU delegate wears two hats at the same time does not mean that they
must always wear those hats together. Further, this is not a case where the Applicants
were attending TWU meetings at a Toll workplace, or before, during, or after a
rostered shift. Nor is this a case where the Applicants were attending an enterprise
agreement negotiation, or a disciplinary meeting as a representative or support person
for another TWU member. The TWU meetings were being conducted, once the
Applicants were on Delegate’s Leave, outside of the Applicants’ working hours.
(b) Further to (a), even if I am found to be wrong and the Applicants’ were at
work whilst on Delegate’s Leave, any assertion that the Applicants were at work, at
its highest, could only extend to the hours of the TWU meetings themselves (noting
that there was no work, union or social gathering (or alike) organised by the TWU or
Toll post the cessation of the TWU meetings on 30 or 31 May 2019). I am not aware
of any basis that I am able to find that post the cessation of the TWU Meetings, the
Applicants were other than on their own free time (being time that the Applicants
were neither in their capacity as an employee of Toll, or a Toll TWU delegate).
Whatever the Applicants got up to, or wanted to get up to, during their “free time”,
was a matter for them. Hence, even if it was accepted that the Applicants were at
work up until the conclusion of the TWU meetings at 4:00pm on 30 May 2019, there
was an interval of “free” or “personal” time between 4:00pm that day, and the
recommencement of the TWU Meetings at 8:00am the following day.
(c) For completeness, I reject Toll’s submission that a sufficient connection to
the workplace was somehow enlivened because the Applicants were discussing work
related matters in the lead up to the Fight commencing. To adopt this line of
reasoning would be to fall into reductio ad absurdum. A simple rhetorical proposition
puts the argument to bed in short thrift: Would Toll always be willing to recognise a
sufficient connection to a person’s employment just because an employee discussed
work-related matters outside of rostered hours? The answer must surely be no.
(d) The fact that Toll paid for and/or organised the Applicants airfares, other
transportation, accommodation and meals, does not alter my findings in (a) to (c)
above. Toll did so, it appears, of its own volition. I have not been directed to any
term of the Agreement, or other policy document, that would require Toll to make
such payments or arrangements. Further, there is no evidence to suggest that the
Applicants would not have attended the TWU meetings anyway (i.e. had Toll not
[2021] FWCFB 3457
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agreed to pay for their airfares, other transportation, accommodation and meals). The
Applicants needed to get to Melbourne and the TWU offices in Port Melbourne, they
needed accommodation somewhere, and they needed to eat dinner. In the
circumstances of this case, whether such matters were arranged and/or paid for by
Toll, the TWU, or the Applicants themselves, is not, in my view, a factor that weighs
towards a finding that the Applicants were at work at the time of the Fight. In saying
this, it is important to clarify that whilst Toll paid for the Applicants’ dinners on 30
May 2019, it do not dictate or arrange where such dinners were to occur.
(e) Toll has submitted that the terms of the Agreement (in relation to TWU
delegates), and/or the terms of its policies and procedures, have been breached by the
Applicants as a result of the Fight. In relation to cl.49 of the Agreement, I do not
consider the Applicants breached its terms. Firstly, the Applicants did not engage in
the Fight during working time. Secondly, the Applicants were in their own “free
time” at the time they engaged in the Fight (i.e. neither of the Applicants, at the time
of the Fight, were in their capacity as an employee of Toll, or a Toll TWU delegate).
Thirdly, it follows that neither of the Applicants were performing any functions,
responsibilities or duties, by reference to the terms of the Agreement, when the Fight
occurred. I do not consider that a fair reading or construction of the terms of Toll’s
policies and procedures extends to, or encompasses, the regulation of an employee’s,
or TWU delegate’s, “free time”. Further, although I do not construct such policies
such a way, if they are to be constructed in such way, I do not consider them to be
reasonable to the extent that they would give rise to a sound, defensible or well-
founded reason for dismissal in the circumstances of this case.
(f) Toll submits that because Mr Chambers inflicted injuries to Mr Newton that
resulted in him being unfit for work, I should find that a sufficient connection to the
work exists. The difficulty with this submission is that Newton’s injuries arose
outside of the workplace. In my view, it follows that such injuries, or the infliction of
same, do not in and of themselves give rise to a sufficient connection to the
Applicants’ employment.
Having concluded that Mr Newton was not at work at the time of the Fight, I also conclude
that Mr Newton’s involvement in the Fight was not, of itself, of such gravity or importance as
to indicate a rejection or repudiation by Mr Newton of his contract of employment with Toll.
In this regard:
(a) There is nothing on the evidence to suggest that Toll’s reputation or interests
have been damaged. Of course, I accept generally that employees engaging in
fighting at work will not assist an employer’s reputation. However, the Fight did not
occur at work. Indeed, there is no suggestion that members of the public, or even
other Toll TWU delegates, looked upon the Fight and associated it with Toll.
(b) The fact that other employees became aware of the Fight after it had occurred
does not, in my view, enable me to make a positive finding that this ‘awareness’
individually, or combined with the other facts and circumstances of this case, has
caused Toll’s interests to have been damaged. Further, no members of the public
witnessed the Fight, and the Applicants were not wearing any clothing that would
give rise to anyone associating them or their conduct with Toll.
(c) The fact that Mr Newton himself believed that he was bound by Toll’s
policies and procedures during his own free time, in my view, is neither here nor
there. The question is, on a proper construction and application of Toll’s policies and
[2021] FWCFB 3457
13
procedures, did they apply to the Applicants at the time of the Fight (when the
Applicants were in their own ‘free’ and personal time). I have found that they do
not.’ (Footnotes omitted)
[36] At [109] – [111] the Deputy President deals with the Verbal Altercation and, as
mentioned earlier, concludes that it did not provide a valid reason for dismissal.
[37] At [112] the Deputy President states:
‘I have set out the basis upon which I have concluded that the two core reasons relied upon by
Toll for the dismissal of Mr Newton, individually or combined, do not amount to valid reasons
for his dismissal. I stress that these conclusions relate only to these specific reasons for
dismissal (as relied upon by Toll).’
Whether Mr Newton’s dishonesty constitutes a valid reason for his dismissal
[38] The Deputy President’s consideration of this issue is set out at [113] – [148] of the
Decision. These aspects of the Decision are central to the appeal.
[39] At [113] – [116] the Deputy President finds:
‘In determining to dismiss both of the Applicants, Toll formed the view that both of the
Applicants had been dishonest, or at the very least, less than candid, in relation to their
versions of the Fight (i.e. as to what happened to start the Fight, what was said in the lead up
to the Fight, and what occurred during the Fight).
There are, however, questions concerning Toll’s reliance upon issues of dishonesty in that, at
the time of the Applicants’ dismissals, Toll was unable to properly articulate exactly what the
Applicants had been dishonest about.
Rather, Toll appears to have proceeded simply on the basis that neither of the Applicants
could be believed (to more or less degrees). This is not a criticism of Toll, or its investigation.
The Investigation Report highlights the difficulties that Mr Lambie encountered in
determining what actually happened in relation to the Fight, especially in circumstances where
there were no witnesses to the Fight, and much of the evidence from persons other than the
Applicants was based upon hearsay, speculation and innuendo. It was also apparent to Mr
Lambie that there was a factional split amongst TWU delegates, which made evidence from
other employees difficult to assess in terms of reliability (i.e. having regard to unknown union
factional allegiances).
However, the fact that Toll’s reliance upon issues of dishonesty, as at the time it made the
decision to dismiss Mr Newton, might have been incomplete or not fully capable of
articulation, does not mean that Mr Newton’s dishonesty (as found to have occurred on the
evidence in these proceedings) is to be cast aside from the perspective of the Commission’s
ability to make a findings about same, or an ultimate finding as to such dishonesty being a
valid reason for his dismissal.’
[40] At [117] the Deputy President set out what he regarded as the relevant question for
determination:
‘On the evidence before the Commission, in all the circumstances of the case, does a valid
reason for dismissal exist as at the time of the dismissal, notwithstanding that such a valid
[2021] FWCFB 3457
14
reason might not be one that was relied upon by the employer at the time of the dismissal, but
for example comes to light in a hearing before the Commission?’
[41] At [120] – [139] the Deputy President sets out the various accounts by Mr Newton of
the Fight and the Verbal Altercation, concluding at [140] that Mr Newton was not honest
with Toll, nor with the Commission, in relation to his accounts of these events.
[42] After stating that Mr Newton was required to be honest and candid with Toll in
respect of their investigation, the Deputy President’s conclusion in respect of whether there
was a valid reason for Mr Newton’s dismissal is set out at [147] – [148]:
‘By representing the facts of the Fight and the Verbal Altercation as he has, Mr Newton has
(both to Toll, and before this Commission) been both dishonest and misleading. In this regard,
I note the following:
(a) Mr Newton has maintained his version of events. To date, Mr Newton has not
recanted, to any substantial degree, his evidence that he did not in any way provoke
the Fight. Nor has he moved away from his assertion that he was ‘king hit’ in a
cowardly fashion by Mr Chambers, knocked unconscious, and then punched (absent
any resistance from him) whilst he lay on the ground (with Mr Chambers sitting on
top of him).
(b) Mr Newton’s dishonesty has been completely self-serving, with absolutely no
regard to Mr Chambers personal reputation. Indeed, Mr Newton during the First and
Second Interviews continued to maintain that he does not really know if he was
glassed by Mr Chambers, and made sanctimonious comments about same, such as “I
would like to think he wouldn’t have done something like that”. Given that I have
rejected Mr Newton’s evidence that he did not provoke the Fight, and was not
knocked unconscious during the Fight, his maintenance of the suggestion that he may
have been glassed by Mr Chambers (or otherwise ‘king hit’ by Mr Chambers) is
appalling.
(c) Mr Newton’s dishonesty in relation to the Verbal Altercation and his interactions
with Mr Mitchell on 9 April 2019, whilst not of the same gravity as his dishonesty in
relation to the Fight, are equally self-serving, and only serve to reinforce my view as
to the self-serving nature of Mr Newton’s evidence more generally in these
proceedings.
(d) Mr Newton’s dishonesty has not been in relation to insignificant or trivial matters.
Whether the Fight justified dismissal or not, it was nonetheless a physical altercation
between two employees that resulted in physical injury. Toll needed to know the truth
as to what had occurred, and why it had occurred, so that it could make a proper
assessment of any changes it needed to make at the workplace.
(e) Dishonesty of any form in the employment relationship will undermine the trust
and confidence between an employer an employee. The seriousness of such
dishonesty measures the degree to which such trust and confidence may be weakened.
In this case, Mr Newton’s dishonesty was serious. It has had implications for Toll and
Mr Chambers, including in terms of Toll’s investigation, the decisions Toll has made
in reliance upon such dishonest information, and the impact it has had upon Mr
Chambers.
[2021] FWCFB 3457
15
All in all, I find that Mr Newton’s dishonesty in relation to the Fight and/or the Verbal
Altercation constitute a valid reason for his dismissal by Toll. This weighs in favour of a
finding that Mr Newton’s dismissal was not harsh, unjust or unreasonable.’
[43] Having determined that there was a valid reason for Mr Newton’s dismissal, the
Deputy President turned to the remaining s.387 matters and determined as follows:
Mr Newton was not notified of the reasons which constituted a valid reason for his
dismissal (s.387(b)):
‘Mr Newton was not notified of the reason for his dismissal. Toll dismissed Mr
Newton for “misconduct” because it formed the view that he engaged in the Fight
(and was an active participant in same), and the Verbal Altercation (and was the
aggressor in same). However, inherent in Toll’s decision to dismiss Mr Newton was
the fact that Toll did not believe Mr Newton’s version of events in relation to the
Fight and the Verbal Altercation. The facts in this matter are also unusual in that the
Commission has found a valid reason for Mr Newton’s dismissal that existed at the
time of his dismissal, being a reason upon which Toll did not expressly identify to Mr
Newton at the time he was advised of his dismissal. In the circumstances, I consider
this factor a neutral consideration in this matter.’18 (Footnotes omitted)
As to whether Mr Newton was given an opportunity to respond to any reason
related to his conduct (s.387(b)) the Deputy President regarded this as a neutral
consideration:
‘I agree with Mr Newton that the allegations made against him by Toll lacked
specificity, and merely concerned his involvement in the Fight and the Verbal
Altercation. However, this is also to be considered in light of the fact that Mr
Chambers and Mr Mitchell’s version of events were directly put to him by Toll, but
he maintained his assertions as to what occurred. In short, Mr Newton had every
opportunity to revise or otherwise correct his version of events, including before this
Commission, but chose not to do so.
Further, whilst Toll did not warn Mr Newton that his false denials would give rise to a
finding of serious misconduct (before or during the First and Second Interviews), such
failure is ameliorated by the fact that questions of dishonesty and/or disparity in his
evidence were directly put to him during his evidence before the Commission.
In view of this, I treat any failure by Toll to put specific allegations of dishonesty to
Mr Newton during the First and/or Second Interviews, or as part of the disciplinary
process, as a neutral consideration in the circumstances of this case.’19 (Footnotes
omitted)
s.387(c) is a neutral consideration as ‘Mr Newton’s dismissal was not for reasons
of conduct, not unsatisfactory performance.’20
The matters in ss.387(d), (f) and (g) were regarded as neutral considerations.
18 Decision at [149].
19 Ibid at [151]-[153].
20 Ibid at [150].
[2021] FWCFB 3457
16
The Deputy President had regard to a range of matters raised by Mr Newton in
support of his contention that dismissal was a disproportionate outcome and
therefore harsh, and gave these matters weight in his overall determination of
whether the dismissal was unfair (see [156] – [158]).
[44] The Deputy President’s conclusion is set out at [165] – [171], relevantly:
‘Having regard to the findings that I have made in this decision, and having given due weight to
each of the essential criteria provided for under s.387 of the Act, I am satisfied that Mr
Newton’s dismissal was not unfair within the meaning of s.385 of the Act.
In all the circumstances, I have determined that Mr Newton’s unfair dismissal application is to
be dismissed.
In weighing the finding I have made as to valid reason, as against the neutral considerations I
have identified, and as against the weight to be given to the “other matters” put forward by Mr
Newton, I do not consider the latter to be, in the specific facts and circumstances of this case,
matters that render Mr Newton’s dismissal harsh, unjust or unreasonable. Mr Newton’s
dishonestly [sic] with Toll and before this Commission means that Toll cannot be confident
that he will be honest with it into the future. His dishonesty has been in relation to
straightforward issues as to his interactions with other persons during the Fight and the Verbal
Altercation, however, such straightforward issues have been about significant matters for both
Toll and Mr Chambers.
In the circumstances of this case, the question becomes is it harsh, unjust or unreasonable for
an employee (even an employee of lengthy service who does not hold a management role) to
be dismissed for dishonesty of the gravity engaged in by Mr Newton? Giving due weight to
each of the matters set out under s.387 of the Act, I have concluded that it is not.
…
In my judgment, the outcome in this case is consistent with the object of Part 3-2 of the Act of
providing a ‘fair go all round’ to both Mr Newton and Toll. I have not found Mr Newton’s
dismissal to be unfair, and I have taken into account the needs of both Toll and its employees
in reaching this determination.
A separate order will be issued dismissing the Application for an unfair dismissal remedy
made by Mr Newton in this matter.’
3. The Appeal
[45] Mr Newton advances a number of arguments as to why the Commission ought to
grant permission to appeal, by reference to the appeal grounds advanced.21 In particular, Mr
Newton submits that the appeal raises an important question of principle of general
significance to the Commission’s unfair dismissal jurisdiction under Part 3-2 of the Act
concerning the circumstances in which an employer can require an employee to answer
21 Appellant Notice of Appeal, grounds 1-5, p 5.
[2021] FWCFB 3457
17
questions about matters that occur outside the workplace which are not otherwise connected
to the employee’s employment in the sense described in Rose v Telstra.22
[46] Mr Newton also contends that the Deputy President made a series of jurisdictional
errors.23
[47] Toll submits that for the reasons set out in its submissions of 3 March 2021, the
appeal should be refused because the grounds relied upon by Mr Newton do not engage the
public interest.24
[48] The submissions advanced by Mr Newton and Toll in respect of the various grounds
of appeal were summarised in a Background Paper issued by the Commission on 26 March
2021. Question 13 of the Background Paper asked the parties whether the summary of the
submissions advanced in respect of each ground of appeal were accurate. In response, Toll
did not raise any substantive concerns regarding the summary of the submissions set out at
paragraphs [40]-[93] of the Background Document, but reiterated that Toll relies on the
entirety of its written outline of submissions dated 3 March 2019 and asks that those
submissions be taken into account.
[49] We note here that we have taken account of the written and oral submissions
advanced on behalf of Mr Newton and Toll.
4. Consideration
[50] The appeal raises questions of general importance and significance to the
Commission’s unfair dismissal jurisdiction, in particular:
1. The correct application of s.387(a).
2. The correct approach to findings of dishonesty which are relied upon to provide a
valid reason for dismissal.
3. The correct application of ss.387(b) and (c).
[51] We are satisfied that it is in the public interest to grant permission to appeal and we do
so.
[52] It is convenient to categorise the various grounds and arguments advanced on appeal
into three broad topics:
valid reason (s.387(a))
notification of the valid reason (s.387(b)), and
22 Rose v Telstra Corporation Ltd (unreported, AIRC, Print Q9292, 4 December 1988). See Appellant’s Submissions, 3
February 2021 at [2].
23 Appellant’s Submissions, 3 February 2021 at [3].
24 Respondent’s Submissions, 3 March 2021 at [8].
[2021] FWCFB 3457
18
the opportunity to respond to the valid reason (s.387(c)).
Valid reason
[53] Section 387(a) of the Act provides that in considering whether it is satisfied that a
dismissal was harsh, unjust or unreasonable, the Commission must take into account (among
other things):
‘whether there was a valid reason for the dismissal related to the person’s capacity or conduct
(including its effect on the safety and welfare of other employees)’
[54] Various aspects of the Deputy President’s consideration and application of s.387(a)
are challenged on appeal. In essence the Appellant contends that the Deputy President erred
in three main respects:
1. Deciding that the Commission is not limited to the reason relied upon by the
employer in finding that there was a valid reason for the dismissal (The error of
principle).
2. The finding (at [147], also see [148]) that by representing the facts of the Fight
and the Verbal Altercation Mr Newton had ‘(both to Toll and before this
Commission) been both dishonesty [sic] and misleading’. The Appellant submits
that such a finding was a serious one and it was not open to the Deputy President,
without giving Mr Newton notice that he was contemplating such a conclusion, to
make such a finding: ‘constituting a denial of procedural fairness to Mr Newton
and a substantial wrong or miscarriage so as to warrant a grant of permission to
appeal and the quashing of the Decision’ (The denial of procedural fairness).
3. In concluding that Mr Newton was required to be honest and candid with Toll in
respect of the investigation into the Fight (The requirement to be honest and
candid).
1. The Error of Principle
[55] As we have mentioned, the Deputy President purports to summarise the ‘general
principles’ and ‘relevant law’ with respect to s.387(a) at [69]-[84] of the Decision. At [72]-
[78] he says:
‘[72] In order to be a valid reason, the reason for the dismissal should be “sound, defensible or
well founded”, and should not be “capricious, fanciful, spiteful or prejudiced”. Further, the
Commission will not stand in the shoes of an employer and determine what the Commission
would do if it was in the position of the employer.
[73] There is no mandate for giving the ‘valid reason’ criterion any greater emphasis or weight
than any of the other criteria in s.387. That said, relevant weight is a matter for the relevant
decision-maker.
[74] It is well settled that a statutory requirement to ‘have regard to’ or ‘take into account’
requires the Commission to give a matter(s) weight as a fundamental element in the decision
[2021] FWCFB 3457
19
making process. Even if it is found that there was a valid reason for the dismissal, an overall
assessment must be made as to whether the dismissal was harsh, unjust or unreasonable…
[75] Where a dismissal relates to an employee’s conduct, the reason for dismissal might be
valid because the conduct occurred and justified termination. The reason might not be valid
because the conduct did not occur, or it did occur, but did not justify termination. The question
of whether alleged conduct took place, and what it involved, is to be determined by the
Commission on the basis of the evidence in the proceedings before it (on the balance of
probabilities).
[76] Further, to constitute a valid reason for dismissal, the Commission must assess whether
the conduct was of sufficient gravity or seriousness such as to justify dismissal as a sound,
defensible or well-founded response to the conduct. In finding that there was a valid reason for
dismissal, the Commission is not limited to the reason relied on by the employer…
[78] Where the conduct in question concerns fighting, the attitude of the Commission
(generally) will tend to be that, in the absence of extenuating circumstances, a dismissal for
fighting will not be viewed as harsh, unjust or unreasonable. The extenuating circumstances
may, and often do, concern the circumstances in which a fight occurred, as well as other
considerations, such as the length of service of the employee, including their work record, and
whether he or she was in a supervisory position. As to the circumstances of a fight, relevant
considerations include whether the dismissed employee was provoked, and whether he or she
was acting in self-defence.’ (Footnotes omitted, emphasis added)
[56] At [117] the Deputy President sets out the question he poses for determination:
‘On the evidence before the Commission, in all the circumstances of the case, does a valid
reason for dismissal exist as at the time of the dismissal, notwithstanding that such a valid
reason might not be one that was relied upon by the employer at the time of the dismissal, but
for example comes to light in a hearing before the Commission?’
[57] At [118] the Deputy President states:
‘It follows that the Commission’s inquiry as to whether a valid reason for a dismissal exists is
not limited to only the reasons given by an employer for a dismissal, but may include, for
example, reasons later identified by an employer, or by the Commission, that were in
existence at the time a dismissal occurred.’
[58] The propositions at [72], [74] and [75] of the Decision are uncontentious. In short, the
Commission is required to conduct an objective analysis of all relevant facts in determining
whether there was a valid or sound or defensible reason to dismiss. Where – as is the case
here – a reason for a termination is based on the conduct of the employee, the Commission
must determine whether the alleged conduct took place and what it involved, on the basis of
the evidence in the proceedings before it.25
[59] The Appellant rejects the proposition contained the second sentence of [76] – namely,
that in determining whether there is a reason for termination the Commission is not limited to
the reason relied on by the employer, if that proposition is understood to mean that the
Commission is entitled to embark on a roving or inquisitorial inquiry into reasons which may
25 Edwards v Giudice (1999) 169 ALR 89 at [92] per Moore J; see also King v Freshmore (Vic) Pty Ltd [2000] AIRC 1019 at
[21]-[25].
[2021] FWCFB 3457
20
ground a valid reason for dismissal which are not expressly advanced and argued before the
Commission by the employer.
[60] The Appellant contends that such an approach would be:
1. Contrary to the obligation of the Commission to act judicially and accord the
parties procedural fairness (citing Edwards v Justice Giudice and Others [1999]
FCA 1836 at [44] (Marshall J)).
2. Inconsistent with the principle that the employer bears the onus of establishing
the validity of a particular reason for dismissal (citing Allied Express Transport
Pty Ltd v Anderson (1998) 81 IR 410 at 5; Yew v ACI Glass Packaging Pty Ltd
(1996) 71 IR 201 at 204).
[61] For the same reasons the Appellant submits that the question posed at [117] and the
observation at [118] are erroneous.
[62] The Appellant submits that the statement of principle at [118] is erroneous because:
‘it is not appropriate for the Commission to itself formulate or identify valid reasons for
dismissal not expressly relied on and advanced by the employer during the course of a
hearing. Whilst an employer can, un-controversially, rely on ‘after acquired’ knowledge of
misconduct to establish a valid reason, it cannot rely on conduct which was known to it and
not relied on in effecting a dismissal as the employer will have waived the capacity to rely on
such conduct.’26
[63] The Appellant concedes that an employer can rely on what is actually ‘after acquired’
knowledge of conduct that did not come to light by the time of dismissal but submits that this
must be done by the employer, specifically and directly at the hearing, given that it is the
employer who bears the onus of establishing a valid reason for dismissal.
[64] The Appellant contends that the correct principles are that an employer:
can rely to establish a valid reason for dismissal on ‘after acquired’ knowledge of
conduct which occurred during the employment but did not come to light by the
time of dismissal.27
cannot rely to establish a valid reason on conduct which occurred during the
employment of which the employer was aware but had waived/condoned by not
relying on such conduct in deciding to dismiss the employee.28
[65] The Commission is bound to determine whether, on the evidence provided, facts
existed at the time of termination that justified the dismissal.29 Contrary to the Appellant’s
26 Appellant’s Submissions, 29 March 2021, p 5.
27 See Lane & Ors v Arrowcrest Group Pty Limited (t/as ROH Alloy Wheels) (1990) 27 FCR 427 at 456 (Van Doussa J);
Byrne v Australian Air (1995) 185 CLR 410 at 430 (Brennan CJ, Dawson and Toohey) and at 460 (McHugh and
Gummow JJ).
28 See Howard v Pilkington (Australia) Ltd [2008] VSC 491 at [49]; Cannan v Nyrstar Hobart Pty Ltd [2014] FWC 5072 at
[255]-[256].
[2021] FWCFB 3457
21
submission, in determining whether there was a valid reason for the dismissal the
Commission is not confined to the reason advanced by the employer (either at the time of
dismissal or during the course of the subsequent hearing). A valid reason for dismissal can be
any valid reason underpinned by the evidence provided to the Commission.30
[66] We accept that if the Commission determines that there is a valid reason for dismissal
which is not expressly advanced by the employer then it must act judicially and accord the
parties procedural fairness – an issue to which we will return shortly; but we reject the
Appellant’s waiver submission; namely the proposition that in the context of establishing a
valid reason for dismissal an employer cannot rely on conduct of which the employer was
aware but waived/condoned by not relying on such conduct to dismiss the employee. Two
authorities are cited in support of the submission put: Howard v Pilkington (Australia)
Ltd31(Pilkington) and Cannan v Nyrstar Hobart Pty Ltd32 (Nyrstar).
[67] Pilkington concerned a claim for damages for breach of contract arising from the
summary dismissal of a manager. The employer in that case had justified the manager’s
dismissal by relying on three instances of disobedience of a lawful instruction or direction.
One issue in the proceedings was whether Pilkington had acquiesced or condoned the
manager’s conduct. In respect of this issue, Judd J held, relevantly:
‘In Rankin v Marine Power International Pty Ltd Gillard J provided a helpful statement of the
legal principles to be applied when an employer is taken to have condoned, waived,
acquiesced in or decided not to rely upon an employee’s conduct to terminate the contract of
employment such as to disentitle the employer from later relying upon that conduct to justify
summary dismissal. His Honour said,
352 An employer who has full knowledge of the misconduct of an employee, and
who makes a decision to continue to employ the employee, cannot at a later
date, unless of course other facts come to his knowledge, dismiss him
summarily on the basis of the employee's known misconduct. It is said that
the employer has waived his right to dismiss the employee summarily, and
thereby condones the misconduct…’33 (Footnotes omitted)
[68] Pilkington states the law in respect of waiver or condonation in the context of
common law summary dismissal for misconduct. It says nothing about the Commission’s
statutory task under s.387. In our view, caution needs to be exercised in seeking to import
common law notions into what is a statutory, arbitral function. As Gray J observed in Miller v
University of NSW:
‘In terms of legal rights, the employment of most employees in Australia is terminable on some
form of notice. The right to terminate by notice might arise from the express or implied terms
of the contract of employment, or from an award or other collective instrument governing the
29 Lane v Arrowcrest (1990) 27 FCR 427, 456 cited with approval in Byrne & Frew v Australian Airlines Ltd (1995) 185
CLR 410, 467 and 468.
30 MM Cables (A Division of Metal Manufacturers Limited) v Zammit, Print S8106 (AIRCFB, Ross VP, Drake SDP, Lawson
C, 17 July 2000) at [42].
31 [2008] VSC 491 at [49].
32 [2014] FWC 5072 at [255]-[256].
33 [2008] VSC 491 at [49].
https://www.fwc.gov.au/documents/decisionssigned/html/2014fwc5072.htm
[2021] FWCFB 3457
22
terms and conditions of the employment. Generally, the notice may be given by either party.
Also generally, it might be given for good reason, bad reason or for no reason at all. If the
“valid reason” contemplated by s 170CG(3)(a) of the WR Act involved no more than an
inquiry into the legal rights of the parties, in most cases it would be a short inquiry. It would
be answered by saying that the employer had a right to dismiss the employee on notice and
had exercised that right. The provision refers to a “valid reason” in another sense altogether…
What is sought is not the existence of a legal entitlement to terminate the employment, but the
existence of a reason for the exercise of that right that is related to the factual situation. The
validity is not to be judged by reference to legal entitlements, but to the Commission's
assessment of the factual circumstances as to what the employee is capable of doing or has
done, or as to what the employer requires in order to continue its activities.’34
[69] Nyrstar is a first instance decision in which the Member states:
‘The principle behind the Applicants’ submission of condonation is that an employer, with full
knowledge of an employee’s misconduct and continues to employ him [sic], cannot later rely
on that misconduct to dismiss the individual. Thus, by knowing the behaviours of Mr Cannan
and Mr Fuller and electing to continue the employment of them, Nyrstar ‘condoned’ their
conduct and ‘waived’ the right to terminate their employment contracts
The practical manifestation of this principle in the employment context is that a wronged party
has the right to elect, in the face of a breach of a condition of an employment contract, either
to continue the contract or terminate it for breach. In order for condonation to be present, an
employee must provide that:
the employer had full knowledge of the conduct;
despite this, the employer retains the employee’s services; and
with this election, the employer has deliberately given up the right to dismiss the employee
summarily.’35 (Footnotes omitted)
[70] A subsequent appeal was upheld,36 but only on the limited ground that the Member
had erred in assessing lost remuneration in her determination of the compensation order. As
to the Member’s remarks about condonation the Appeal Bench held:
‘The evidence clearly supports the finding of Deputy President Wells that the Appellant’s
managers had condoned the conduct of the Respondents in that they were not disciplined for
the conduct and they were rated as satisfactory or better than satisfactory employees in their
performance reviews over the time in which the relevant conduct had occurred. The evidence
relied on by the Appellant to challenge the finding of the Deputy President went largely to
evidence as to the view of managers of the relevant conduct and the evidence of that does not
militate against the substantial evidence that the Respondents were not disciplined in relation
to the relevant conduct. This conclusion also disposes of the Appellant’s ground 5.3.2 in its
written Outline of Submissions.’37 (Footnotes omitted)
34 [2003] FCAFC 180 at [13]-[15]
35 [2014] FWC 5072 at [255]-[256].
36 [2015] FWCFB 888.
37 Ibid at [54].
https://www.fwc.gov.au/documents/decisionssigned/html/2015fwcfb888.htm
https://www.fwc.gov.au/documents/decisionssigned/html/2014fwc5072.htm
[2021] FWCFB 3457
23
[71] Two other decisions also bear on this issue. In Toll Holdings Limited t/a Toll
Transport v Johnpulle38 (Johnpulle) the Full Bench addressed the submission that toleration
or condonation of misconduct was relevant to whether a dismissal was harsh, unjust or
unreasonable, as follows:
‘It may be accepted that, under the general law, an employer is disentitled to summarily dismiss
an employee for an earlier instance of misconduct on the part of that employee where the
employer with full knowledge of the misconduct had decided to retain the employee in
employment. It would be difficult to conclude for the purpose of s.387(a) of the FW Act that
an employer who had condoned misconduct by an employee in this way and had thus lost the
right of summary dismissal at law nonetheless had a valid reason for dismissing that
employee.’39 (Footnotes omitted)
[72] In Conicella v Phillip W Hill & Associates Pty Ltd t/a Hunter Legal &
Conveyancing40 (Conicella), Saunders C (as he then was) relying on Johnpulle, stated:
‘In my view, the following principles are apparent from these authorities on the question of
reliance by an employer on earlier instances of misconduct on the part of an employee when
making a later decision to dismiss the employee:
where an employer with full knowledge of earlier instances of misconduct on the part of an
employee has decided to retain the employee in employment, those earlier instances of
misconduct cannot, of themselves, constitute valid reasons for dismissal;
however, the earlier instances of misconduct may be relevant to the question of whether
there was a valid reason for dismissal because they may increase the gravity of later
misconduct, particularly where the earlier misconduct was of the same or a similar
character and the employee was warned not to repeat it, thereby contributing to a finding
that the reason(s) for dismissal were “sound, defensible and well founded”; and
the earlier instances of misconduct and any warnings in relation thereto may also be
“relevant matters” (s.387(h)) to an assessment of whether the dismissal was too harsh a
penalty in the circumstances.’41 (Footnotes omitted)
[73] In our view, Nyrstar and Conicella both overstate the position. The proposition that
earlier instances of misconduct which have been condoned by the employer ‘cannot, of
themselves, constitute valid reasons for dismissal’ is simply wrong. The proposition
erroneously conflates the position at common law with the Commission’s statutory task under
s.387.
[74] Further, the proposition put is not supported by Johnpulle. The relevant passage from
Johnpulle is:
‘It would be difficult to conclude for the purpose of s.387(a) of the FW Act that an employer
who had condoned misconduct … and had thus lost the right of summary dismissal at law
nonetheless had a valid reason for dismissing that employee.’42 (Emphasis added)
38 [2016] FWCFB 108.
39 Ibid at [15].
40 [2016] FWC 7906.
41 Ibid at [31].
https://www.fwc.gov.au/documents/decisionssigned/html/2016fwc7906.htm
https://www.fwc.gov.au/documents/decisionssigned/html/2016fwcfb108.htm
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[75] Contrary to the summation in Conicella, the Full Bench in Johnpulle was not stating a
decision rule that past (condoned) misconduct cannot constitute a valid reason for dismissal.
Properly understood, Johnpulle is authority for the proposition that the attitude of the
employer to such misconduct – that is, at the time the employer did not think it sufficiently
serious to warrant summary dismissal – is a significant consideration, relevant to whether
such misconduct constitute a valid reason for dismissal. However, it is not determinative of
the question.43
[76] If condonation was determinative it would be akin to adopting a subjective test to the
question of whether there was a valid reason for the dismissal; that is, one would approach
the issue solely from the perspective of the employer. Such an approach is contrary to
principle. As we have mentioned, the Commission is required to conduct an objective
analysis of all relevant facts in determining – on the basis of the evidence in the proceedings
before it – whether there was a valid reason to dismiss.
[77] For completeness we note that we also reject the submission that the Deputy
President’s statement of principle of [117] and [118] is ‘inconsistent with the principle that
the employer bears the onus of establishing the validity of a particular reason for dismissal’.
[78] The authorities relied on by the Appellant, Yew44 and Allied Express45 are decisions of
the Industrial Relations Court and the Federal Court respectively and provide no support for
the proposition put; they were decided under an earlier statutory scheme in which s.170DE(1)
stated:
‘An employer must not terminate an employee's employment unless there is a valid reason, or
valid reasons, connected with the employee's capacity or conduct or based on the operational
requirements of the undertaking, establishment or service.’
[79] Further, at the time Yew was decided, s.170EDA expressly dealt with onus of proof
stating:
‘the termination is taken to have contravened subsection 170DE(1) unless the employer proves
that…there was a valid reason, or valid reasons, of a kind referred to in subsection 170DE(1)’
[80] There is no equivalent provision in the Act.
[81] Contrary to the Appellant’s contention, the extent to which the legal concept of onus
or burden of proof applies to matters before an administrative tribunal such as the
Commission is somewhat vexed. As observed by the Full Bench in Advanced Health Invest
Pty Ltd T/A Mastery Dental Clinic v Mei Chan:
‘As to the issue of onus agitated by the Respondent, it must be said that the extent to which the
legal concept of onus or burden of proof arises in relation to matters considered by an
42 [2016] FWCFB 108 at [15].
43 Also see Michael Gelagotis v Esso Australia Pty Ltd T/A Esso; Michael Hatwell v Esso Australia Pty Ltd T/A Esso [2018]
FWCFB 6092.
44 Yew v ACI Glass Packaging Pty Ltd (1996) 71 IR 201.
45 Allied Express Transport Pty Ltd v Anderson (1998) 81 IR 410.
https://www.fwc.gov.au/documents/decisionssigned/html/pdf/2018fwcfb6092.pdf
https://www.fwc.gov.au/documents/decisionssigned/html/pdf/2018fwcfb6092.pdf
https://www.fwc.gov.au/documents/decisionssigned/html/2016fwcfb108.htm
[2021] FWCFB 3457
25
administrative tribunal such as the Commission is a difficult one. However, in the context of
the question whether a dismissal is unfair, to the extent that there is a legal onus or something
analogous to it, the onus rests on the applicant in the sense that it is the applicant who bears
the risk of failure if the satisfaction required by s.385 including s.385(c) is not reached. As to
evidentiary onus, plainly a party seeking to establish a fact bears onus of adducing evidence
necessary to establish that fact. In a practical sense, in most cases the question of where an
evidentiary onus resides will be answered by asking: in relation to each matter about which
the Commission must be satisfied, which party will fail if no evidence or no further evidence
about the matter were given?’46
[82] For the reasons given the Deputy President did not err in the manner contended by the
Appellant. The Commission is not limited to the reason relied upon by the employer in
finding that there was a valid reason for dismissal.
2. The Denial of Procedural Fairness
[83] As we have mentioned, the Deputy President concluded – correctly in our view – that
the Fight did not have a sufficient connection to Mr Newton’s employment with Toll and
accordingly Mr Newton’s involvement in the Fight did not constitute a valid reason for his
dismissal. The Deputy President then goes on to make the following finding (at [148]):
‘All in all, I find that Mr Newton’s dishonesty in relation to the Fight and/or the Verbal
Altercation constitute a valid reason for his dismissal by Toll. This weighs in favour of a
finding that Mr Newton’s dismissal was not harsh, unjust or unreasonable.’ (Emphasis added)
[84] This finding needs to be seen in the context of the decision read as a whole. At [50]
the Deputy President states that he strongly preferred the evidence of Mr Chambers (as
opposed to Mr Newton) in relation to the Fight and sets out the basis for that preference (see
[20] above).
[85] The Deputy President’s characterisation of Mr Newton’s evidence is set out at [51] –
[52], as follows:
‘[51] In my view, much of Mr Newton’s evidence as to the Fight was either self-serving or
implausible, in that many of his answers, and his demeanour when providing such answers,
gave me the impression that he was attempting to either:
(a) shift blame or responsibility for his role in the Fight;
(b) cast Mr Chambers as the antagonist of the Fight, without proper regard to, or honest
account of, his own actions;
(c) portray himself as a victim in the Fight;
(d) diminish the overall seriousness of the Fight; and/or
(e) muddy the waters as to the facts to attempt to create an outcome on the evidence
where positive findings of fact contrary to Mr Newton’s interests are unable to be made.
46 [2019] FWCFB 5104 at [43]. Also see Rick Adaszko v Mitford Investments Pty Ltd ATF The JJG Trust t/a Integro Private
Wealth [2021] FWCFB 719 at [28].
https://www.fwc.gov.au/documents/decisionssigned/html/pdf/2021fwcfb719.pdf
[2021] FWCFB 3457
26
[52] Mr Newton’s evidence before the Commission was, in my view, merely a continuation of
the same behaviours exhibited by Mr Newton immediately post the Fight, whereby he:
(a) initially and falsely asserted to Toll and other employees that he had been, or might
likely have been, “glassed” by Mr Chambers during the Fight;
(b) had totally lost consciousness or “blacked-out” during the Fight; and/or
(c) had been “beaten up” (or “king hit” or “coward punched”, as it is otherwise known)
by Mr Chambers for no apparent reason.’ (Emphasis added)
[86] At [53] the Deputy President characterises Mr Newton’s dishonesty as ‘sinister
conduct’ and an attempt to save his job by impugning and damaging Mr Chambers’ character
and reputation:
‘Mr Newton’s foregoing assertions against Mr Chambers are, in my view, sinister conduct that
can never be justified. I infer that a core purpose for Mr Newton in making such false
assertions against Mr Chambers was not only to attempt to save his job by impugning and
damaging the character and reputation of Mr Chambers with Toll, and within the Toll
workforce, but to also suggest to other colleagues that whilst Mr Newton had “lost” the Fight,
it was never a “fair” fight to begin with.’ (Footnotes omitted, emphasis added)
[87] At [119] the Deputy President says:
‘Unlike Mr Chambers, I have found Mr Newton to have engaged in dishonest conduct during
the course of the investigation into the Fight and the Verbal Altercation, and before this
Commission. Mr Newton’s conduct in this regard marks a departure from the circumstances
that applied to Mr Chambers. Mr Newton’s dishonest behaviour in terms of a valid reason for
dismissal must be considered separately to the conduct relied upon by Toll in dismissing Mr
Newton (i.e. for his willing involvement in the Fight and the Verbal Altercation).’ (Emphasis
added)
[88] Later at [140]:
‘Based upon my Mr Newton’s responses to Toll during the First and Second Interviews, and his
evidence before this Commission, given my findings in this decision, I reiterate my view that
Mr Newton has not been honest with Toll or the Commission in relation to his accounts of the
Fight and the Verbal Altercation.’ (Original, emphasis added)
[89] At [147] the Deputy President reiterates that ‘by representing the facts of the Fight
and the Verbal Altercation as he has, Mr Newton has (both to Toll, and before this
Commission) been both dishonest and misleading’ (emphasis added) and notes that:
‘Mr Newton’s dishonesty has been completely self-serving, with absolutely no regard to Mr
Chambers personal reputation. Indeed, Mr Newton during the First and Second Interviews
continued to maintain that he does not really know if he was glassed by Mr Chambers, and
made sanctimonious comments about same, such as “I would like to think he wouldn’t have
done something like that”. Given that I have rejected Mr Newton’s evidence that he did not
provoke the Fight, and was not knocked unconscious during the Fight, his maintenance of the
[2021] FWCFB 3457
27
suggestion that he may have been glassed by Mr Chambers (or otherwise ‘king hit’ by Mr
Chambers) is appalling.’47
[90] The Appellant submits that the Deputy President made a finding that ‘Mr Newton had
been deliberately dishonest and embarked on a malicious and self-serving campaign to
impugn Mr Chambers:
‘It was, in effect, a conclusion that Mr Newton had lied during their investigation and had not
complied with his oath to give truthful evidence before the Commission.’48
[91] Contrary to the Appellant’s submission, Toll submits49 that it is overstating and
misrepresenting the Decision to say that the Deputy President found that Mr Newton had
deliberately lied with some sort of malevolent purpose:
‘The Deputy President certainly found that the Appellant’s evidence was completely self-
serving. He found that the Appellant’s dishonesty had absolutely no regard to Chambers’
reputation. He found that the Appellant had not recanted or moved away from his assertion
that he had been king hit in a cowardly fashion by Mr Chambers. He found that the
Appellant’s maintenance of the suggestion that he had been “glassed” by Mr Chambers was
appalling. He found that the Appellant’s dishonesty was serious and that it had implications
for the Respondent and Mr Chambers.
However, the Deputy President did not make any finding about the Appellant’s motive other
than that he was driven by self-interest. The Deputy President did not find that the Appellant
had embarked on a malicious self-serving campaign to impugn Mr Chambers or that he acted
with some sort of malevolent purpose or that he set out to impugn or damage Mr Chambers’
reputation. This is overreach on the part of the Appellant and the Appellant’s submissions do
not point to where such findings were made.’50 (Footnotes omitted)
[92] We reject Toll’s contention that the Deputy President did not make a finding about Mr
Newton’s motive, other than he was driven by self-interest. At [53] the Deputy President
says:
‘I infer that a core purpose for Mr Newton in making such false assertions against Mr
Chambers was not only to attempt to save his job by impugning and damaging the character
and reputation of Mr Chambers with Toll, and within the Toll workforce, but to also suggest
to other colleagues that whilst Mr Newton had “lost” the Fight, it was never a “fair” fight to
begin with.’ (Footnotes omitted)
[93] It is plain from the above extract that the Deputy President found that ‘a core purpose’
of what the Deputy President characterised as Mr Newton’s false assertions against Mr
Chambers was ‘to attempt to save his job by impugning and damaging the character and
reputation of Mr Chambers with Toll, and within the Toll workforce.’ Further, the Deputy
President characterised Mr Newton’s assertion against Mr Chambers as ‘sinister conduct that
can never be justified.’
47 Decision at [147].
48 Appellant’s Submissions, 3 February 2021 at [44].
49 See Respondent’s Submissions, 3 March 2021 at [71]-[88], especially [74].
50 Respondent’s Submissions, 3 March 2021 at [75]-[76].
[2021] FWCFB 3457
28
[94] Further, we note that the Deputy President’s earlier finding, at [147], that Mr
Newton’s representation of the facts of the Fight and Verbal Altercation was ‘both dishonest
and misleading’. The Deputy President’s findings plainly go further than merely rejecting Mr
Newton’s evidence. Nor should the earlier findings be divorced from the Deputy President’s
ultimate conclusion at [148] – these findings would serve no purpose if there were not
relevant to the issue of whether there was a valid reason for the dismissal.
[95] When viewed in the context of the Decision as a whole, it appears to us that the
Deputy President found that Mr Newton’s conduct was not only dishonest, but egregiously
so, particularly having regard to the comments made by the Deputy President at [51], [53]
and [147]. Further, the Deputy President clearly drew the inference that a core purpose in Mr
Newton’s false assertions against Mr Chambers was ‘to attempt to save his job by impugning
and damaging the character and reputation of Mr Chambers with Toll’. The Deputy President
characterised Mr Newton’s behaviour as ‘both dishonest and misleading’ (at [147]) and
‘sinister conduct that can never be justified’ (see [53]).
[96] Finally, the Deputy President’s repeated reference to Mr Newton’s ‘dishonest’
conduct before the Commission (see [119] and [140]) gives the clear impression that the
Deputy President considered Mr Newton’s conduct during the proceedings as relevant to his
consideration of whether Mr Newton was validly dismissed for being dishonest.
[97] It is convenient to deal with the later point first.
[98] On the basis of the paragraphs mentioned above, the Appellant submits:
‘That is the - in a manner that's been enlivened by what the respondent said in its submissions,
the Deputy President appears to have taken into account the conduct during the Commission
proceedings as itself giving rise to a valid reason for dismissal. That was obviously not open
as it was not conduct that existed at the time of the dismissal and obviously post dated the
dismissal. It could not have provided a valid reason.’51
[99] A valid reason can only be found based on ‘after acquired’ facts if such facts existed
at the time of the dismissal. To the extent that Mr Newton was ‘dishonest’ in his evidence
before the Commission, such dishonesty took place many months after Mr Newton’s
dismissal. Mr Newton’s conduct before the Commission was irrelevant to the question of
whether or not there a valid reason for his dismissal within the context of s.387(a).
[100] The Deputy President erred in taking into account Mr Newton’s ‘dishonest conduct’
before the Commission in assessing whether there was a valid reason for dismissal.
[101] We now turn to the Deputy President’s findings about Mr Newton’s dishonesty and
the imputed motive for that dishonesty. The central question is whether or not Mr Newton
was afforded procedural fairness in respect of these issues.
[102] The finding that Mr Newton had been dishonest and had engaged in ‘sinister conduct’
by embarking on a self-serving campaign to impugn Mr Chambers is a significant and serious
51 Transcript, 31 March 2021 at PN134.
[2021] FWCFB 3457
29
finding. It was, in effect, a conclusion that Mr Newton had lied during Toll’s investigation
and had not complied with his oath to give truthful evidence before the Commission.
[103] We agree with the Appellant’s contention that there is a significant difference between
rejecting a person’s evidence and a finding that they have deliberately lied, particularly where
the finding is that they have lied with some sort of malevolent purpose. As the plurality
observed in Smith v NSW Bar Association52(Smith):
‘As a matter of logic and common sense, something more than mere rejection of a person’s
evidence is necessary before there can be a positive finding that he or she deliberately lied in
the giving of that evidence.’53
[104] A finding of the type made by the Deputy President carries with it an obligation to
accord the relevant party procedural fairness. In Smith the plurality put it this way:
‘…it is convenient to proceed on the assumption that his Honour also acted on a positive
finding that the appellant deliberately lied. But even if the evidence was sufficient to support
the findings so made and even if that finding could properly be taken into account in
determining the result, considerations of procedural fairness required that the appellant be
given an opportunity to be heard as to whether the finding should be made… In the first
hearing before the Court of Appeal, no allegation of deliberately lying was made against the
appellant before the adverse finding was made. That being so, the finding then made that the
appellant had lied and the consequence of that finding… were flawed.’54
[105] The High Court’s judgment in Kuhl v Zurich Financial Services Australia Ltd55
(Kuhl) is also apposite.
[106] In Kuhl the appellant was an employee of Transfield Construction Pty Ltd. He was
engaged to clean out the reactors used in the production of hot briquetted iron at BHP’s plant
in Port Hedland. WOMA (Australia) Pty Ltd supplied the vacuuming equipment used in the
cleaning. It was also responsible for directing and supervising the operators of the equipment,
for setting up the hose and for clearing blockages in it. In mid-November 1999, the hose Kuhl
was using became blocked. Kuhl went to investigate. An employee of Hydrosweep Pty Ltd,
Mr Kelleher, attempted to unblock the hose. Hydrosweep also supplied a vacuum truck and
two operators for WOMA to use at the site. Kelleher passed the hose from side to side in
front of the suction inlet but directed away from Kuhl. The vacuuming facility was in
operation at the time. Kuhl’s left arm managed to get sucked into the hose, causing him
serious injuries.
[107] In the proceedings at first instance the trial judge made the following observation
about the plaintiff’s evidence:
‘The plaintiff was less than expansive when describing how his arm was drawn into the vacuum
hose, and I formed the view that for whatever reason he was reluctant to say precisely what
happened. I accept the essentially unchallenged evidence of Mr Kelleher that the suction inlet
52 (1992) 176 CLR 256.
53 Ibid at 268.
54 Ibid at 269.
55 (2011) 243 CLR 361 (‘Kuhl’).
[2021] FWCFB 3457
30
was directed away from the plaintiff as the hose was passed to him, and I am left to infer that
some subsequent action by the plaintiff caused his arm to be drawn in by the suction force.
I am satisfied that the plaintiff was acutely aware of the necessity not to allow any part of the
body to come into contact with the suction inlet. Not only does the plaintiff accept that, but the
associated risks were obvious.’56 (Emphasis added)
[108] The ‘less than expansive’ evidence of the plaintiff which caused the trial judge to
conclude that he was ‘reluctant’ was the following evidence-in-chief:
‘What happened when the hose was handed back towards you? --- My arm was caught in it, in
the end, opening of it, whatever you want to call it.
If you could just describe in your own words to the court, how was the hose passed back
towards you? --- Passed direct ---
What was the physical action? --- Just passed directly back to me. I moved it a bit to the side
to grab it as it was the only way to do it and the next thing my arm was gone.
Which arm? --- Left, sucked in.’57
[109] The plaintiff was not asked further questions in chief on that subject, nor was he asked
any questions in cross-examination about it. The trial judge asked no questions about it.
[110] In Kuhl the plurality (Heydon, Crennan and Bell JJ) characterised the trial judge’s
finding that the plaintiff was ‘reluctant to say precisely what happened’ as ‘an important one’:
‘To conclude that a party-witness is reluctant to say what happened is to conclude that the
party-witness is deliberately failing to comply with the duty to tell the whole truth. That is a
serious conclusion to reach, for the following reasons…
…it is one thing to say that a plaintiff's evidence is inadequate to make out a claim; it is
another thing to say that a plaintiff's evidence is not only inadequate, but that it has been
tailored by deliberate non-responsive suppression.’58
[111] The plurality then set out the conditions to be met before such a finding is made:
‘It is not sound judicial technique to criticise a party-witness for deliberately withholding the
truth in a fashion crucial to a dismissal of that party's claim unless two conditions are satisfied.
First, reasons must be given for concluding that the truth has been deliberately withheld.
Secondly, the party-witness must have been given an opportunity to deal with the criticism.’59
[112] The plurality held that the second condition had not been satisfied:
‘The plaintiff had no opportunity to deal with the criticism. Normally cross-examining counsel
will prefigure and lay the ground work for any criticism a judge may feel minded to make of a
56 Kuhl at [60].
57 Ibid at [61].
58 Ibid at [62], [66].
59 Ibid at [67].
[2021] FWCFB 3457
31
witness’s evidence in chief. But here there was no cross-examination on the plaintiff’s
evidence in chief about what happened in the moments before he sustained his injuries. This
created a difficulty for the trial judge…
There was no point in the trial judge mentioning his conclusion that the plaintiff’s evidence
was not frank and complete unless it played a role in his decision adverse to the plaintiff. In
the absence of any challenge from the cross-examiner to the frankness and completeness of
the plaintiff’s evidence, it was incumbent on the trial judge, if his conclusion that the plaintiff
had not been frank and complete was to play a role in his decision adverse to the plaintiff, to
make the challenge himself. Perhaps the criticism in the judgment did not occur to the trial
judge until after the plaintiff had left the box, or until after the hearing had concluded and
before the judge’s reserved judgment was given. It remained necessary either to recall the
plaintiff or to have no regard to that aspect of the plaintiff’s evidence.’60
[113] In the present matter the Appellant contends that the second condition in Kuhl was not
met:
‘at no point during Mr Newton’s evidence, or during the conduct of the case before the
Commission, was Mr Newton put on notice that the Deputy President may conclude he was
deliberately fabricating his evidence or had conjured up a tale to impugn and damage Mr
Chambers’ character and reputation.’
[114] Toll takes a contrary position and submits:
‘…there is no basis to the assertion that the Appellant was not given an opportunity to deal with
the allegation that he had been dishonest or less than candid. This reason for dismissal was
specifically identified in the Respondent’s Outline of Submissions filed before the hearing –
not as an afterthought as alleged by the Appellant. The Appellant had all of the Respondent’s
evidence before the hearing. The Appellant sought to meet the Respondent’s evidence in his
own witness statements. He knew that his version of events would be the subject of cross-
examination. He was cross-examined and given every opportunity to address inconsistencies
between his evidence and that of Mr Chambers. At all times he was on notice (or should
reasonably have anticipated) that the Respondent would make a final submission that his
dishonest conduct in relation to the investigation was a valid reason for dismissal.’61
[115] Further, Toll contends that Mr Newton was ‘not ambushed with a finding of
dishonesty’:
‘The Appellant’s criticisms of the Deputy President ignore important matters of context,
including that the Appellant must be taken to have been well aware that his honesty and credit
were on the line when he made his Application… The Appellant must be taken to have known
the critical importance of his evidence to the central issues in the case and that it would be
scrutinised by the Commission.’62
[116] The basis for Toll’s submission is that Mr Chambers and Mr Mitchell's version of
events were directly put to the Appellant by Toll, but he maintained his version as to what
had occurred (albeit with inconsistencies):
60 Ibid at [74]-[75].
61 Respondent’s Submissions, 3 March 2021 at [84].
62 Ibid at [79].
[2021] FWCFB 3457
32
‘The Appellant had every opportunity to revise or otherwise correct his version of events during
the investigation and he warranted to the investigator that he had been truthful in his answers.
During the course of the proceeding before the Commission, questions of disparity in his
evidence were directly put to him during cross-examination, but he doubled-down with his
version.’63
[117] We begin by considering the reasons given by Toll for Mr Newton’s dismissal at the
time the dismissal occurred.
[118] It is apparent that Mr Newton’s ‘dishonesty’ during the investigation was not the
reason given by Toll for his dismissal – indeed the Deputy President reached the same
conclusion. Notably omitting any reference to dishonesty, at [106] the Deputy President
observes that the ‘core reasons’ relied upon by Toll to dismiss Mr Newton were that:
Mr Newton, along with Mr Chambers, had been a willing participant in the Fight;
the Fight occurred at work;
fighting at work amounts to serious misconduct;
the Investigation Report made findings as to serious misconduct; and
the Investigation Report recommended the dismissal of Mr Newton for his
involvement in the Fight.
[119] Further at [119] the Deputy President says:
‘Unlike Mr Chambers, I have found Mr Newton to have engaged in dishonest conduct during
the course of the investigation into the Fight and the Verbal Altercation, and before this
Commission. Mr Newton’s conduct in this regard marks a departure from the circumstances
that applied to Mr Chambers. Mr Newton’s dishonest behaviour in terms of a valid reason for
dismissal must be considered separately to the conduct relied upon by Toll in dismissing Mr
Newton (i.e. for his willing involvement in the Fight and the Verbal Altercation).’ (Emphasis
added)
[120] The Deputy President then goes on to consider whether Toll had dismissed Mr
Newton for dishonesty:
‘[113] In determining to dismiss both of the Applicants, Toll formed the view that both of the
Applicants had been dishonest, or at the very least, less than candid, in relation to their
versions of the Fight (i.e. as to what happened to start the Fight, what was said in the lead up
to the Fight, and what occurred during the Fight).
[114] There are, however, questions concerning Toll’s reliance upon issues of dishonesty in
that, at the time of the Applicants’ dismissals, Toll was unable to properly articulate exactly
what the Applicants had been dishonest about.
[115] Rather, Toll appears to have proceeded simply on the basis that neither of the Applicants
could be believed (to more or less degrees). This is not a criticism of Toll, or its investigation.
63 Ibid at [81].
[2021] FWCFB 3457
33
The Investigation Report highlights the difficulties that Mr Lambie encountered in
determining what actually happened in relation to the Fight, especially in circumstances where
there were no witnesses to the Fight, and much of the evidence from persons other than the
Applicants was based upon hearsay, speculation and innuendo. It was also apparent to Mr
Lambie that there was a factional split amongst TWU delegates, which made evidence from
other employees difficult to assess in terms of reliability (i.e. having regard to unknown union
factional allegiances).
[116] However, the fact that Toll’s reliance upon issues of dishonesty, as at the time it made
the decision to dismiss Mr Newton, might have been incomplete or not fully capable of
articulation, does not mean that Mr Newton’s dishonesty (as found to have occurred on the
evidence in these proceedings) is to be cast aside from the perspective of the Commission’s
ability to make a findings about same, or an ultimate finding as to such dishonesty being a
valid reason for his dismissal.’
[121] There is no challenge to the Deputy President’s characterisation of the conduct relied
on by Toll in dismissing Mr Newton.
[122] It is clear that Toll did not rely upon dishonesty in the terms referred to by the Deputy
President at the time of Mr Newton’s dismissal. What then was put to Mr Newton during the
course of the Commission proceedings?
[123] The Form F3 – Employer’s response to unfair dismissal applications makes no
mention of a lack of candour or a similar sentiment, rather it simply asserts that the
Respondent had a ‘valid reason’ to terminate Mr Newton’s employment.64
[124] The proposition that Mr Newton’s dishonesty constituted a valid reason for dismissal
was first raised in the Respondent’s submissions of 6 December 201965 and not revisited until
the Respondent’s final submissions of 27 April 2020, after the hearings had taken place:
In its submission of 6 December 2019, at [43], the Respondent states Mr Newton’s
‘involvement in the 30 May incident constitutes a valid reason for dismissal’ and
then goes on to particularise the valid reason, stating at subparagraph (g):
‘the Applicant was not honest about the 30 May incident throughout the investigation
and disciplinary process’.66
In its final submissions of 27 April 2020, the Respondent contends that:
o Mr Newton was less than candid during the investigation and
disciplinary process and that such a lack of candour is a sound,
defensible and well-founded reason for termination of employment:67
although Mr Rugendyke and Mr Lambie had an initial
impression that Mr Newton had been a victim of an unprovoked
64 Appeal Book, p.655.
65 Respondent’s Submissions, 6 December 2020 at [43](g).
66 Appeal Book, p.729.
67 Respondent’s Submissions, 27 April 2020 at [4.32]; Appeal Book, p.833.
[2021] FWCFB 3457
34
attach, it became apparent during the investigation that Mr
Newton had initiated the altercation68
Mr Newton modified explanations relating to his involvement in
the 30 May incident over time, and69
Mr Newton’s evidence during the hearings at first instance
revealed that Mr Newton provided inconsistent versions of, and
sought to downplay his involvement in, the 30 May incident.70
o Mr Newton was required to be candid and upfront so that the
Respondent could determine and take appropriate action, in particular:
‘Mr Newton had in a number of important respects provided, at worst, dishonest,
and otherwise incomplete and misleading responses, including in this
statements in these proceedings. His lack of candour and/or prevarication
meant that Toll could not be confident Mr Newton would be candid with it in
the future, particularly if Mr Newton was involved in other conflict with, for
example, an employee who was a delegate. This also was a valid reason for the
termination of his employment.’71
[125] At [152] of the Decision the Deputy President states that ‘questions of dishonesty
and/or disparity in his evidence were directly put to [Mr Newton] during his evidence before
the Commission’. The footnote in support of that proposition refers to the transcript at
PN1174-1228 and PN1260-1356. The relevant extracts are set out at Attachment A.
[126] At no stage during this aspect of his evidence is it put to Mr Newton that he is being
dishonest or engaging in ‘sinister’ behaviour by embarking on a self-serving campaign to
impugn Mr Chambers. Mr Newton is challenged on his evidence but it is not put to him that
he is being dishonest for a ‘sinister’ purpose. The high water mark appears at [888] – [898]
(emphasis added):
PN888
Well, when we look at your first statement in the matter, at paragraph 29 and following, you
describe in short terms what happened. You decided to go to bed. "So, I took my jumper off
and turned around and proceeded to go to bed. But all of a sudden I was out cold. I remember
waking up on the cement." So, that paints a picture of you, or paints a picture of Mr Chambers,
really, engaging with you without any provocation or without any agitation on either of your
parts.
PN889
MR GIBIAN: I object. The witness is just being asked to characterise his evidence, or to
provide commentary upon it, not as to what happened or what he thought. It's really just not
relevant evidence and of no assistance to the Commission.
68 Respondent’s Submissions, 27 April 2020 at [4.9]; Appeal Book, p.827.
69 Respondent’s Submissions, 27 April 2020 at [4.10]; Appeal Book, p.827.
70 Respondent’s Submissions, 27 April 2020 at [4.11]; Appeal Book, p.828.
71 Respondent’s Submissions, 27 April 2020 at [4.35]; Appeal Book, p.834.
[2021] FWCFB 3457
35
PN890
THE DEPUTY PRESIDENT: Isn't he being asked about what he's intending to convey by his
evidence, so that, you know – I understand what he's being asked is that the way he's telling his
story is one that would assist him as being not the aggressor. Mr Rauf's taken him to some
parts of the evidence where it might indicate that there was some joint engagement that added
to the tension and therefore there wasn't simply one aggressor. I'm prepared for that to be
explored.
PN891
MR GIBIAN: There's been attempts to point to things that were or weren't said at particular
times. I'm not sure it went very far. But a general question asking the question to characterise
part of his evidence, I don't think, with respect, assists. And that was the last question.
PN892
THE DEPUTY PRESIDENT: Yes, well, if Mr Rauf wants to reframe it, I guess he can.
PN893
MR RAUF: Your Honour is correct to note that I'm simply trying to understand the description
of the picture – the narrative provided in the first statement. Mr Newton, again, coming back to
that, what you've described, or the way you've described what happened at paragraphs 29
through to 33, really convey a picture of you as not having any contributive role in the
altercation?---It says there I pushed him back.
PN894
"He put his hand up on my chest and I pushed him back." On my reading of it, this is the first
time that you've mentioned he has put his hand on your chest?---Okay.
*** STEVEN KEITH NEWTON XXN MR RAUF
PN895
You've described in the investigation that he was in your face, but nowhere have you said that
his hand was on your chest and then you pushed him away. So, what I'm putting to you is even
that, the explanation of him pushing you, is a reaction to him making physical contact with
you. Not just getting up close to you in your face, but physically touching you, and then you
push him back. You didn't mention that in the investigation?
PN896
MR GIBIAN: Look, I do have a concern about the fairness of that question. It may be
accurate, but it really does depend upon interpretation of what is meant by some various words
that were said at various parts of the interviews. Again, I think it's a question – if there's an
assertion that something was or wasn't said in all these papers of transcript, then either it was or
it wasn't. Or, as I say, it's a matter of interpretation of what was said, which might be open one
way or the other, and should be subject of submission rather than a broad question of the
witness, within these 50 pages there's not these words. And that's a fairer way to deal with,
with respect.
PN897
THE DEPUTY PRESIDENT: Mr Rauf, is there something ultimately you want to put to the
witness about his role in the altercation.
PN898
MR RAUF: Your Honour, nothing beyond what's already been noted in terms of the narrative,
and even the context of the pushing. But, again, yes, presenting a picture of Mr Newton's
interaction in a particular light. But I think that point's been made and I don't pursue that.
[2021] FWCFB 3457
36
[127] In our view the above passage falls well short of what was required. The findings
which were made by the Deputy President should have been squarely put to Mr Newton; they
were not.
[128] Mr Newton was not afforded procedural fairness in respect of the Deputy President’s
findings about his dishonesty and the imputed motive for that dishonesty. Mr Newton was not
given a fair opportunity to deal with these issues. As noted by the plurality in Kuhl, absent the
matter being squarely put by the cross-examiner it was incumbent on the Deputy President to
make the challenge himself.
[129] For completeness, we note that Toll also submits that if the Appellant was not put on
notice that the Deputy President may conclude that he ‘was deliberately fabricating his
evidence or had conjured up a tale to impugn and damage Mr Chambers’ character and
reputation’, it is because no such finding was made against him. For the reasons given we are
satisfied that such a finding was made and accordingly the point advanced was without
substance.
3. The requirement to be honest and candid
[130] After finding that Mr Newton’s involvement in the Fight and/or the Verbal
Altercation did not constitute valid reasons for dismissal the Deputy President went on to
observe that ‘Mr Newton was required to be honest and candid with Toll in respect of their
investigation into the Fight and the Verbal Altercation’.
[131] The Appellant challenges the proposition that Mr Newton was obliged to be honest
with Toll in relation to out of work conduct that lacked the requisite connection to his
employment.
[132] The basis for the Deputy President’s observation that Mr Newton was required to be
honest with Toll about his ‘out of work conduct’ is set out at [144]-[146] of the Decision:
‘It follows from the foregoing that whilst an employee may engage in conduct or behaviour that
does not occur at work, or does not have a requisite connection with work, if such matters are
investigated by their employer, such an investigation will occur at work. It equally follows
that any answers provided by an employee to questions put to him or her by their employer
during such an investigation fall within the scope of the employment relationship. And in so
falling within the scope of the employment relationship in this case, Mr Newton had a duty to
answer questions and/or give his version of events honestly. As Dixon and McTiernan JJ
stated in Blyth Chemicals v Bushnell:
“Conduct which in respect of important matters is incompatible with the fulfilment of
an employee’s duty, or involves an opposition, or conflict between his interest and his
duty to his employer, or impedes the faithful performance of his obligations, or is
destructive of the necessary confidence between employer and employee, is a ground
of dismissal...But the conduct of the employee must itself involve the incompatibility,
conflict, or impediment, or be destructive of confidence. An actual repugnance
between his acts and his relationship must be found. It is not enough that ground for
uneasiness as to its future conduct arises”.
[2021] FWCFB 3457
37
Of course, the case of Blyth Chemicals relates to summary dismissal under an employment
contract, but there is no basis to suggest that the principle articulated by the High Court is not
equally applicable in forming a view as to whether a sound, defensible or well-founded reason
for dismissal exists in proceedings for unfair dismissal. Indeed, in this matter, Toll’s policies
and procedures are replete with references to Toll’s core values being underpinned by
employees acting with “Integrity and Trust”, being “Open and Transparent”, and “openly
participat[ing] in workplace investigations with integrity”.
The entire factual matrix must be considered in determining whether an employee’s lie or
dishonesty is a valid reason for dismissal. The Commission follows the approach long taken
by its predecessors in weighing the gravity of any finding of dishonesty. In some
circumstances, relevant dishonesty can be said to be of such insignificance or triviality that
any decision to terminate the employee on the basis of same may be disproportionality
“harsh”. In other circumstances, the dishonesty may be of such gravity that any dismissal that
follows is an appropriate consequence (and thus not harsh). That said, it would be
inappropriate to measure this case against the factual matrix of other cases. The most that can
be drawn from a survey of the authorities is that it is open to the Commission to consider the
gravamen of the dishonesty in question as to whether it forms a valid reason for dismissal.’
(Footnotes omitted, emphasis added)
[133] The following propositions are uncontentious:
1. The entire factual matrix must be considered in determining whether an
employee’s lie or dishonesty is a valid reason for dismissal. Relevant dishonesty
can be said to be of such insignificance or triviality that any decision to terminate
the employee on the basis of same may be disproportionality “harsh”. In other
circumstances, the dishonesty may be of such gravity that any dismissal that
follows is an appropriate consequence (and thus not harsh).
2. The Commission considers the gravamen of the dishonesty in determining
whether it forms a valid reason for dismissal.
[134] As to these propositions we need only refer to the Full Federal Court’s judgment in
Allied Express Transport Pty Limited v Anderson,72 in which the court rejected the
Appellant’s submission that if an employee disobeys a lawful instruction and then tells ‘a lie’
that employee, if dismissed, will in all circumstances be dismissed for a valid reason. As the
Court put it:
‘The entire relevant factual matrix must be considered in determining whether an employee’s
termination is for a valid reason.’73
[135] The extent to which Mr Newton was obliged to honestly answer the question about
out of hours conduct is contested.
[136] Mr Newton argues that the proposition that he was obliged to be honest with Toll in
relation to his out of work conduct was erroneous because, among other things, the common
72 (1998) 81 IR 410.
73 (1998) 81 IR 410, 413. Also see Woodman v The Hoyts Corporation Pty Ltd PR906309, 11 July 2001 per Guidice P,
Watson SDP and Granger C.
[2021] FWCFB 3457
38
law recognises no duty or obligation on the part of an employee to participate in or answer
questions about matters that do not occur at work.74
[137] Toll submits that at the time it questioned Mr Newton, it was open to Mr Newton to
dispute the lawfulness of those questions75 and that the Appellant’s submissions fail to
recognise the important difference between a refusal to answer and a giving of a dishonest
answer:
‘There is no common law duty for an employee to make disclosures to the employer about their
own misconduct or to answer the employer’s questions in relation to matters that do not occur
at work or have a relevant connection to the employment or the employer’s business.
However, it does not follow that that there is no implied common law duty to answer
questions truthfully where, as here, an employee chooses to respond to an employer’s
inquiries about such matters. It is settled law that where an employee chooses to answer a
question, there exists a duty to do so honestly. In this respect, the Appellant’s submissions fail
to recognise the important difference between a refusal to answer and giving a dishonest
answer.’ (Footnotes omitted, emphasis original)
[138] Toll contends that the Appellant’s argument is based on the flawed premise that an
employee’s involvement in an out of hours incident extinguishes any obligation or duty for
the employee to be honest to his or her employer when responding to inquiries about that
incident. Toll contends that although the Deputy President did find that Mr Newton’s
involvement in the physical altercation did not occur at work, that finding does not exclude a
finding that the incident itself is relevantly related to the employer’s business or business
interests and that the employee with knowledge of that incident should give an honest and
candid account of what occurred.76
[139] Toll submits:
‘In the employment sphere, the ordinary relationship of employer and employee at common law
is one importing implied duties of loyalty, honesty, confidentiality and mutual trust. An
employee is ‘‘bound to render faithful and loyal service to the [employer], and not to do
anything inconsistent with the continuance of confidence between them’.
It cannot be disputed that acts of dishonesty or similar conduct destructive of the mutual trust
between the employer and employee, once discovered, ordinarily falls within the class of
conduct which, without more, authorises summary dismissal.’77 (Footnotes omitted)
[140] Toll refers to the following authorities in support of the propositions advanced: Blyth
Chemicals Ltd v Bushnell (1933) 49 CLR 66 at 81-82; Concut Pty Ltd v Worrell (2000) 103
IR 160 at 172-3 per Kirby J; Shepherd v Felt and Textiles of Australia Ltd (1931) 45 CLR
359 at 372 per Starke J.
74 Appellant’s Submission, 3 February 2021 at [25].
75 Respondent’s Submission, 3 March 2021 at [30].
76 Respondent’s Submission, 3 March 2021 at [36].
77 Respondent’s Submissions, 29 March 2021 at [45]-[46].
[2021] FWCFB 3457
39
[141] It seems to us that the authorities relied on by Toll do not support the breadth of the
propositions advanced.
[142] Blyth Chemicals78 speaks of an employee’s duty to faithfully perform his obligations
to his employer. Shepherd79 speaks on an employee’s obligation to ‘render faithful and loyal
service…and not to do anything inconsistent with the continuance of confidence between
them.’ The obiter in Shepherd was reconsidered by Kirby J in Concut in which his Honour
observed:
‘The ordinary relationship of employer and employee at common law is one importing implied
duties of loyalty, honesty, confidentiality and mutual trust’.80
[143] The plurality in Concut did not characterise the employment relationship in the same
terms, noting that:
‘…the outcome of the case turns upon the breach of an obligation implied by law in the
employment contract and the right of the employer to rely upon that breach, when
subsequently discovered, in answer to a claim for damages for wrongful dismissal, although
the dismissal was not based on that ground. The applicable principles are well settled and their
application to the undisputed facts produces a result favourable to the employer.’81
[144] The plurality also cited, with apparent approval, the following proposition set out by
Lightman J in Bank of Credit and Commerce International SA v Ali:82
‘The current law as generally understood may be stated as follows: that (1) (subject to one
exception) neither party to a contract is obliged to disclose facts material to the decision of the
other party whether to enter into that contract; (2) the exception is limited to contracts which
are uberrimae fidei; (3) neither contracts of employment nor contracts of compromise (unless
by way of family arrangement) fall within this exceptional category…’
[145] The concept of a duty of fidelity and good faith is used as a matter of convenience to
subsume a range of obligations which are intended to ensure that the employee renders honest
and faithful service to the employer. They include:
an obligation not to damage the employer's interests by disclosing or using
confidential information obtained in the course of employment83
an obligation to act honestly in handling the employer's property84
an obligation not to earn any secret profits,85 and
78 (1933) 49 CLR 66.
79 Shepherd v Felt and Textiles of Australia Ltd (1931) 45 CLR 359.
80 Concut Pty Ltd v Worrell (2000) HCA 64 at [51].
81 Concut Pty Ltd v Worrell (2000) HCA 64 at [38].
82 [1999] 2 All ER 1005 at 1015.
83 Faccenda Chicken Ltd v Fowler [1986] 1 All ER 617.
84 W.D. & H.O. Wills v Jamieson [1957] AR (NSW) 547; Sinclair v Neighbour [1967] 2 QB 279.
85 Boston Deep Sea Fishing Co. v Ansell (1888) 39 ChD 339.
[2021] FWCFB 3457
40
an obligation not to engage in employment outside of the hours devoted to their
main job where the spare time work is for a competitor of the main employer and
may damage the employer's business.86
[146] The obligations imposed by the common law duty of fidelity and good faith operate to
prohibit acts outside of the employment which are inconsistent with the continuation of the
employment relationship. But as Spender AJ observed in Cementaid (NSW) Pty Ltd v
Chambers,87 ‘an actual repugnance between the employee's acts and his relationship with his
employer must be found’.88
[147] Further, the emergence of the modern law of employment can be seen as a movement
from status to contract.89 As McHugh and Gummow JJ observed in Byrne v Australian
Airlines:
‘The evolution in the common law as to the relationship of employment has been seen as a
classic illustration of the shift from status (that of master and servant) to that of contract
(between employer and employee).’90
[148] The modern law of employment necessarily confines the capacity of an employer to
discipline an employee in respect of out of work conduct. As noted in Rose v Telstra
Corporation Ltd (Rose):91
‘In earlier times the relationship of master and servant was pervasive. The master controlled
many aspects of the servant's life, including the capacity to travel outside of their parish… the
relationship was regarded as an extension of the family unit, with the master as head of the
family.
But this is no longer the case. The modern law of employment has its basis on contract not
status. An employee's behaviour outside of working hours will only have an impact on their
employment to the extent that it can be said to breach an express or implied term of his or her
contract of employment.’
[149] The ratio of Rose is worth repeating:
‘It is clear that in certain circumstances an employee's employment may be validly terminated
because of out of hours conduct. But such circumstances are limited:
the conduct must be such that, viewed objectively, it is likely to cause serious
damage to the relationship between the employer and employee; or
the conduct damages the employer's interests; or
86 Daily Cleaning Service v Pavlovic (1992) 34 AILR 359.
87 NSW Supreme Court, unreported, 29 March 1995.
88 Ibid at 6.
89 See Kahn-Freund O, "Blackstone's Neglected Child: The Contract of Employment" (1977) 93 Law Quarterly Review 508
at 512.
90 (1995) 185 CLR 410 at 436. See further: Attorney-General (NSW) v Perpetual Trustee Co. Ltd (1955) 92 CLR 113 at 122-
123; [1955] AC 457 at 482-483; Wilson v Racher [1974] ICR 428 at 430 per Edmund Davies LJ.
91 Dec 1444/98 N Print Q9292.
[2021] FWCFB 3457
41
the conduct is incompatible with the employee's duty as an employee.
In essence the conduct complained of must be of such gravity or importance as to indicate a
rejection or repudiation of the employment contract by the employee.30
Absent such considerations an employer has no right to control or regulate an employee's out
of hours conduct.’
[150] We endorse the above statement of principle and against that background return to the
issue at hand.
[151] In essence, the Deputy President reasons that investigations by employers about
matters that do not occur at work and which do not have any requisite connection with work
are investigations which ‘occur at work’. It is said to follow from this that: ‘any answers
provided by an employee to questions put to him or her by their employer during an
investigation fall within the scope of the employment relationship’. In short, because
questions (presumably about anything) are asked ‘at work’ the employee has a duty to answer
honestly. With respect, we disagree.
[152] Contrary to the proposition advanced by the Deputy President, an employee does not
become obliged to answer questions from their employer about matters occurring outside
work in their private lives merely because those questions are asked whilst the employee is at
work. The mere fact that the employee is asked questions ‘at work’ is insufficient.
[153] To what extent is an employee required to truthfully answer questions put by their
employer? We begin by considering the employee’s right to silence.
[154] It is common ground that an employee is not under a common law duty to make
voluntary disclosures to their employer about their own misconduct and nor is an employee
obliged to answer questions about out of work conduct which lacks the requisite connection
to employment.92
[155] Further, in Associated Dominion Assurance Society Pty. Ltd. v Andrew & Anor93
(Associated Dominion) Herron J. said:
“…a duty lies upon an employee in general terms to give information to his employer such as is
within the scope of his employment and which relates to the mutual interest of employer and
employee. If an employee is requested at a proper time and in a reasonable manner to state to
his employer facts concerning the employee’s own actions performed as an employee,
provided that these relate to the master’s business, the employee is bound, generally speaking,
to make such disclosure…
Questions asked relating to the employee’s activities could be so reasonable and fair that to
refuse the information may well be disobedience justifying dismissal. Such conduct may be
inconsistent with duty and may impede the employer’s legitimate business associations. It
92 Appellant Submissions, 3 February 2021 at [25]; Respondent Submissions, 3 March 2021 at [27].
93 (1949) 49 S.R. (N.S.W.) 351.
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certainly could destroy all confidence between master and servant which is an essential feature
of such contracts.”94 (Emphasis added)
[156] Under Justice Herron’s formulation the questions which must be answered are those
which are ‘within the scope of his employment’ and about the employee’s own actions
‘performed as an employee’. However as noted in Murray Irrigation Ltd v Balsdon,95 Herron
J’s statement of principle is qualified by ‘at a proper time’, ‘in a reasonable manner’ and
‘generally speaking’.96 Further, in Patty v Commonwealth Bank of Australia97 Ryan J held
that the duty of an employee to give information to their employer ‘is conditioned by a
corresponding obligation on the employer to seek the information by questions that are fair
and reasonable’.98 Questions put by an employer may not be ‘fair and reasonable’ if they
place an employee at risk of self-incrimination.99
[157] An employee is not obliged to answer questions about out of work conduct if that
conduct lacks the requisite connection to employment, in the Rose v Telstra sense discussed
earlier. In the present matter Mr Newton was not obliged to answer Toll’s questions about the
Fight. He had a right to silence.
[158] However, as Toll submits, that does not dispose of the issue. Mr Newton did not
decline to answer Toll’s questions; rather he chose to answer, and, on Toll’s submission,
answered dishonestly.
[159] If an employee chooses to answer a question by their employer about out of work
conduct which lacks the requisite connection to employment, are they obliged to answer
truthfully? Does an untruthful answer in such circumstances constitute a valid reason for
dismissal?
[160] We begin our consideration by recording our agreement with the following
observation of Finn J in McManus v Scott-Charlton (Scott-Charlton):
‘I am mindful of the caution that should be exercised when any extension is made to the
supervision allowed an employer over the private activities of an employee. It needs to be
carefully contained and fully justified.’100
[161] Further, as mentioned earlier, the entire factual matrix must be considered in
determining whether an employee’s lie or dishonesty is a valid reason for dismissal. The fact
that the question relates to conduct which lacks a requisite connection to employment is
plainly a relevant contextual matter; as is the fact that the employee is under no obligation to
answer such questions.
94 (1949) 49 S.R. (N.S.W.) 351, at 357-358.
95 (2006) 67 NSWLR 73.
96 Ibid at p. 80 per Bryson JA with whom Handley JA and Ipp JA agreed.
97 (2002) 113 IR 1.
98 Ibid at p. 33.
99 See generally, Brianna Harrison, ‘The Shadow of the Right to Silence in the Workplace’ (2002) Australian Journal of Law
15.
100 (1996) 140 ALR 625 at 636.
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43
[162] The decision of the Supreme Court of the ACT in Scanes v Commissioner of Police
for the Australian Capital Territory101 illustrates the factual considerations that were relevant
in that case to whether dishonesty provided a proper basis for dismissal. That decision
overturned a decision of the Police Appeal Board to uphold the dismissal of two police
officers on the grounds that they had wilfully made, in the course of their duty, inaccurate
statements. Relevantly for present purposes, Fox J held:
‘The conclusion was that because they had wilfully made inaccurate statements to officers of
their own force, they had caused such grave doubts to be cast upon their worth and their
reliability that they could not remain in the force. Such a conclusion will be warranted in some
circumstances, but it seems to me not to have been warranted in the present case. It fails to
take into account that the statements were given under compulsion by way of defence to
allegations which were extravagantly inaccurate, and which had to them all the appearance of
being part of a malicious and dishonest attempt to have them expelled from the Police Force.
It would not be unreasonable to conclude that the constables were bewildered by the course of
events, and very apprehensive as to the outcome. If the allegations, or even most of them,
were to be believed, they certainly would be dismissed. The statements they made in answer
to questions were not made with a view to affecting third parties; they were not made in the
course of their routine police work. A dishonest report implicating third persons would, in my
view, be much more serious, and it is doubtless with that type of case that s.26 is principally
intended to deal. Here, under compulsion, they were answering their accuser, and by their
answers dealing only with their own behaviour. To answer dishonestly was very wrong, and to
be deprecated. But in the circumstances what they did was understandably human. It would be
dangerous to impose on the Police Force a standard in relation to such matters which is very
much higher than that observed by the community in general. The conclusion that because of
the untrue statements no trust could be reposed in the appellants and no reliance could be
placed on them properly to perform their duties, seems to me, with respect, to be unsound, and
not based on ordinary human experience.’102
[163] We accept that in some circumstances a dishonest answer to a question about out of
work conduct may provide a valid reason for dismissal. For example, if an employee
damages their employer’s interests by dishonestly and intentionally impugning the character
of another employee.
[164] The circumstances in Streeter v Telstra Corporation Limited103 can be used to
illustrate the limitations on any obligation to answer questions honestly.
[165] Ms Streeter had attended a social function organised by her work colleagues for which
her employer, Telstra, had contributed to funding. Employees who worked with Ms Streeter
had booked a hotel room in which to stay after the event. During the course of the night in the
hotel room, Ms Streeter bathed with two employees and had sexual intercourse with one of
those employees within the view and/or earshot of three other employees.104 When
interviewed, Ms Streeter initially denied engaging in sexual activity and then refused to
answer questions.
101 (1974) 3 ACTR 20.
102 Ibid at pp. 29-30.
103 [2008] AIRCFB 15.
104 Ibid at [4] point 14.
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44
[166] At first instance it was held that there was a sufficient connection between Ms
Streeter’s conduct and her employment but that the conduct was not sufficiently serious to
constitute a valid reason for termination. Telstra also relied on Ms Streeter’s lies about
engaging in sexual activity during its investigation as a separate valid reason for her
dismissal; a proposition which was rejected at first instance.
[167] Telstra appealed. The majority considered that the Member at first instance had erred
in concluding that Ms Streeter’s dishonesty could not ground a valid reason for dismissal and
decided that there was a valid reason for Ms Streeter’s dismissal due to her dishonesty in her
interviews with Telstra management:
‘We think Ms Streeter needed to be honest with Telstra during the investigation,
notwithstanding the inherently personal nature of her activities, so that Telstra could
determine and take appropriate action to deal with the difficulties. Ms Streeter’s dishonesty
during the investigation meant Telstra could not be confident Ms Streeter would be honest
with it in the future. The relationship of trust and confidence between Telstra and Ms Streeter
was, thereby, destroyed.’105
[168] The majority decision in predicated on the earlier finding that there was a sufficient
connection between the out of work conduct and employment; a finding in respect of which
reasonable minds may differ.106
[169] But what if, in relation to this scenario, the Commission had found that the out of
work conduct did not have the requisite connection to employment (because, for example, no
other employees witnessed the conduct)? Would Ms Streeter have been bound to be honest in
such circumstances? We think not. There are any number of entirely explicable reasons why
an employee may not be candid in replying to questions by their employer about inherently
private activities, including consensual, sexual activities which occur outside of work and
which lacks the requisite connection to employment.
[170] Whether or not Mr Newton engaged in dishonest conduct of the type found by the
Deputy President and whether that conduct provided a valid reason for dismissal will be
matters to be determined in the rehearing.
[171] Before leaving those aspects of the appeal dealing with the Deputy President’s
findings and conclusion in respect of whether there was a valid reason for Mr Newton’s
dismissal, we also wish to comment on the Deputy President’s obiter observation, at [78],
that:
‘Where the conduct in question concerns fighting, the attitude of the Commission (generally)
will tend to be that, in the absence of extenuating circumstances, a dismissal for fighting will
not be viewed as harsh, unjust or unreasonable.’
[172] In support of the proposition put, the Deputy President relies on the following
observation of Moore J in AWU-FIME v Queensland Alumina Limited107 (AWU-FIME)
105 [2008] AIRCFB 15 at [23].
106 See Stephen Keenan v Leighton Boral Amey NSW Pty Ltd [2015] FWC 3156.
107 (1995) 62 IR 385 at 391.
[2021] FWCFB 3457
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regarding the approach taken by industrial tribunals when fighting or an assault had been
established:
‘What emerges from these decisions is that whether a dismissal or termination arising from a
fight in the workplace is harsh, unjust or unreasonable will depend very much on the
circumstances. However, generally the attitude of industrial tribunals tends to be that in the
absence of extenuating circumstances, a dismissal for fighting will not be viewed as harsh,
unjust or unreasonable. The extenuating circumstances may, and often do, concern the
circumstances in which the fight occurred as well as other considerations such as the length of
service of the employee, including their work record, and whether he or she was in a
supervisory position. As to the circumstances of the fight, relevant considerations include
whether the dismissed employee was provoked and whether he or she was acting in self-
defence.’
[173] The Deputy President’s observation may be taken as advancing some sort of ‘decision
rule’ such that in dismissals for fighting the Commission ‘will tend to’ find that the dismissal
is not harsh, unjust or unreasonable, absent extenuating circumstances. With respect, we
reject that proposition.
[174] AWU-FIME, and other relevant authorities regarding fighting or assault at work, were
considered by a Full Bench of the Commission in Fearnley v Tenix Defence Systems108 in
which the Full Bench concluded:
‘We think these authorities support the view that in determining whether there is a valid a
reason for a termination of employment arising from a fight in the workplace the Commission
should have regard to all of the circumstances in which the fight occurred including, but not
limited to:
- whether the terminated employee was provoked and whether he or she was acting in self
defence;
- the employer's need to establish and retain discipline amongst its employees; and
- the service and work record of the employee concerned.’
[175] To similar effect, the Full Federal Court in Allied Express Transport Pty Ltd v
Anderson109 (Allied Express) held that: ‘the entire relevant factual matrix must be considered
in determining whether an employee’s termination is for a valid reason.’ Allied Express was
applied by the Full Federal Court in Qantas Airways Limited v Cornwall110 – another fighting
case:
‘We accept that in this case, as in Allied Express Transport Pty Ltd v Anderson, it is necessary
to examine the circumstances surrounding the conduct relied on, which constitute the ‘relevant
factual matrix’, to decide whether the termination was supported, in the words of the statute,
by ‘a valid reason . . . connected with the employee’s . . . conduct’. As was said in Cosco
Holdings and in Allied Express Transport, a valid reason is one which is ‘sound, defensible, or
well-founded’. But it is important to remember that the governing words are those of the
108 Print S6238, 22 May 2000.
109 (1998) 81 IR 410 at 413.
110 (1998) 83 IR 102 at 109-110.
[2021] FWCFB 3457
46
statute, and that attempts at judicial explanation should not be substituted for the statutory
provision. The question remains whether, the employer having terminated the employee’s
employment, there was a valid reason connected with the employee’s conduct... conduct is not
committed in a vacuum, but in the course of the interaction of persons and circumstances, and
the events which lead up to an action and those which accompany it may qualify or
characterise the nature of the conduct involved. In our opinion, the trial judge was entitled...’
[176] In determining whether a dismissal was harsh, unjust or unreasonable the Act directs
the Commission to take into account the matters in ss.387(a) – (h). It is not for the
Commission to impose an arbitrary limitation not expressed in the Act.111 The Commission’s
statutory task is obfuscated by attempts to articulate a tendency for the Commission to
determine certain categories of cases in a particular way.
[177] For the reasons given we have concluded that the appeal should be upheld and the
Decision quashed. As the matter is to be reheard it is appropriate that we deal with some of
the other appeal grounds, albeit briefly.
Notification of the valid reason
[178] As mentioned earlier, the Deputy President found that Mr Newton had been dishonest
and misleading and that he had engaged in ‘sinister conduct’ by embarking on a self-serving
campaign to impugn Mr Chambers. These findings provided the basis for the Deputy
President’s conclusion that there was a valid reason for Mr Newton’s dismissal.
[179] Section 387(b) of the Act provides that in considering whether it is satisfied that a
dismissal was harsh, unjust or unreasonable the Commission must take into account (among
other things) ‘whether the person was notified of that reason’.
[180] At [149] of the Decision, the Deputy President found that Mr Newton was not notified
of the reason for his dismissal, but formed the view that this is nonetheless a neutral
consideration:
‘Mr Newton was not notified of the reason for his dismissal. Toll dismissed Mr Newton for
“misconduct” because it formed the view that he engaged in the Fight (and was an active
participant in same), and the Verbal Altercation (and was the aggressor in same). However,
inherent in Toll’s decision to dismiss Mr Newton was the fact that Toll did not believe Mr
Newton’s version of events in relation to the Fight and the Verbal Altercation. The facts in
this matter are also unusual in that the Commission has found a valid reason for Mr Newton’s
dismissal that existed at the time of his dismissal, being a reason upon which Toll did not
expressly identify to Mr Newton at the time he was advised of his dismissal. In the
circumstances, I consider this factor a neutral consideration in this matter.’ (Footnotes
omitted)
[181] Notification of ‘the reason’ in the context of s.387(b) refers to the ‘valid reason’ for
dismissal,112 in this instance engaging in dishonest, misleading and sinister conduct.
[182] Notification of the valid reason to terminate must be given to the employee:
111 [2018] FWCFB 901 at [42].
112 Chubb Security Australia Pty Ltd v Thomas Print S2679 (AIRCFB, McIntyre VP, Marsh SDP, Larkin C, 2 February
2000) at [41].
[2021] FWCFB 3457
47
before the decision to terminate is made113
in explicit terms,114 and
in plain and clear terms.115
[183] As observed by the Full Bench in Crozier v Palazzo Corporation Pty Ltd:116
‘As a matter of logic procedural fairness would require that an employee be notified of a valid
reason for their termination before any decision is taken to terminate their employment in
order to provide them with an opportunity to respond to the reason identified. Section 170CG
(3)(b) and (c) would have very little (if any) practical effect if it was sufficient to notify
employees and give them an opportunity to respond after a decision had been taken to
terminate their employment. Much like shutting the stable door after the horse has bolted.’
[184] The above statement of principle also applies to ss.387(b) and (c).117
[185] It is plain that Mr Newton was not notified of the reason – that is, the ‘valid reason’ as
found by the Deputy President – for his dismissal. It was not reasonably open for the Deputy
President to conclude that this was a neutral consideration. Plainly it was a matter which
sounded in favour of a finding that the dismissal was harsh, unjust or unreasonable.
The opportunity to respond to the ‘valid reason’
[186] Section 387(c) of the Act provides that in considering whether it is satisfied that a
dismissal is harsh, unjust or unreasonable, the Commission must take into account (among
other things):
‘whether the person was given an opportunity to respond to any reason related to the capacity
or conduct of the person.’
[187] At [151]-[153] of the Decision, the Deputy President finds that the allegation of
dishonest was not put to Mr Newton prior to his dismissal, but forms the view that this a
neutral consideration:
‘I agree with Mr Newton that the allegations made against him by Toll lacked specificity, and
merely concerned his involvement in the Fight and the Verbal Altercation. However, this is
also to be considered in light of the fact that Mr Chambers and Mr Mitchell’s version of
events were directly put to him by Toll, but he maintained his assertions as to what occurred.
In short, Mr Newton had every opportunity to revise or otherwise correct his version of
events, including before this Commission, but chose not to do so.
113 Crozier v Palazzo Corporation Pty Limited t/as Noble Park Storage and Transport Print S5897 (AIRCFB, Ross VP,
Acton SDP, Cribb C, 11 May 2000) at [70]-[73], [(2000) 98 IR 137].
114 Previsic v Australian Quarantine Inspection Services Print Q3730 (AIRC, Holmes C, 6 October 1998).
115 Ibid.
116 Crozier v Palazzo Corporation Pty Limited t/as Noble Park Storage and Transport Print S5897 (AIRCFB, Ross VP,
Acton SDP, Cribb C, 11 May 2000) at [73]; (2000) 98 IR 137.
117 See for example Gooch v Proware Pty Ltd T/A TSM (The Service Manager) [2012] FWA 10626 (Cargill C, 20 December
2012).
[2021] FWCFB 3457
48
Further, whilst Toll did not warn Mr Newton that his false denials would give rise to a finding
of serious misconduct (before or during the First and Second Interviews), such failure is
ameliorated by the fact that questions of dishonesty and/or disparity in his evidence were
directly put to him during his evidence before the Commission.
In view of this, I treat any failure by Toll to put specific allegations of dishonesty to Mr
Newton during the First and/or Second Interviews, or as part of the disciplinary process, as a
neutral consideration in the circumstances of this case.’ (Footnotes omitted)
[188] Section 387(c) focuses on provision of an opportunity to respond to a reason for
dismissal prior to the dismissal. The valid reason for dismissal upheld by the Deputy
President was not notified to Mr Newton before dismissal and he was not afforded an
opportunity to respond to the assertion that he had been dishonest, misleading and had
engaged in sinister conduct.
[189] The Deputy President took into account an irrelevant consideration in concluding that
any unfairness was ameliorated in the Commission proceedings. Any opportunity to respond
to a reason for dismissal must be afforded prior to the dismissal occurring. It was not
reasonably open to the Deputy President to conclude that the failure to provide Mr Newton an
opportunity to respond to the valid reason as found by the Commission was a neutral
consideration. Plainly it was a matter which sounded in favour of a finding that the dismissal
was harsh, unjust or unreasonable. The weight accorded to a failure to comply with s 387(c)
may hinge on whether an employee was deprived of the possibility of a different outcome.
[190] For completeness, we note that the Appellant also submits that the Deputy President
failed to enter into, or otherwise consider, articulated arguments that there was a
predetermination by Toll that he would be dismissed prior to any investigation and any
notification to him of reasons for his proposed dismissal.
[191] Toll submits that there is no basis for concluding that the Deputy President failed to
consider this argument and points to [46] where it contends the Deputy President
‘unambiguously found that the decision to dismiss the Appellant was made by Mr
Rugendyke.’ Paragraph [46] of the Decision reads as follows:
‘The decision to dismiss Mr Newton was made by Mr Michael Rugendyke (Toll General
Manager NSW/ACT Express Parcels). The decision to dismiss Mr Chambers was made by Mr
Paul Smith (Toll General Manager Operations). Mr Michael Byrne (Toll, Managing Director)
strongly concurred with the decision to terminate the Applicants.’ (Footnotes omitted)
[192] It is clear that the Appellant raised an argument regarding predetermination by Toll to
dismiss Mr Newton and that the argument had a substantive evidentiary basis:
The Appellant’s Final Submissions dated 25 March 2020 at [55]-[62]:
‘55. Mr Newton was given an opportunity to respond to the show cause letter dated
13 August 2019, however, he was obviously denied procedural fairness
because:
[2021] FWCFB 3457
49
(a) Senior management of Toll decided immediately after the 30 May incident
that Mr Newton would be dismissed prior to Mr Newton being informed of
any allegations or being provided with an opportunity to respond.
(b) Mr Newton was not provided with full particulars of what he was actually
alleged to have done and there were reasons for dismissal which were
never disclosed to him.
(c) Toll delayed the implementation of the disciplinary process for its own
industrial advantage and increased the stress and pressure on Mr Newton
for its own ends.
56. The evidence demonstrates that senior management within Toll emphatically
determined that Mr Newton would be dismissed very soon after the 30 May
incident occurred and well prior to Mr Newton being informed of any
allegations or given an opportunity to respond.
57. The statements made by senior managers within Toll following the 30 May
incident include the following:
(a) On 31 May 2019 at 4.59pm, the CEO Mr Byrne stated that “if fighting and
representing us they will need to be terminated”. Mr Willmott responded
the same day that “we are investigating now and agree fighting is
termination no questions”.
(b) On 31 May 2019 at 7.55pm, the CEO Mr Byrne stated “Get these thugs out
of our business … It is not tolerable”. The Head of Global Security Mr
Noonan, who was responsible for the investigation of the incident,
responded “Michael, agreed. Regards John”.
(c) When the investigation report was completed, senior managers again
expressed the same determination. Mr Willmott determined on 10 July
2019 that “Based on the report we will need to terminate both these
individuals – so I agree with the recommendations”.
(d) On 11 July 2019 at 4.58pm, Mr Byrne again stated that “my view would
they both need to go. We cannot accept such behaviour” and later on the
same day “I am struggling to understand why such people should have a
job here and how we will ever change culture and behaviour if we don’t
take this on”.
58. Mr Newton was not provided with the show cause letter or any opportunity to
respond until 13 August 2019. It is plain that it had been decided well before
the show cause letter was sent that Mr Newton would be dismissed.
59. On 20 August 2019, Mr Byrne directed that Mr Newton be dismissed
immediately despite his show cause response being sent only on 19 August. Mr
Noonan gave the firm instruction on 20 August (the day after the show cause
response was sent) that “it is completely unsatisfactory that this matter is not
being finalised before the 27th August. This is not in line with the information I
was provided earlier this evening. This is a direction from the Managing
Director. You are to arrange the terminations of these two employees this week
without exception. This is not a request, it is a direction”.
[2021] FWCFB 3457
50
60. Mr Rugendyke asserted that he was the decision-maker with respect to Mr
Newton. The Commission would not uncritically accept that evidence. The
communications occurring behind the scenes make clear that senior
management of Toll were involved in the decision-making. For example, on 9
July 2019 at 6.01pm, the Executive General Manager of Express Parcels, Mr
Beacham, wanted a copy of the investigation report to ensure “we are
comfortable with the recommendations” and to “co-ordinate our approach”.
The show cause letters and letters of termination were drafted by Ms Ballard
and not Mr Rugendyke.
61. Mr Rugendyke was made aware that Mr Byrne wanted Mr Newton and Mr
Chambers “out of the business”. He was hardly able to make an independent
decision about that disciplinary outcome. Even if one were to accept the
(implausible) evidence of Mr Rugendyke that, if he disagreed with the outcome
Mr Byrne dictated, he might not “put his name to it”, there can be no doubt the
determination of the CEO would have been put into effect. Mr Bryne and the
other senior managers who had decided Mr Newton needed to be dismissed
would no doubt have found someone willing to put his or her name to it.
62. Toll had determined to dismiss Mr Newton immediately after the 30 May
incident and well before he was provided with the show cause letter or any
opportunity to respond. Any subsequent opportunity to respond was illusory
and the disciplinary process a sham.’ (Footnotes omitted)
The Appellant’s Final Submissions dated 14 May 2020 at [33]-[36]:
‘33. Toll resists the conclusion of predetermination which arises from the
evidence that its own senior management had decided that Mr Newton’s
employment was to be terminated immediately following the incident of 30
May 2019. Toll makes those submissions notwithstanding the email
correspondence which makes clear that the numerous senior employees of
Toll repeatedly stated or agreed that Mr Newton was to be terminated in the
period between 31 May 2019 and early July 2019.
34. Toll’s submissions do not grapple with the fact that the following members of
Toll’s senior management expressed or were party to unequivocal statements
that Mr Newton would be dismissed well in advance of any investigation or
opportunity for Mr Newton to respond:
(a) Michael Byrne (Chief Executive Officer);
(b) Rick Willmott (Executive General Manager, Employee Relations);
(c) John Noonan (Global Head of Group Security);
(d) Vikram Cardozo (Global Head of Human Resources);
(e) Alan Beacham (Executive General Manager, Express Parcels); and
(f) Joshua Peacock (Executive General Manager Operations, Express
Parcels).
35. It is suggested that the communications by senior managers in relation to Mr
Newton’s case were in some way preliminary or equivocal in nature. Toll
ignore the terms of the communications themselves, including that it would
be “termination no questions”, “get these thugs out of our business”, “both
need to go” or “I am struggling to understand why such people should have a
job here”. The fact that those determinations were made without the benefit
[2021] FWCFB 3457
51
of any investigation or response from Mr Newton demonstrates the degree of
prejudgment involved rather than detracting from that conclusion.
36. Toll’s submissions misleadingly suggest that the purported decision-maker,
Mr Rugendyke, gave clear and consistent evidence that he was not aware of
the email communications and did not have discussions with Mr Byrne. Mr
Rugendyke was told by Mr Willmott soon after 31 May 2019 that the CEO,
Mr Byrne, wanted Mr Newton and Mr Chambers “out of the business”. Mr
Noonan, who was in charge of the investigation, was directly involved in
those communications. The proposition that there could then be an
independent investigation and decision-making process could not be
accepted.’ (Footnotes omitted)
[193] Contrary to Toll’s submission, the above argument, along with the relevant evidence,
was not dealt with by the Deputy President. Paragraph [46] of the Decision does not suggest
that the argument put was considered and rejected. This issue will fall to be determined on
rehearing.
3. Conclusion
[194] For the reasons given, we grant permission to appeal, uphold the appeal and quash the
decision. We remit the application for an unfair dismissal remedy to Commissioner Bissett
for redetermination.
PRESIDENT
Appearances:
M Gibian SC of Counsel and Mr P. Boncardo for the Appellant.
J Forbes of Counsel for the Respondent.
Hearing details:
2021
Melbourne and Sydney (by video)
March 30.
Printed by authority of the Commonwealth Government Printer
PR730761
[2021] FWCFB 3457
52
Attachment A – Extracts of Transcript
At [152] of the Decision, the Deputy President says:
‘Further, whilst Toll did not warn Mr Newton that his false denials would give rise to a finding
of serious misconduct (before or during the First and Second Interviews),153 such failure is
ameliorated by the fact that questions of dishonesty and/or disparity in his evidence were
directly put to him during his evidence before the Commission.154’
In addition to the sections referred to in the footnote at [152], there were further instances
where inconsistencies in Mr Newton’s evidence were put to him.
The relevant extracts are below (our emphasis added):
PN1174
Now at the bottom, the incident at Parramatta is raised where there's another Toll TWU
delegate's meeting - about 60 people present - and it's said that you went up where he - as in
brother Mitchell was standing, called his name and when he turned around, you pushed him in
the chest. You say that didn't happen at all. He walked. He let me start from the beginning
with this - let me start from the beginning of this one. And then over the page you give your
description of what occurred. You say, "Because there's one common denominator here and it's
a bloke by the name of Mark Trevillian." And you say that another delegate, Billy Brain
informed you that Mitchell had been slagging you off?---Yes.
PN1175
I don't even know Rob Mitchell and he's 30 years my junior. Right. And he's a big lad. When
he turned up I asked him I didn't even - I had to get Billy to point him out to me and I said,
"Who is he?" And he's gone, "Oh, him." "I walked over and I said, 'Mate, what's up with
you? You want to come for a walk up there and have a chat and let me know what your
problem is.'" Do you see that?---Yes.
PN1176
Now you when you say, "You want to come up for a walk up there where did you have in mind
going for a walk?"?---Away from the crowd.
*** STEVEN KEITH NEWTON XXN MR RAUF
PN1177
All right. Were you pointing somewhere?---I can't recall. I can't recall. You had just, "Do you
want to come for a walk and we're going to have a talk about it. Have a chat."
PN1178
You seem to be referring to come over for a walk up there. I'm just trying to understand where
up there is?---Well, it's on the street. It's out on the street. So it could have been that way. It
could have been anywhere. It could have - - -
PN1179
You don't now recall?---Okay.
PN1180
"And have a chat and let me know what your problem is." And you say, "I don't even know the
guy. I was pissed off that he was walking around slagging me off but why? And Mark
Trevillian stepped in, and has gone, 'Hang on Skull.' And I said, 'No leave it go, Mark.' I said,
[2021] FWCFB 3457
53
'He's only saying the things what he's saying because you're telling him to say them. That's
what this is about.'" I said, 'Mate, I don't even know you.' So this is back to Mitchell?---Mm.
PN1181
I said, 'If you want to come for a walk over and we will have a chat about it and you can - if
you've got any grievances let me know. There's no way I was going to be punching on
someone 30 years my junior.'?---That's correct.
PN1182
Why did you feel the need? So this is - well, what you - at the time were you waiting to go into
the meeting or what was happening immediately? What were you doing outside or wherever
you were at the time?---We were outside before the meeting, having a coffee.
PN1183
I see. And so you've asked Billy Brain, "Well, who is he?" Billy Brain tells you, "Mate, there's
this guy slagging you off." You say - you know - you ask him immediately, "Well, who is
he?" And you walk over to Mitchell once he's identified, confront him, and you say to him,
"Let's walk over there." Wherever there is. Up there. "And have a chat. Let me know what
your problem is." So you felt it important then and there to say - go to Mr Mitchell. You're
pissed off of course and you want to say to him, "Look, let's go and sort it out now"?---I
thought it was a bit funny to start with actually.
PN1184
Right?---Because I don't even know the guy.
PN1185
Yes?---I've never had a conversation with him at all. I don't know him.
*** STEVEN KEITH NEWTON XXN MR RAUF
PN1186
All right. And then as to the teeth being taken out - that's put to you - and you say, "No, I had
me teeth done. Yeah, I had an abscess on my teeth and I couldn't - I find it hard to talk. You're
only new, you know?" So did you take your teeth off as you approached him?---No.
PN1187
Or when you were with him or - - -?---No. At the table. They were wrapped in me hanky.
PN1188
All right?---I've got a plate with three teeth on it and I've actually got a spare one in me bag
now because I'm going through the same problem.
PN1189
Sure?---At the moment.
PN1190
All right. And look I just wanted to understand. And then over the page there's reference to
you having a discussion with Leanne Ballard about the incident?---Over the page on?
PN1191
So 184 at the bottom?---Yes.
PN1192
And you were asked questions about your discussion with Leanne Ballard. "What did you tell
her?" And you say, "I told him" - should that be a 'her' or "I told her or him he was a fucking
[2021] FWCFB 3457
54
idiot. He was walking around. I can't remember the whole discussion I had with him but I just
asked him the question. I said, 'Why, what's your problem?' You know?---Leanne put the
question to me. I do remember that and asked me how yesterday went and I - - -
PN1193
So she generally asked you, "Look, how was yesterday?"?---Yes.
PN1194
Because she knew that you were at the delegate's meeting?---Yes.
PN1195
And she's - at the workplace - she's come to you, "How did things go yesterday?" And you've
said - that's when you've opened up to her about this exchange with Mr Mitchell?---Yes.
PN1196
And because you were perhaps still a bit pissed off by what had happened?---I couldn't
understand it. Hang on. I wasn't actually pissed off the day after - that's not me.
PN1197
And so GR is - so that's as I see - that's indicated to be a Grant Rodger. Well, he was your
support person was he?---Well, when are you talking about? Which- - -
*** STEVEN KEITH NEWTON XXN MR RAUF
PN1198
Sorry, in this interview. So I see there's if I - in attendance there's Steve Newton, Raymond
Lambi, Brian Berry and Grant Rodger?---Yes.
PN1199
Who was Grant Rodger?---He's our union organiser.
PN1200
I see. Had you requested for him to accompany you?---Yes.
PN1201
And so you were there when he made his - gave his sort of observations of what happened in
this meeting?---Yes. I suppose so.
PN1202
Right. What I want to put to you is whether you agree with - he describes it as a face to face
heated discussion. What do you say about that description?---Yes. Yes. It's not far off.
PN1203
All right. So this is the discussion of Mr Mitchell. So you accept that it was a face to face and
it was a heated discussion?---Well, I've already told you that I was pissed off. Yes, I was a little
bit pissed off with the names that he was calling me - yes.
PN1204
Yes. We covered yesterday that you also held a belief that you felt that he had been put up to it
by Mark Trevillian?---Well, Robert Mitchell is Mark Trevillian's co-delegate. He works in an
entirely different yard than I do. We don't interact. We don't work together. And I don't work
with Mark Trevillian either.
PN1205
[2021] FWCFB 3457
55
Well, I think you had understood that Mr Mitchell had called you, "Dickhead. Retard. A
spastic"?---Mm. Yeah.
PN1206
And just, finally, if I can just take you to one other - at 193 - it was at the bottom of the page
again. You described, "No, I was pissed off. I'm not going to bullshit to you. I'm not going to
lie about. Yeah, I was pissed off like anyone would. And I think I have the right to know why
- as in why he's calling you those things. Maybe I am giving you a reason why. Like, I've just
been for the last 25 years doing battle to get these guys pay increases." So, perhaps,
understandably you were pissed off because from your perspective you have been serving the
interests of the employees over many years and you didn't appreciate that there might be some
junior delegate out there, calling you a dickhead, spastic retard?---Yes. That's correct.
*** STEVEN KEITH NEWTON XXN MR RAUF
PN1207
Now, given what we've discussed of the interaction and that it was heated. It's fair to say that
you weren't calm and composed in that discussion?---Yes. I was.
PN1208
Right?---Yes, I was. I was composed. It was just a conversation. It was a little bit heated but
not - - -
PN1209
What I want to put to you is that you taking your teeth out, approaching Mr Mitchell in front of
the other delegates and in the presence of other people challenging him was your way of
sending a message that, "Look, if you want to challenge me or have a go at me then let's - you
know - I will deal with you right now"?---That's not correct. That's not right at all.
PN1210
And he alleges that you pushed him as well in the chest?---That's not correct.
PN1211
Can I just go back to your - the show cause letter which is attached to your first statement, Mr
Newton? It's at SN05, page 23 of your first statement?---Yes.
PN1212
Just tell me when you've turned to that?---Yes.
PN1213
Right, thanks. Now, when you got this you read the concerns about your conduct that were
noted at (a) and (b)? Yes?---Yes.
PN1214
And you responded to both of those concerns in your response to the show cause?---Yes.
PN1215
Right. And as to the first one your interaction with Mr Mitchell on the 9 April you denied that
it occurred as was alleged by Mr Mitchell that, namely, that you say that you didn't - just give
me a moment. You didn't say the things which was alleged that you had said or found that you
had said and that your conduct wasn't such as to make Mr Mitchell fear being physically
assaulted by you or intimidate Mr Mitchell. Are you saying no that didn't happen.
PN1216
[2021] FWCFB 3457
56
MR GIBIAN: Well, I mean it should be taken what he actually said in the response if they
were at other premises.
PN1217
MR RAUF: Happy to do that. SN06?---Sorry - - -
PN1218
So you state at 1.1 you deny the findings that Toll has made in relation to my conversation with
Rob Mitchell?---I'm sorry. But I don't even - I don't - are we still looking at this?
*** STEVEN KEITH NEWTON XXN MR RAUF
PN1219
Sorry. Yes. If you can have a look at your response of SN06? Not the show cause. So your
response of the show cause at page 25 of your first statement. So that's the next letter
over. Rather than paraphrase I'm taking you to what you actually wrote in your show cause
response dated 19 August. Do you see that?---Yes.
PN1220
All right. So and I was just referring to paragraph 1.1. Do you see that?---Yes.
PN1221
And there you deny the findings made about your conversation with Rob
Mitchell?---Yes. What Rob Mitchell said was not correct. No.
PN1222
Yes. And I'm putting to you now that you knew - also deny that you did anything to intimidate
or make Mitchell think that you might physically assault him?---That's correct.
PN1223
Mr Newton, that's not - I want to put to you that that's not consistent with what we've discussed
earlier about you being pissed off and having a face to face and heated discussion with Mr
Mitchell. What I want to put to you is that it's quite likely that you may have come across and
may have been aggressive towards him?---That's not correct.
PN1224
All right. Well, in any event, you responded here - having understood the concerns about the
conduct and the show cause letter?---I'm sorry?
PN1225
So you gave your response in this letter, having understood the concerns that were raised about
your behaviour?---Yes.
PN1226
Both on the 9 April last year?---Yes. Yes.
PN1227
And then also the 30 May?---Yes.
PN1228
And so for instance on the - with the 9 April incident - it was clear to you that the company was
concerned about the nature of your interaction with Mr Mitchell and that it may have been
inappropriate?---Yes.
…
[2021] FWCFB 3457
57
PN1260
MR BONCARDO: And this was something that occurred later. When there's silence from the
respondent I'll continue. Mr Newton, I just wanted to show you a document. It's RL20 to Mr
Lambi's statement? If I could have leave to approach, Deputy President? Sir, do you recognise
- just have a look at that and let me know whether you recognise what that represents?---I think
that's the front of the Seasons Hotel.
PN1261
All right. And can you tell me, sir, whether or not the incident which is the subject of these
proceedings occurred outside of the front of that hotel as depicted in that photograph?---Yeah, I
think it was out more towards the footpath. Towards - more towards - - -
PN1262
All right. Can you tell me, sir, that there's - I think - two aspects of the incident. The first
aspect concerns you and Mr Chambers having a discussion and then there is - I think described
as the second aspect where you're on the ground and there's some allegations as to what occurs
there which we'll come to but in relation to that first aspect - when you and Mr Chambers start
your conversation. Can you tell me - looking at that pole - that large concrete pole?---Yes.
PN1263
Whether that, as you're looking at, occurred to the left or the right - in that initial
conversation?---I couldn't - I couldn't be sure.
*** STEVEN KEITH NEWTON XXN MR BONCARDO
PN1264
Certainly?---I know that - I don't smoke inside, like under the awning there.
PN1265
Certainly?---I went and walked more towards the footpath.
PN1266
I understand?---I couldn't tell you exactly where.
PN1267
That's completely fine. And just in respect to where you were on the ground, can you say with
any degree of certainty as to whether or not that was on the left side, as you're looking at it, of
that pylon, or the right side?---I couldn't tell you. I couldn't tell you exactly. It's pretty
vague. I couldn't tell you.
PN1268
That's fine, sir. That's fine. That document can be returned. I just want to ask you about what
occurred in the restaurant prior to the incident. The restaurant you were at was two storeys. Is
that right?---That's - I think it's split-level.
PN1269
Split-level. So there's a high level and a low level?---Yes.
PN1270
And the level that you were on with Ms Harvey, Mr Rodger, Mr Newton?---Yes.
PN1271
And Mr Hosking was the higher level? Correct?---Yeah, where the restaurant is. Yeah.
PN1272
[2021] FWCFB 3457
58
And at some point Mr Chambers joined your table?---Yeah, but I can't sort of remember when
he walked in or - - -
PN1273
Certainly?---I couldn't - yeah.
PN1274
Certainly. And he sat - and can I just ask - you were seated next to, I think, Mr Rodger - is that
right - and Mr Hosking?---No, I think - Grant was on my left - Grant Rodger. And I think Paul
Newton was on my right. I couldn't be - I couldn't be - - -
PN1275
Certainly. And Mr Newton sat - or can I just ask you this question first - you were sitting at a
table. Correct?---Yeah.
PN1276
And Mr Newton sat on your side of the table, didn't he? I withdraw that. Sorry, I
apologise. Mr Chambers sat on your side of the table. Correct?---Mm - no.
*** STEVEN KEITH NEWTON XXN MR BONCARDO
PN1277
You don't remember?---I would have - I would noticed him - had - because we were against the
wall.
PN1278
I see?---I know that we were against the wall.
PN1279
Right?---And I can't even remember seeing him walk in.
PN1280
All right. Well, what I'm trying to understand, sir, is where you say Mr Chambers was seated
when he came and sat with you. And what I want to suggest to you is that he sat on your side
of the table?---He may have. He may have and probably without a doubt he probably did
because that's probably why I didn't sort of notice him until - - -
PN1281
Thank you, sir. And it's incorrect, isn't it, sir, to suggest that you observed Mr Chambers
staring at you whilst he was sitting near you. Correct?---No. That's what was said to me.
PN1282
But you made no independent observation?---No.
PN1283
Thank you. Sir, at paragraph seven of your reply statement, you - I don't need to take you to it -
so I'm just going to put this proposition to you. You make a general point that your recollection
of what occurred before, during and after the incident on 30 May isn't particularly good?---I'm
sorry. Can you say again?
PN1284
You make a general point in your statement - paragraph seven of your recollection of the lead-
up to the - and the course of the aftermath of the incident isn't particularly good?---Yes, that's
right.
[2021] FWCFB 3457
59
PN1285
And that's a result, I think you say sir, of your consumption of alcohol on the evening?---Yep.
PN1286
And also being hit in the head?---Yep.
PN1287
So you accept, don't you, that there is a possibility that what you say occurred prior to and
during the incident may be incorrect?---Yes. May be.
*** STEVEN KEITH NEWTON XXN MR BONCARDO
PN1288
Thank you. For example, sir, I think in your evidence-in-chief you clarify paragraph 36 of your
first statement which reads as follows, "Immediately following the incident I was in a serious
medical condition. I was taken to the hospital"?---Um - - -
PN1289
And I think your evidence, sir, was that you never went to the hospital?---No. No, I think we -
- -
PN1290
We went through this yesterday?---Yes.
PN1291
But you're wrong to suggest in your statement, initially, that you went to hospital at any
point?---Yes. That's correct. I didn't go to hospital.
PN1292
All right. Notwithstanding that in your statement you said pretty clearly that you remembered
going to hospital?---No. I went to the doctors the following day.
PN1293
Understood. Thank you. And, sir, just in respect of paragraph 34 of your first statement you
say there that after the incident, whilst you were on the ground, I remember - you say - you use
the words, "I remember somebody come and - came and pulled Wayne away and somebody
helped me up." And then if I can take you to your reply statement, sir, paragraph 7(k) you say
this, "I don't recall how or why Wayne got off from me, despite what I have said in paragraph
34 of my statement"?---Yep.
PN1294
So it's the case, isn't sir, that what you said in paragraph 34 was something that you had
imagined happen?---The first thing that I sort of remember is somebody - well, it was Johnny
Rowe and Frenchie were standing there and I just naturally assumed that that's what happened.
PN1295
So you made an assumption. Correct?---Yeah.
PN1296
All right. And that assumption was and you'd agree with me - one which didn't reflect
particularly well on Mr Chambers because he had to be pulled away from you, like when you
were on the ground?---Yes.
PN1297
[2021] FWCFB 3457
60
And that was an assumption that you wanted to include in your witness statement to paint Mr
Chambers in a negative way?---No, that's not correct.
PN1298
So you were asked some questions this morning about your jumper and you taking off your
jumper and I think Mr Rauf put it to you that it was a cold night in Melbourne?---Yes.
*** STEVEN KEITH NEWTON XXN MR BONCARDO
PN1299
And it was a very cold night in Melbourne, wasn't it?---Yes.
PN1300
And you were outside when you took your jumper off?---Yes.
PN1301
And it's not the case, sir, is it that your room was close to where you were outside was it?---I
think it was on the first floor. I can't sort of recall.
PN1302
So to get to your room you have to go back into the hotel?---Yes.
PN1303
Up the lift?---Yes.
PN1304
And into your room?---Yes.
PN1305
And I think - sir, I might be wrong about this - but your evidence is that you took your jumper
off because you were going to go to bed?---Yes.
PN1306
Can I suggest to you, sir, that you didn't take your jumper off when you were outside on the
bottom level of the hotel for the purposes of going to bed?---That's not correct.
PN1307
And, sir, the reason that you took your jumper off was because you were agitated and upset at
the discussion you'd been having with Mr Chambers and you had determined to get into a
boxing stance and have a go at him?---That's not correct.
PN1308
And that discussion that you have with Mr Chambers involved telematics and two separate yard
agreements that Mr Chambers wanted made into one yard agreement. Correct?---That's
right. Yes.
PN1309
And Mr Becky was mentioned during the course of that discussion wasn't he?---Yes. Yes.
PN1310
But at no point can I suggest to you, sir, did Mr Chambers ever suggest that he wanted to take
over from Mr Vecchi as the Toll Ipec delegate?---Yes, he did.
PN1311
And, sir, that is something that you have a distinct recollection of is it?---Yes, I do.
[2021] FWCFB 3457
61
*** STEVEN KEITH NEWTON XXN MR BONCARDO
PN1312
Right?---Yes. I do remember that.
PN1313
Sir, can I suggest to you that what happened was you said something to the effect that Ipec
Linehaul has a yard agreement and they're going to keep it?---That's right.
PN1314
You did say that?---Yes.
PN1315
And Wayne Chambers then said he wasn't trying to take the agreement away from Ipec, he just
wanted the best from everyone. Correct?---I can't recall him saying that but he may have. I'm -
you've got to understand that I was in no - I'd had quite a fair bit to drink and there was some of
the conversation that I can't even remember that I had with Wayne.
PN1316
Well, can I suggest to you, sir, that you were told by Mr Chambers that you know Ipec doesn't
exist anymore?---Yes. I think he did say that.
PN1317
Right. And that was something that you don't agree with. Correct?---That's correct.
PN1318
And that was something that you - when I say you don't agree with it - you vigorously disagree
with it. Correct?---I disagree with the fact that he wants to destroy an agreement just for the
benefit of these guys and it really had nothing to do with me.
PN1319
And you told him, "Fuck you." At that point?---Yes.
PN1320
And he then said, "Fuck you." too?---Oh, yes - I - - -
PN1321
And it's at that point that you took off your jumper. Correct?---No. Like I've - I can't - I can't -
when I was ending the conversation that's when I took my - - -
PN1322
All right. I suggest to you you took your jumper off, you put your fists up and you got into a
boxing stance?---No.
PN1323
And you said, "Come on. Come on"?---No, that's not - - -
*** STEVEN KEITH NEWTON XXN MR BONCARDO
PN1324
And then you approached Mr Chambers and you pushed him in the chest. Correct?---No.
PN1325
And you pushed him hard and you went backwards?---No. That's - - -
[2021] FWCFB 3457
62
PN1326
And you then got back into your stance and you were ready to fight and have a go at
him?---No. That's not correct.
PN1327
And Mr Chambers said to you, "Are you for real?" And you showed him you were for real by
pushing him in the chest again. Correct?---No, that's not correct.
PN1328
And then you came at him and you started throwing punches at him?---No. That's not correct.
PN1329
And he put his hands up to protect his face and you were punching him in the
side. Correct?---No. That's not right.
PN1330
And you hit him in the side and the ribs a number of times, didn't you?---That's not right.
PN1331
He then took a step backwards and you came towards him again and he hit you in the
face?---No. That's not right.
PN1332
Sir, I think your evidence is that you don't recall precisely how or when Mr Chambers punched
you on the first occasion?---No. That's right. I don't.
PN1333
And when you say you came to, you were on the ground, lying on your back. Your head was
on or near the pavement. Correct?---Yes, that's correct.
PN1334
The back of your head was on or near the pavement?---Yes.
PN1335
Can I suggest this to you, sir? That Mr Chambers didn't hit you at any point in the back of the
head. Correct?---Yes. That's correct. At first I thought there was a bottle involved but - - -
PN1336
I think you told people that Mr Chambers had glassed you?---That's the first assumption that I'd
come to - - -
*** STEVEN KEITH NEWTON XXN MR BONCARDO
PN1337
Right?---- - -because of the shards of glass in the back of my head. But I know that not to be
true now.
PN1338
Right. And you just agreed with me that Mr Chambers at no point hit you in the back of the
head. He didn't dog-shot you so to speak?---He didn't hit me in the back of the head.
PN1339
Right?---The wound on the back of my head was from my head hitting the pavement.
PN1340
[2021] FWCFB 3457
63
Can I suggest to you, sir, that what in fact happened what that he hit you in the front of the head
and that you then stumbled back a little way and you fell on to the driveway?---Yes, that's right.
PN1341
And you fell on your back side?---That's - yes.
PN1342
And then you said to Mr Chambers - "If I get up I'm going to kill you and I'm going to kill
you"?---No.
PN1343
And Mr Chambers, said, "Don't get up. Don't get up." Do you agree or disagree?---No. I'm
just - - -
PN1344
You were trying to get up at this point, weren't you?---Um - - -
PN1345
And you started kicking your legs out and your legs came into contact with Mr Chambers'
legs?---I can't recall that.
PN1346
And Mr Chambers fell down and the beer bottle he was holding also fell and shattered?---I can't
recall any of that. No.
PN1347
And then after that, sir, Mr Chambers was on top of you and he was holding you down by the
shoulders, wasn't he? Do you remember that?---I remember coming semi-conscious and
looking up.
PN1348
And - - -?---And he was there.
*** STEVEN KEITH NEWTON XXN MR BONCARDO
PN1349
- - - he was holding you down, sir, and whilst he was holding you down you were trying to
swing punches at him, weren't you?---No.
PN1350
And he asked you if you were going to stop and you didn't?---No. That's not correct.
PN1351
And, instead, you continued swinging punches at him and saying, "I'm going to kill
you"?---No. I didn't say that.
PN1352
And then Mr Chambers punched you in the head?---That I do remember.
PN1353
And after he punched you in the head you told him, "I'll stop. I'll stop"?---I can't recall. I can't
recall.
PN1354
[2021] FWCFB 3457
64
And if you can't recall do you accept that it is possible that after Mr Chambers punched you in
the head you said, "I'll stop. I'll stop"?---I may have said that - yes.
PN1355
All right. Thank you. And then Mr Chambers got up and walked away. Correct?---Yes.
PN1356
Thank you. Thank you, Mr Newton?---Thank you.