1
Fair Work Act 2009
s.394 - Application for unfair dismissal remedy
Michael Rainbow
v
Queensland Rail T/A Queensland Rail
(U2021/10203)
DEPUTY PRESIDENT LAKE BRISBANE, 16 MARCH 2022
Application for an unfair dismissal remedy – whether the Applicant was not unfairly
dismissed – the Applicant was unfairly dismissed because while there was a valid reason,
dismissal was harsh in all the circumstances – where it was appropriate to reinstate the
Applicant
[1] Michael Rainbow (the Applicant) contends that he was unfairly dismissed by
Queensland Rail T/A Queensland Rail (the Respondent), for whom he had worked since 28
February 1989. The Applicant is trade qualified as a carpenter and fitter and was employed as
a Cairns Maintainer in the Portsmith Workshop and Depot at the time of his dismissal. He seeks
an unfair dismissal remedy pursuant to s.394 of the Fair Work Act 2009 (Cth) (the Act).
[2] As the matter could not be resolved by conciliation, directions were issued for the filing
of material. A hearing was listed for 17 February 2022, at which the Applicant sought to be
represented. This was not opposed by the Respondent. Even so, I was still required to
consider whether permission ought to be granted under s.596 of the Act. Given the volume of
evidence and submissions provided by the parties and the nuanced legal arguments involved in
considering whether the Applicant’s dismissal was unfair, I was satisfied that it would be of use
to the Commission – and would not unduly prejudice the Respondent – to have the assistance
of the Applicant’s legal representative. I was also satisfied that the presence of the Applicant’s
representative would enable the matter to be dealt with more efficiently. Accordingly, I allowed
Christopher Watters of counsel, instructed by Australian Workplace Law to appear for the
Applicant. The Respondent was represented by its in-house team consisting of Greer McGowan
(Employee Relations Manager), Andy Martin (Senior Employee Relations Advisor) and Ellie
Bowden (Employee Relations Advisor).
[3] Section 396 of the Act requires that I be satisfied of four matters before considering the
merits of the Applicant’s application. Neither party disputed, and I am satisfied, that the
Applicant made his application within the 21-day period required by s.394(2) of the Act, that
he was a person protected from unfair dismissal (as he earned less than the high-income
threshold), that his dismissal was not a case of genuine redundancy and that the Respondent is
not a small business to whom the Small Business Dismissal Code applies.
Events leading to Applicant’s dismissal
[2022] FWC 589 [Note: An appeal pursuant to s.604 (C2022/1965) was
lodged against this decision – refer to Full Bench decision dated
2 August 2022 [[2022] FWCFB 147] for result of appeal.]
DECISION
AUSTRALIA FairWork Commission
http://www.fwc.gov.au/documents/decisionssigned/html/2022FWCFB147.htm
[2022] FWC 589
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[4] On 30 May 2017, the Applicant was issued with a warning in relation to an incident in
which he had used profanities in breach of the Code of Conduct. On 19 May 2021, he was
issued with a final warning because of an incident in which he had spoken “in an intimidating
manner and/or swore at [another employee] using words to the effect of ‘piss off’”.
[5] The incident which resulted in the Applicant's termination however occurred at around
3:15pm on 28 July 2021, when he parked his vehicle (which had his boat attached), over a live
train line, namely Road 1 at the Portsmith Maintenance Depot, to pump his tyres. There was no
block (a safety measure which prevents rolling stock from using the line) on the line. The next
train was not due until 4pm and the Applicant was equipped with a two way radio.
[6] Sarah Coran, the Manager of the Portsmith Yard, came out from her office and told the
Applicant that he was committing a safety breach and a foreigner. “Doing a foreigner” is a
colloquialism accepted within the Respondent’s operations as meaning to do something private
on company time or using company resources. A conversation ensued between the Applicant
and Ms Coran, the contents of which was the subject of evidence given by each party at the
hearing. Both descriptions of the event are detailed below. It was uncontentious that during
that conversation the Applicant said words to the effective of “I've had enough of this shit”. The
Applicant then left for the day. Shortly thereafter the Applicant was suspended from duty and
asked to attend an interview with the Respondent about the incident.
[7] That interview occurred on 16 August 2021. The Applicant attended with David Peter
(a colleague from the Portsmith Yards) as his support person and answered the questions asked
of him by Sarah Doonan and Amy Cope from the Respondent’s Ethics and Investigations Team.
During the interview, the Applicant explained that on the day of the incident he had a flat tyre
so thought he would quickly pump it up. He admitted that his car may have been over the train
line but said that it was only there for a couple of minutes and he was in charge of the rolling
stock around the shed, had a two-way radio on him and would have therefore been aware of
any approaching train or moving shunts. He thought he was being safe. He did not seek
permission to pump up his tyres because he did not think he needed to. He was on his afternoon
break before the train came in. He denied washing his boat but admitted to washing his tyres.
[8] During the interview, the Applicant admitted that he said words to the effect of “I'm sick
of this shit”. He thought he was on his last warning and that to get in trouble for something as
simple as that would be silly. He acknowledged that he could have worded it differently, but
when he saw what he says was the smug look on Ms Coran’s face he had just had enough. He
said he felt like he had been victimised by Ms Coran and that this was a witch hunt. He said she
had walked out at the time of the incident looking “like she had had a conquest and she’d won”.
The Applicant understood that some people had given evidence in the investigation saying that
they came out of the toilet and had seen the Applicant parked across the line, but he said that
cannot be true because they could not have seen it from where they said they were.
[9] On or about 28 September 2021, the Respondent – through the Regional General
Manager, Mr Brian Sharp – issued a Show Cause Notice requiring the Applicant to show cause
why he should not face disciplinary action in this matter. Around this time, the Applicant
engaged industrial representatives, who prepared and submitted a written response on his behalf
on 8 October 2021.
[2022] FWC 589
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[10] The Applicant was then issued with an undated Termination Notice on 2 November
2021 after the Respondent found the following allegations arising from the incident on 28 July
2021 to have been substantiated:
(a) he had acted in an unsafe manner by stationing his personal motor vehicle across an
unsecured train line at Portsmith Yard without ensuring appropriate protection;
(b) he failed to ensure the appropriate use of the Respondent’s resources by pumping
up the tyres of his personal motor vehicle and/or washing his boat at Portsmith Yard;
(c) upon being approached by management in relation to his conduct, the Applicant
made inappropriate and/or unprofessional comments, using words to the effect of
the following:
i. “I’m sick of this shit”;
ii. “I know you’ll take it to HR, do whatever you want, I don’t care anymore”;
iii. “I don’t give a shit”; and/or
iv. “I’m booking off and don’t know when I’ll be back.””
[11] The Respondent determined that this conduct left the Applicant in breach the Code of
Conduct and/or the relevant safety policies.
The case for the Applicant
[12] In short, the Applicant’s case is the termination of his employment was a punishment
grossly disproportionate to his conduct. He concedes he made errors of judgement on 28 July
2021 that may have given rise to a technical safety breach. He accepts that he used bad language.
He is remorseful for his actions but asserts that termination was too harsh a punishment for a
man that has worked diligently and responsibly for the Respondent for 33 years and who, given
his age and skills, is unable to readily secure alternative employment. He asserts that he was
targeted by Ms Coran and that on any reasonable view the termination of his employment was
a grossly disproportionate consequence for his actions. On that basis, he asserts that he was
unfairly dismissed and seeks reinstatement.
[13] The Applicant gave evidence on his own behalf. He also called as witnesses Darryl
Ingles, Michael Richardson and Ian Matthew Eaton.
Evidence of the Applicant
[14] The Applicant says he has been a dedicated and responsible employee of the Respondent
for 33 years. Up until recently, he had not had any previous conduct or performance issues.
However, since Ms Coran became his manager, there have been two warnings issued, with
respect to bad language. The Applicant thinks that Ms Coran does not like him and has been
targeting him, with the intention of removing him from the Portsmith Yard.
[15] In respect of the incident on 28 July 2021, the Applicant asserts that he was in charge of
the workshop that day and therefore had control of the shunts. No trains could move, arrive,
shunt or otherwise create a safety risk without his knowledge. At around 3-3:15pm that
afternoon, whilst the Applicant was on a break, he brought his car from the staff car park to the
workshop to pump up its tyres using the workshop compressor and air hose. His boat was
attached to the back of the car. His car was parked on the line. He was equipped with a two-
way radio and further, knew that no movement at the station was expected until between 4:00
and 5:00pm that day. He set about filling his tyres and washing them.
[2022] FWC 589
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[16] Ms Coran approached the Applicant and asked what he was doing. He told her he was
pumping up his tyres and she responded that it was an unlawful use of the Respondent’s
resources. The Applicant told her that she must be kidding; air is free. The Applicant says that
Ms Coran knows this because he has seen her get foreigners done on her own car at the
workshop all the time.
[17] Ms Coran then told him that his car was parked on the line and therefore was
committing a safety breach. The Applicant again said that she must be kidding. He explained
that he had the two-way radio, was in charge of the workshop that day and knew that the next
shunt was not due until between 4:00 and 5:00pm, so there was no safety risk. The conversation
continued and while the Applicant does not remember what exactly was said, he felt badgered
by Ms Coran. Eventually he responded with words to the effect of “I’ve had enough of this
shit”, to which she said that she would be reporting him for that language as well. He recalls
her smiling and walking off. The Applicant clocked off and went home so as not to lose his
cool or say something he might regret.
[18] The Applicant admits to having sprayed water on the boat wheels, but categorically
denies Ms Coran’s allegation that he washed his boat.
[19] Prior to the Respondent’s decision being made to terminate his employment, the
Applicant asserts he was not given a proper opportunity to respond with respect to the severity
of termination as the penalty for his conduct.
Evidence of Darryl Norman Ingles
[20] Mr Ingles has been employed by the Respondent since 1981. He moved to the Portsmith
Yards in 1995. In his affidavit, and again during the hearing, Mr Ingles indicated that he gave
evidence voluntarily though he understood that by doing so, he may make himself a target of
Ms Coran, who he says does not like it when anyone speaks out.
[21] Mr Ingles was at work on 28 July 2021 but did not witness the incident which led to the
Applicant’s termination. He says he did however witness something relevant, namely that at
around 3:00pm, Regan Johnson came into the supervisor’s office (which is next to his) and
started speaking with Ms Coran. He did not hear what Ms Johnson said but he heard Ms Coran
respond loudly with words to the effect of, “He’s fucking what? Right. I’ll fix him. I’m gonna
sort this right now”. Mr Ingles could not then recall the exact words but he says they were to
the effect of “I'll fix this situation. I'll get him”, and there were swear words involved. When
pressed on whether Ms Coran had said, “fix it” or “fix him”, Mr Ingles maintained it was the
latter. He heard Ms Coran say that Ms Johnson could come too but she did not. Mr Ingles
recalls Ms Coran storming out of her office and marching towards the workshop. Mr Ingles
went outside to see what was going on but could see nothing from the office.
[22] It came to Mr Ingles’ attention the next day that the Applicant was on report for a safety
breach of parking his car on the line, without implementing a block. This struck him as strange
given there had been no shunts due until 4:00pm that day and he had seen others doing the same
thing in the past. He was also confused as to why it would be a safety risk given that a warning
siren would sound when a shunt is on or a train is moving in the yard. He also thought the
response was extreme given that employees regularly parked across the line or had a vehicle on
[2022] FWC 589
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the line without a block. In fact, he says staff often cross the lines with the buggy and forklift.
It is common when materials and supplies need to be moved.
[23] A few days later, Ms Coran called Mr Ingles into her office and told him that HR
required him to be a witness in relation to the incident. He sent an email of what he knew leading
to the event.
[24] Mr Ingles said there had been other people moved on because Ms Coran had taken a
disliking to them. He says around the yard she is called, “Sack ‘em Sarah” because it is
understood that if she does not like you, she will get you one way or another.
Evidence of Michael Richardson
[25] Mr Richardson has been employed by the Respondent for over 20 years. In his affidavit,
and again during the hearing, Mr Richardson indicated that he gave evidence voluntarily though
he believed that in doing so, he may make himself a target of Ms Coran, who he says does not
like anyone who speaks out.
[26] Mr Richardson was at work on 28 July 2021 but did not witness the incident which led
to the Applicant’s termination. He says he did however witness something relevant, namely that
earlier that day, he saw a truck parked across the line leading up and into the workshop. It had
been parked there by private contractors for most of the day. As far as Mr Richardson was
aware, there was no block on the line throughout that period. He says he was aware that Ms
Coran did not inquire, investigate or take any action in respect of that vehicle. Mr Richardson’s
opinion was that this constituted the same, if not more serious, safety breach than the one the
Applicant committed. He acknowledged that he had not formally reported the breach but noted
in cross examination that Ms Coran was outside so should have seen it herself.
[27] Mr Richardson stated that since the Applicant’s dismissal, he has witnessed vehicles on
the line without a block or other safety measures in place. He said that the Applicant’s parking
of his vehicle across the line was not an isolated incident but rather there are buggies, forklifts
and shunt tractors, “travelling up and down there all day. If you had to lock the lines off all
day, you'd be locking off, unlocking, locking off, unlocking. It would just be constant.”
[28] Mr Richardson said that the Applicant was pumping his tyres to go home. He says
people do that all the time, although he acknowledged that he did not know exactly where each
person who he had previously seen pumping their tyres had parked.
[29] His evidence was that a shunt moves at walking speed and that every time there is a
train that is going to move through the workshop, a siren sounds to let everyone know it is
coming. Similarly, “the bloke that's doing it with the shunters for the people that are moving
the rolling stock, he will have a two-radio on and he will be in touch with the coordinator and
the shunters to know what’s going on at all times”. Mr Richardson understood that the Applicant
was “that bloke” on the relevant day; he was equipped with a two-way radio and was in charge
of Road 1.
[30] In cross-examination, it was put to Mr Richardson that it was not possible to necessarily
predict when a train is coming in. He rejected that notion stating, “you'd know exactly when a
train is coming in.” When pressed, he continued:
[2022] FWC 589
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“Of course you would. We've got two Kuranda trains. We know every train that's in the
yard. We know exactly where they are and where they're going at all times. It's not
Brisbane or some big station. We know every carriage, every bit of rolling stock in the
yard. We know when it's moving and when it's not moving.”
[31] Mr Richardson also alleged that if Ms Coran takes a disliking to a particular employee,
she will find a way to get them. He believes that is what happened to the Applicant because it
was clear to him that the Applicant was treated differently to others who committed the same
or more serious safety breaches.
Evidence of Ian Eaton
[32] Mr Eaton was a former employee who had worked for Respondent for 42 years and had
been at the Portsmith Depot for the last 37 years. He used to be the safety representative so was
aware of the requirements for locking out the rails and using the safety siren.
[33] Mr Eaton echoed the evidence of the Applicant’s other witnesses that Ms Coran targets
people she dislikes to get rid of them. He says he had first-hand experience of it, because she
made his working a “living hell to the point that [he] resigned to get away from her.” Mr Eaton
says Ms Coran’s bullying and harassment of him began around 2 June 2016 when he reported
an incident in which a train was shunted through the diesel shed without the use of the shunt
alarm and without lookouts on the ends of the shed. This was a major safety breach. He had
identified the risk because he was aware of the sounds made in the yard, but there was a young
painter who did not have the experience Mr Eaton did and could have been placed at
considerable risk. Mr Eaton says Ms Coran encouraged him not to report the incident but he
did so anyway. Her behaviour towards him intensified from then. He was issued with a
“communication of expectations” relating to his alleged swearing at work which he thought
was in retaliation of him filing an incident report in respect of the shunting matter. He later
discovered that his incident report about the safety breach had been altered though he does not
know by whom.
[34] After a couple of other interactions with Ms Coran, Mr Eaton decided to resign. He
acknowledged though that prior to that another person had made a complaint against him, which
Ms Coran had reported to HR for investigation. The findings of that investigation were not
provided to him before he resigned.
Submissions
[35] The Applicant accepts that the events described above occurred on 28 July 2021.
However, he submits they either did not constitute the breaches alleged by the Respondent, or
even if they do, the matters were not so serious as to warrant the termination of his employment.
Parking across the line
[36] In respect of the parking of the vehicle across the live lines, it is submitted that although
a technical safety breach occurred – and indeed the fact that a block was not on the line was
admitted by the Applicant – it was low risk. That is particularly so given that the Applicant was
in charge of the workshop on that date. He had control of the shunts and no vehicular traffic
could move, arrive, shunt or otherwise create a safety risk without his knowledge. This was
especially so because he was two-way radio equipped at all relevant times and he knew full
[2022] FWC 589
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well that the only possible traffic was a shunt expected on Road 1 between 4:00pm and 5:00pm.
The incident which led to his termination occurred at 3:15pm. The Applicant asserts that the
situation was under his control at all times. This should have been immediately recognised and
considered by Ms Coran who could have, for example, provided a verbal warning or direction
rather than appearing in a confrontational manner and escalating the situation which in turn
prompted the Applicant’s heightened reaction and bad language.
[37] The Applicant readily admits that he did a foreigner by bringing his private vehicle up
to the workshop to inflate its flat tyre. He was on his break at the time. While it is not in dispute
that he used one of the Respondent’s air-hose to affect his purpose, the Applicant submits that
air is a free commodity and is not owned by anyone, least of all the Respondent. By inflating
his flat tyre, the Applicant asserts that he was in fact attending to and securing his own personal
safety (as required by the Respondent) because otherwise he would have had to make his
journey home with a flat tyre.
[38] Further, he submits that by taking the Applicant to task for stealing air, Ms Coran was
escalating the situation, thereby provoking the Applicant and prompting his use of bad
language. Under cross-examination, the Applicant submits that Ms Coran faltered as to what
was said to the Applicant when she first approached him. While she initially denied saying that
the Applicant was misusing the Respondent’s resources, the Applicant submits that she recanted
from that position during her evidence. Relevantly, the Applicant’s evidence is firm on this
point and he was not cross-examined on it.
[39] The evidence provided by the Applicant’s witnesses implied that conducting foreigners
on personal vehicles is an accepted practice at the site.
[40] As to whether or not the Applicant washed his boat, he categorically denies that he did
so and says he only sprayed water on the boat wheels.
Bad language
[41] The Applicant concedes that he reacted badly and used the word “shit” when responding
to Ms Coran. However, the Applicant submits that the swearing was not vulgar, crude or
obscene – he said “shit”, not anything more offensive or colourful – and the language was not
directed to or used toward Ms Coran, but rather at the situation the Applicant had found himself
in. Further, after recognising his mistake, the Applicant clocked-off, removed himself from the
workplace and went home to “cool down” so as to defuse the situation.
[42] The Applicant submits that his response should be viewed in light of all of the
surrounding circumstances. In particular, that Ms Coran’s entire approach and handling of the
incident was inappropriate. The situation could have been defused by approaching the
Applicant and warning him that he should not be parked across a live line and that he needed
to immediately remove his vehicle. Instead of attempting to deal with the matter herself, Ms
Coran immediately told the Applicant he would be placed on report. He also believed that Ms
Coran was “smug” and appeared happy to have caught him out in a technical safety breach.
[43] Another important piece of evidence when considering the Applicant’s use of bad
language is that given by Darryl Ingles, who stated that on the date of incident he heard Ms
Coran while in the Depot office, say in a loud voice, “He’s doing fucken what?” The Applicant
[2022] FWC 589
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accepts that Ms Coran denied this under cross examination, but submits she faltered on this
point when further examined on it.
[44] The Commission has held in several cases that the mere act of swearing at work is not
sufficient to terminate someone’s employment. Further, the context, environment and type of
workplace will also impact on the circumstances must be considered when evaluating the
severity of the transgression. Similarly, extremely crude and obscene language is to be treated
differently to common swear words. The Applicant referred to the decision of Smith v Aussie
Waste Management Pty Ltd, in which an employee who told his manager “you dribble shit –
you always dribble fucking shit” could be disciplined, but that the termination of his
employment was harsh and unreasonable in the circumstances and his reinstatement was
ordered.1
Ms Coran
[45] The Applicant further submits that the present case involves a manager, Ms Coran, who
was biased against the Applicant. The Applicant asserts that she seized upon any opportunity
to paint the Applicant in the worst possible light. The Applicant says this is demonstrated by
the fact that there were other more serious safety breaches, which lasted longer than the
Applicant’s foreigner, under supervision and control of Ms Coran which she neglected to take
similarly swift and strong action against.
[46] In particular, the Applicant points to the investigation report in which there is
independent evidence of serious safety breaches which also occurred at the Portsmith
maintenance depot on 28 July 2021 but went unreported. Such contravention was more serious,
longer in duration and under the direct line of sight and control of Ms Coran, although under
cross-examination Ms Coran denied any knowledge of this breach. With respect, the Applicant
submits that Ms Coran must have been the only person at the Portsmith Depot that day who did
not know about it. Both Mr Ingles and Mr Richardson give evidence of these type of safety
breaches occurring not infrequently at Portsmith. In fact, under cross examination of Mr Ingles
and Mr Richardson on this point, the Respondent’s approach appeared to be to assert that they
(Mr Ingles and Mr Richardson) had committed a breach by failing to report, and by doing so,
were in contravention of the Code of Conduct. Neither witness was deterred by such an
accusation, and both remained steadfast in their evidence. The Applicant submits that this
evidence supports the statements of the Applicant throughout his recorded interview that Ms
Coran was targeting him. Such circumstances demonstrate that the Applicant was being treated
differently to others in the workplace.
[47] Mr Eaton also gave evidence of a lackadaisical safety attitude at the Portsmith Depot.
He gave evidence of the movement of a diesel locomotive through the workshop without a lock
on the line and without the use of the shunt siren sounding. Mr Eaton’s evidence is that after he
reported this matter, someone changed his safety breach report and Ms Coran engaged in
retaliation against him for making the safety breach complaint. Ms Coran was cross-examined
in some detail on this matter. At first, she gave concrete and first-hand evidence as to the safety
procedures in place, including a claim that a “lockout’ had been placed on the line (specifically
denied by Mr Eaton). However, under further cross-examination it was established that Ms
Coran was in her office and not present when the alleged breach occurred. It is submitted that
there is nothing wrong with a manager being in her office while at work. In fact, being in the
1 Smith v Aussie Waste Management Pty Ltd [2015] FWC 1044.
[2022] FWC 589
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office may be a large part of her day. However, to give evidence as to what was occurring up
at the diesel workshop when she was nowhere near the relevant incident is at the very least
disingenuous, if not a fabrication as to what occurred. Mr Eaton also gives evidence as to the
lengths Ms Coran went to remove him from the workplace. While it is a matter for the
Commission, it is respectfully submitted that the use of Complaint, HR Grievance and Code of
Conduct procedures by Ms Coran against Mr Eaton is strikingly similar to the “3 strikes”
approach used against Mr Rainbow.
Evidence of Mr Dench
[48] The Applicant submits that Mr Dench’s evidence was instructive as to various safety
procedures and protocols including two-way radio, shunting sirens, allocated line-spaces for
the movement across live tracks of small vehicles and so on. He spoke of the need and practice
of securing a “lock-out” on a line where there is going to be a block on the line for “any
reasonable amount of time”. While this is a common-sense approach to the application of the
safety procedure, nowhere in any of the Respondent’s safety policy and procedure documents
can a reference be found to “a reasonable amount of time”.
[49] The Applicant asserts Mr Dench came into possession of a hearsay account about the
Applicant’s alleged breach. He has no personal knowledge and did not witness the event. This
begs the question as to whether Mr Rainbow’s vehicle was parked on the line for “a reasonable
amount of time”. The Applicant’s evidence is that he appears to have been stopped on the line
for five minutes, which in the circumstances may not constitute “a reasonable amount of time”
thereby avoiding the necessity for a “lock-out” to be placed on the line.
Evidence of Mr Benstead
[50] Despite being the Respondent’s decision-maker responsible for the termination of the
Applicant’s employment, the Applicant asserts he appeared to have limited knowledge of the
case, remained uncertain as to the grounds for termination and did not have access to the
relevant reporting documentation when giving his evidence.
[51] The Applicant asserts that Mr Benstead’s evidence offers little weight to the
Respondent’s case and, if anything, it demonstrates that key mitigating factors were not taken
into account in respect of the Applicant’s circumstances, which may of itself be sufficient to
establish that the decision to terminate was at least harsh and unreasonable.
Unreasonable and harsh in all of the circumstances
[52] The Applicant accepts that there were errors in his conduct on 28 July 2021. He is
remorseful for his actions and regrets not having made more considered decisions. However,
he submits that the termination of his employment was not appropriate or justifiable in the
circumstances and that other disciplinary actions should have been implemented instead. He
makes the following submissions to proclaim that his dismissal was harsh, unjust and
unreasonable.
[53] First, the Applicant is a gentleman of senior years, who has served the Respondent
dutifully for 33 years. Termination of his employment has caused extreme financial hardship to
him and his family, especially given his age, and the fact that he remains unemployed and is
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unlikely to find employment, due to his specific skill-set and extensive employment period with
the Respondent.
[54] Second, notwithstanding his two previous warnings, the Applicant was a valued
employee in the maintenance depot at Cairns. He was feeling the stress of COVID-19 – given
his age – which may also have impacted his elevated conduct on 28 July 2021. This, he submits,
should also have been taken into account.
[55] Third, while the Respondent appears to “hang its hat” on the Applicant’s safety breach
as warranting his dismissal, there is evidence to suggest that not all safety breaches are treated
with this level of force. This history of safety breaches as described by the Applicant’s witnesses
demonstrate that the Applicant’s alleged breach was minor (at worst), especially given that he
had other safety controls in place. Further, their evidence indicates that there existed a flippant
safety culture at the Portsmith Depot, from management down. To punish the Applicant with
the most severe of penalties is grossly disproportionate to his conduct and overly harshly when
compared to the approach taken with others.
[56] Fifth, the evidence provided by Mr Dench – the decision-maker with respect to the
Applicant’s termination – indicates that he did not fully understand the nuances of the
Applicant’s situation.
[57] Sixth, the evidence of QR’s own safety expert, Mr Dench confirms that the requirement
for a lockout to be engaged as a safety requirement is dependent on a block (vehicle etc) being
across the line for “a reasonable amount of time”. A reasonable amount of time is not defined
in the Respondent’s safety policy and procedure tendered in evidence, and it is therefore
submitted that the Respondent has failed to establish the alleged safety breach to the requisite
standard.
[58] The Applicant accepts that some action may have been appropriate in relation to his
conduct on 28 July 2021. However, in light of all of the facts and circumstances of this case, he
claims that to dismiss the Applicant was harsh, unjust and unreasonable because that penalty
was disproportionate to the alleged breaches.
The case for the Respondent
[59] The Respondent’s case is essentially that safety comes first. Always. They say the
Applicant committed a safety breach on 28 July 2021 and an appropriate investigation was
conducted into that breach. The Respondent asserts that safety is its priority and that non-
compliance with safety procedures cannot be tolerated in the high-risk environment in which it
operates. That is why the decision was made to terminate the Applicant’s employment.
[60] Further, the Respondent asserts that the Applicant’s response at every stage of the
investigation and disciplinary process and the Applicant’s continued assertion that the
substantiated safety breach was minor fails to appreciate how such an attitude directly affects
the culture of safety at Portsmith and demonstrates an unacceptable and unjustified sense of
immunity to the rules; rules that are ordained upon the Respondent through rail safety law.
[2022] FWC 589
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Evidence
[61] The Respondent relied on the evidence of Peter Dench (Manager Regional Safety), Ms
Coran, James Benstead (Head of Regional) and Adrian Galea (Principal Consultant Ethics and
Integrity).
Evidence of Peter Dench
[62] Mr Dench is a Safety Manager with the Respondent. In total, he has worked for the
Respondent for five and half years but has been in his current role for about 18 months. He
was able to provide evidence regarding the lock-out procedure, which he said sets out the key
steps and requirements that are required for the workers to access the track to work safely. If a
piece of rolling stock hit a person, there would be real risk to their life. Similarly, the 20 to
30 tonnes of metal would cause considerable damage to any property or infrastructure it
impacted. The implementation of this procedure, Mr Dench says, is a key risk control for the
prevention of collision risks within the depot.
[63] When asked whether there were occurrences which are contrary to the lock-out
procedure, Mr Dench said “No, because they're not working on the track.” When asked what
he meant by working on the track, Mr Dench said it would be “any task that causes somebody
to occupy a piece of track, a section of track for any period of time”. When asked if his evidence
was that any task that requires a person or vehicle to occupy a piece of track for any period of
time would require lock-out provisions, Mr Dench stated that, “if somebody is obstructing a
track i.e. stationary, whether that be to park a vehicle, whether that be to undertake maintenance
on the track, or move a piece of rolling stock, then that would constitute work – or that would
constitute obstructing a track, which requires protection to be put in place”. Such protection
would be a lockout.
[64] Mr Dench became aware of the incident when it was raised by Ms Coran during an in-
person meeting with the rolling stock depot managers in Brisbane. She indicated that she was
dealing with an ongoing matter involving the Applicant. After being asked to provide advice
into this matter – about a month before the hearing – Mr Dench investigated the Applicant’s
training log and identified that the Applicant had been trained in the local lockout procedure
most recently on 21 June 2019.
[65] Based on the information in the Applicant’s statement and the incident report, Mr Dench
asserts that the Applicant failed to comply with any of the safety requirements to access track,
as outlined in the procedure. Mr Dench’s evidence was that by not following the lockout
procedure, the Applicant had circumvented a written direction (being the local procedure). The
site rules do not allow for, to the best of his knowledge, a personal vehicle to be parked across
a live track regardless of the location.
[66] As to the movement of other vehicles, Mr Dench states that there were yellow lines
which demarcate where they may move throughout the yard. Sometimes, these cross tracks or
run through the sheds. The task for which they are crossing the tracks is predefined and the
nature of the task is that they are not physically obstructing the main piece of track for any
period of time so they are able to pass across it, essentially as an administrative move, without
needed to implement a lockout.
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[67] Mr Dench stated that the Applicant is not a supervisor, nor is he involved in scheduling
train movements. Rail movements can therefore change without his knowledge. The Applicant
should have ensured that blocks were set in lock to divert traffic, blocks applied, stop boards
erected and a personal isolation rock applied to prevent any potential for rail traffic to travel on
the line on which he had parked his car. Mr Dench described the Applicant's behaviour as
“wilful and reckless” and as evidencing an unacceptable level of risk tolerance.
[68] Mr Dench also had not been made aware of a truck allegedly being parked across the
track for an extensive period on the day of the incident involving the Applicant. He said that it
would be the responsibility of whoever first saw the incident to report it. This could have been
Mr Richardson, or indeed, Ms Coran if she had seen it. The first that Mr Dench had heard of
that incident was when he was reviewing the materials in preparation for the hearing.
[69] Mr Dench said he was not aware of any similar incidents occurring at Portsmith or in
other areas of the business. He was surprised to hear of the incident because in his experience
visiting Portsmith, the lockout was vigorously enforced and no such incidents had been reported
to him. He was not familiar with the incident referred to by Mr Eaton, noting that it had
allegedly occurred before he entered the role. Further, he said he had never seen buggies or
forklifts parked across a live track or had any such incidents reported to him.
Evidence of Sarah Coran
[70] Ms Coran has worked for the Respondent for 20 years and is currently the manager at
Portsmith. She manages around 43 employees and is responsible for ensuring that they have a
safe work environment and everything they need to perform their job safely and efficiently.
[71] She says that on 28 July 2021, she left her office and walked to the bathroom. As she
walked outside the building, Brett Munro and Regan Johnston were near the doorway and
pointed out to her that the Applicant appeared to be cleaning his car. She noticed that his vehicle
was parked across the rail line. Ms Coran maintained that the incident was visible from that
position despite being pressed in cross-examination. After collecting her appropriate personal
protective equipment, Ms Coran and Mr Munro approached the Applicant. She noticed that the
line had not been locked out. She asked him what he was doing and whether the vehicle was
his. The Applicant told her that he was pumping up his tyres on his vehicle.
[72] Ms Coran told the Applicant that he had not put a lock on the line, that he was parked
across a live rail line and that he therefore committed a safety breach. She says the Applicant
became agitated and then “lost it”, saying “I know you'll take it to HR, do whatever you want,
I don't care anymore, I'm sick of this shit. I'm booking off, I don't know when I'll be back” or
words to that effect. She recalls him going into the workshop, presumably to get something,
saying, “I'm sick of this shit” and leaving.
[73] Ms Coran then checked to ensure the area was safe and reported the matter to her
manager, Andrew Tisdall, before alerting the safety adviser, Brandy Richardson.
[74] Ms Coran says the Applicant was not in charge of the workshop. Everyone is aware of
when then set trains move, but rolling stock can moved at any time. Ms Coran did not observe
the Applicant to have a two-way radio but conceded in cross examination that just because she
did not see it, does not mean he did not have one on him.
[2022] FWC 589
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[75] Ms Coran says that the Applicant has had other incidents of verbally abusing employees.
She said that on one occasion he had done so towards an administrative officer when asked to
produce his driver’s licence for compliance reasons. It was for that conduct that he received his
final warning. She said there had been another behavioural issue where the Applicant had
sworn at his colleague, grabbed a needle gun and thrown it across the room but no formal
complaint was ever made because the other employee did not wish to do so.
[76] Her evidence was that no other safety incidents occurred on 28 July 2021. Certainly,
none were reported to her. She says that as employees of the Respondent, all staff have an
obligation to report any safety incidents or hazards, firstly to their supervisor or manager. At
Portsmith the first point of contact is generally Mr Munro but if he is unavailable, employees
come to Ms Coran directly. If it is a safety incident, the first thing that must be done is ensure
that the area is safe and then the incident is reported through the safety channels and
investigated. If there is a HR incident, Ms Coran reports it through the HR chain.
[77] Ms Coran denied that it was quite regular for the lock out procedure to not be applied at
Portsmith. She asserted that “we ensure that our team are properly trained and the lock-out
process is completed”. A “strict approach to safety” is taken at Portsmith. When asked about
the difference between vehicles travelling through designated areas as opposed to working on
track, Ms Coran stated that when:
“…traversing across rail lines it's our responsibility and part of our training to make sure
we have personal vigilance, so that's part of our induction, our training for lock-out, just
to make sure that when you're entering a site that you're always looking around, because
there's that risk which everyone is aware of, movement of rolling stock. So when you're
walking, driving a vehicle across lines, you're required to maintain personal
vigilance. When you are working on a line or you have parked a vehicle and you're there
for a period of time, you are required to apply what we call lock-out protection. So, that
will secure the road so that no incoming traffic is able to move through those areas.”
[78] In cross-examination, Ms Coran stated that she had no recollection of saying on the day
of the incident with the Applicant – as was attributed to her by Mr Ingles – that “He's fucking
what? Right, I'll fix him. I'm going to sort this right now”. She did not believe that she would
have said those words. It is not in her nature. When pressed about her own use of colourful
language, Ms Coran admitted “I may swear. I would never swear directly at one of my
employees.”
[79] Ms Coran denies telling the Applicant that his doing a foreigner was “a misuse of QR
resources”. She maintained that it looked like the Applicant had also washed his boat.
[80] Ms Coran accepted that the incident occurred at around 3:15pm and that the next train
was not scheduled for arrival until 4:00pm. However, she said that carriages can be moved in
and out of the maintenance shed at any time. Ordinarily, if shunting was to occur, he would be
made aware if he was within the vicinity either by the persons undertaking that task, by radio
or otherwise by the sounding of the sirens.
[81] Ms Coran asserts that she was not aware of the incident involving the contractors
blocking the line or the truck being parked across the line for an extensive period. In response
to questions about those incidents, Ms Coran stated that, “it was their [Mr Richardson and Mr
[2022] FWC 589
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Peter’s respectively] responsibility as an employee to report any safety incidents and they failed
to do so on both occasions.”
[82] As to the 2016 incident involving no sirens being used during a shunt, Ms Coran stated
that she was in her office. Her evidence was that while ordinarily the shunt of a 300 metre train
would require the use of a siren, she did not think that the sirens were required to be activated
in this instance because there were “lookouts in both areas and the movements are controlled
by all of the operators, so there’s no way that someone could walk across the line, because it’s
a very extended period of time. The siren wasn’t activated for an hour or so. Everyone was
well informed that these movements were occurring that day.” She acknowledged in cross-
examination that given she was in the office, she did not observe the lookouts on duty. She also
did not see the young painter walk across the line. She contended she could not oversee every
movement of her 43 employees. She said she had not given evidence about the incident raised
by Mr Eaton at the time.
[83] I put squarely to Ms Coran the allegations made against her with respect to her targeting
employees to give her an opportunity to respond to the very serious allegations made against
her by three employees (other than the Applicant). She responded that, “my only belief or
maybe opinion of that is that I'm a manager who doesn't shy away from inappropriate
behaviour. So if someone is being bullied, harassed or there's a safety issue then I will take
action… Previous management were not that way inclined so the guys would get away with
things a lot more… I don't tolerate bad behaviour or inappropriate behaviour in my depot. We
all are under a code of conduct so I follow that as a responsible manager.” She stated that when
she first commenced at Portsmith, it was renowned as one of the most unsafe depots, but since
then work had been done to ensure that employees feel safe reporting safety incidents and
reporting hazards, “so that's changed tremendously over 20 years”.
[84] She also flatly denied ever having her car worked on, a foreigner done or otherwise
parking it in the shed.
Evidence of James Benstead
[85] Mr Benstead is the Respondent’s Head of Regional, who reports to the Chief Executive
Officer. He has been with the Respondent for 13 years. His evidence was that the “safety is our
number one priority at Queensland Rail, as it is in the regional business. So that is making sure
that we provide safe and reliable services for our customers that are using our services; that we
look after the safety of our people and the safety of the community. And working safely is a
condition of employment within Queensland Rail and we take safety extraordinarily seriously.”
[86] Mr Benstead received a text message from Martin Ryan, then the Executive General
Manager of Travel and Tourism who was responsible for the rolling stock maintenance activity
at that time, advising that there had been a safety incident at Portsmith. Mr Benstead then
directed during a subsequent phone call that the person involved was not to return to his normal
duties until an investigation had been completed.
[87] Of the ordinary process leading to a decision to dismiss an employee, Mr Benstead
stated that, “based on that information the management get involved in a recommendation in
relation to what are the disciplinary actions that need to take place. There is a recommendation
in relation to termination. In this particular case I endorsed that particular recommendation and
the final decision is with the chief executive officer of the organisation.”
[2022] FWC 589
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[88] In respect of the Applicant's termination, Mr Benstead could not recall whether he was
involved in the decision to commence a show cause process involving the Applicant. Mr
Benstead stated that from the information that was provided to him and the allegations that had
been substantiated, suggested that the Applicant was a gentleman with an attitude of “'I don't
care what you do', 'I don't care what happens', 'I'm leaving now, I don't know when I'll be back
again'”.
[89] Mr Benstead stated that the circumstances leading to the Applicant's termination
included performing a foreigner, being the pumping up of his tyres either on his car or boat
trailer. Mr Benstead stated that the leadership team's main concern about the Applicant's
behaviour was the clear and “wilful” safety breach of parking his car across the track. When
pressed on why he had used the term “wilful”, Mr Benstead stated it was not a mistake on the
Applicant’s part (to not lock on the line), he just did it. It was put to him that if the Applicant
had forgotten, that would not make it a wilful breach. Mr Benstead stated that that was not the
allegation that had been substantiated.
[90] He says there were also concerns in respect of the Applicant’s reaction to local
management when approached at the time of the incident. Mr Benstead described the
Applicant’s reaction as “ridiculous”. He was aware that the Applicant had been involved in two
previous matters involving the use of inappropriate language, but could not recall what language
had been used in those matters. In the present matter he was aware that one allegation
substantiated against the Applicant was that he had said “I'm sick of this shit, and I don't give a
shit.”
[91] Mr Benstead stated that the Applicant’s disciplinary history was considered as part of
the decision but acknowledged that they were not included in his statutory declaration.
However, when asked whether he was aware that but for the two swearing incidents in the last
18 months, the Applicant had no performance or conduct issues on his record, Mr Benstead
said he was not aware of that. Counsel for the Applicant stated that was a matter put in the
Applicant’s response to the show cause, and asked Mr Benstead whether that was not something
that would ordinarily be considered as a mitigating factor. Mr Benstead responded that “When
determining disciplinary action we consider the severity of the issue... We do look at years of
service; we do look at the person's responsibilities and accountabilities; and do take into
consideration the training, the recognition of safety responsibilities, the code of conduct in
determining disciplinary action for employees.”
[92] Mr Benstead was asked whether he looked at the severity of penalty and the impact that
that might have on an employee of such senior years and extensive service. He responded that,
“We look at - when we're looking at years of service and the training that individuals have, and
take acknowledgement in relation to what - how we expect people to behave and follow the
rules, yes.”
Evidence of Adrian Galea
[93] Mr Galea is the Respondent’s Principal Consultant, Ethics and Integrity. His evidence
was admitted without the need for cross-examination. He says the disciplinary process followed
in the Applicant's case is in accordance with the Respondent’s ordinary disciplinary process.
The Applicant was issued with a show cause letter, which included the statement that
termination was being considered. It also noted that prior to any decision being made about his
[2022] FWC 589
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employment the Applicant would have an opportunity to provide any additional circumstances
or facts that the decision maker could consider.
[94] Mr Galea says the Applicant was provided with an opportunity to respond to the severity
of the matter, as well as the investigation report and its findings before the show cause letter
was issued. Mr Galea’s recollection was that the Applicant had elected not to respond.
Respondent’s submissions
[95] The Respondent submits that there was a valid reason for dismissing the Applicant.
Namely, the substantiation of the allegations as set out above. The Respondent repeatedly
asserted that it has a relentless commitment to zero harm and working safely is a condition of
an employee’s ongoing employment. The Applicant is no exception. Complacency in the
Respondent’s operations can have catastrophic results. The Respondent describes the
Applicant’s conduct as a wilful choice to disregard safety procedures which goes to the
Respondent’s legislative obligations.
[96] As it explained in the termination letter, the Respondent asserts that conduct of
Applicant, specifically the complacency and assertion that the safety breach was minor, fails to
appreciate that rail tracks are always considered a dangerous environment. They assert that the
Applicant’s assertions that his conduct was low risk demonstrates an unacceptable risk
tolerance. They describe him as wilfully flouting his obligations under rail safety law.
[97] The Respondent further submits that as a long-term employee, the Applicant would
appreciate the seriousness in which the Respondent takes safety, both physical and
psychological. Similarly, they say the pattern of aggressive behaviour for which the Applicant
has both a warning and final warning on his record, fails to show any accountability or
willingness to commit to the Respondent’s core values.
[98] The Applicant did not seek permission to do a foreigner, whether in his break time or
not. No permission would have been given had it been sought, given it involved parking a car
on the track.
[99] Finally, the Respondent also submits that it is inconclusive as to whether he was washing
his boat, but he at least cleaned the tyres on the boat trailer.
[100] When approached by Ms Coran in relation to his conduct, the Respondent asserts that
the Applicant made an inappropriate and unprofessional comment to his leader – also described
by the Respondent as “aggressively using foul language toward a manager” – which was in
breach of the Code of Conduct only two months after a final warning had been issued against
him in respect of his use of similar language. It demonstrates a complete disrespect to the
leadership within the Respondent.
[101] The Respondent asserts that the Applicant had an opportunity to respond to the
allegations against him. He chose not to provide a formal response to the investigation report
when provided the opportunity to do so on 2 September 2021. However, he through his
representative, responded to the show cause notice dated 8 October 2021. The Respondent
asserts that the Applicant’s response was considered in deciding the appropriate action. In fact,
it was the Applicant’s continued claims that his conduct was minor, which contributed to their
decision to terminate his employment. The Respondent again asserted that such comments
[2022] FWC 589
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demonstrate a failure to appreciate that rail tracks are always considered a dangerous
environment and that complacency should never be allowed to set in. The Respondent says that
as a long-term employee, the Applicant should have appreciated the seriousness placed on
safety and understood that foreigners had been actively discouraged by the Respondent.
[102] Further, the Respondent asserts that the Applicant is accountable for his own actions
and what other people allegedly have done – presumably they are referring to whether Ms
Coran’s conduct provoked him – cannot be relied upon as an excuse to abrogate himself from
the Applicant’s own responsibilities. The Respondent maintains that Ms Coran’s conduct was
entirely reasonable given that it was her role as manager to escalate safety matters. Furthermore,
Ms Coran did not have the ability to make any disciplinary decisions as that is not within the
remit of the local manager.
[103] The Respondent reiterated that safety always comes first in its operations and that
working safely is a condition of employment and personal accountability is fundamental. They
argue that the Applicant wilfully failed to follow safety protocols jeopardising the right of the
Respondent’s workers, visitors, customers and members of the public to be free from risk while
in the Respondent’s workplace.
[104] The Respondent rejects the Applicant’s admission that he had an exemplary disciplinary
record. They say he had at least two warnings about inappropriate behaviour in the workplace,
which themselves demonstrate an attitude of complacency.
[105] The Respondent asserts that the Applicant was notified for the reason for his dismissal
in the termination letter.
[106] Prior to the issuing of that letter, the Respondent submits the Applicant was able to
provide a written response on 8 October 2021. They say the Applicant was provided with the
allegations, notified that he had to attend an information gathering meeting, was formally
interviewed as part of that process, was invited to provide all relevant information and was
afforded additional time to seek advice from an advocate. He was never denied a support
person.
[107] As to the principle of parity, the Respondent submits that it has historically dismissed
employees for safety breaches alone. The Respondent has also dismissed employees for
repeating behaviour they have previously been warned about, as is the case here in respect of
the swearing. The Respondent says that safety breaches and behavioural concerns have been
dealt with in a consistent manner, noting some differences will exist according to the mitigating
circumstances for each individual.
[108] As to the Applicant’s personal circumstances, the Respondent was not satisfied that they
mitigated his conduct because safety was held to be of paramount concern when assessing his
behaviour and determining the appropriate outcome. The Respondent submits that the mere fact
an employee has a lengthy history with an organisation does not place them above the rules and
in fact, on the contrary, supports the notion that they should have known better.
[109] The Respondent points to Ward v Kimberley Ports Authority as being analogous in
respect of the issues of safety when compared with alleged mitigating factors such as length of
[2022] FWC 589
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service.2 Taking into account the Applicant’s 30-year history in the metal fabrication, mining
and construction sectors, Commissioner Cloghan concluded that workplace policies and the
possible consequence of a breach of such policy could not have been foreign to the Applicant.
The Respondent asserts that the same can be said in this matter. The Applicant, having been
employed with the Respondent for a lengthy period, was well aware of the stringent safety
procedures, as well as behavioural expectations under the Code of Conduct and any potential
ramifications.
Evidence in this case
[110] The Respondent submits that the Applicant’s witnesses provide no relevant evidence in
relation to the incident that led to the Applicant’s dismissal. They allege safety breaches for
which they have no evidence, they provide opinion-based commentary, lack credibility and
occasionally mislead in relation to when particular safety protocols should be used and safety
policy applied. Further, the Respondent asserts that the Applicant’s witnesses were clearly
called to give evidence for the sole reason of questioning the credibility of local management
and to attempt to show the Applicant had been singled out. The Respondent submits that,
instead, what was demonstrated was a toxic disregard for management (Ms Coran, specifically),
who take a consistent approach to improving safety, from both a physical and psychological
perspective. The Respondent submits that much of the evidence provided by the Applicant’s
witnesses should not be given weight as it is unable to be corroborated, it is irrelevant to proving
that the dismissal was unfair, based entirely in perception and opinion or hearsay, was proven
to be unreliable and represents a very small minority of disgruntled current and former
employees.
[111] Specifically, the Respondent submits that Mr Ingles did not witness the event and
therefore his evidence is entirely irrelevant. Mr Ingles alleges he heard Ms. Coran say words to
the effect of “he’s fucking what..? I’ll fix him”, before storming to the workshop. His
recollection conflicts with Ms Coran’s evidence, which was that she returned to her office to
get appropriate personal protective equipment and then asked a colleague to accompany her.
Mr Ingles also admitted to either regularly crossing the line or having a vehicle on the line
without a block and that he did not know it was unacceptable but then in cross examination Mr
Ingles agreed that he is in charge of conducting onsite inductions for contractors, which includes
the lockout process. Mr Ingles also admitted that he too has a lock for personal use and is aware
of when to use it. Mr Ingles agreed in cross-examination that Ms Coran’s role includes ensuring
the overall safety of the site and that it was indeed possible that Ms Coran could have used
different words to those he put in the affidavit. The Respondent asserts that that the credibility
of Mr Ingles evidence is questionable. Mr Ingles’ evidence muddies the waters in relation to
what safety procedures apply at what time, or alternatively, he is not familiar with the
requirements of his role, or the role of a rail safety worker, further rendering his evidence as
irrelevant.
[112] As to Mr Eaton, the Respondent says that he too did not witness the incident and his
evidence is irrelevant. He gave evidence of an incident (on or before 2 June 2016) involving a
diesel locomotive. He alleged that Ms Coran did not want the matter reported. What Mr Eaton
did not specify in the affidavit is that there were other safety mechanisms in place at the time
of the locomotive movement as per procedure at the time of that event. Further, after he raised
the issue of the alarm not being sounded, Ms Coran took steps to have procedure changed. Mr
2 Ward v Kimberley Ports Authority [2015] FWC 5449.
[2022] FWC 589
19
Eaton alleges that he resigned as result of bullying from Ms Coran, however Mr Eaton has not
corroborated those allegations or provided any evidence in support. The Respondent submits
that Mr Eaton resigned because he was being held accountable for his poor behaviour by way
of a HR investigation into an entirely separate event. Mr Eaton’s affidavit is selective in detail
and seeks to paint a picture of Ms Coran that is entirely incorrect. This goes directly to his
credibility.
[113] As to Mr Richardson, the Respondent asserts that he too did not witness the incident
and his evidence is irrelevant. His evidence seeks to discredit Ms Coran. In respect of the
breaches alleged, the Respondent says little evidence was provided. Indeed, the Respondent
asserts that Mr Richardson was unable to discern which safety procedures should be followed
for two distinctly different circumstances and as such his evidence should not be relied upon
by the Commission.
[114] By contrast, the Respondent says that its witnesses provided expert and unbiased
evidence that unequivocally clarified the facts that show the Applicant was not unfairly
dismissed. The Respondent asserts that its witnesses evidenced a clear breach of safety
procedures, an effective use of the disciplinary process, particularly in instances where an
employee is on a final warning, a concise and well-articulated stance on safety being the number
one priority at the Respondent, any breach of which will end in disciplinary action applied
consistently across its operations. Further, it asserts that the Respondent’s witnesses clearly
demonstrates that the disciplinary process is largely removed from local Portsmith
management, and that the decision to terminate employment is considered in detail, including
mitigating circumstances, at the highest levels of the organisation; specifically, the Head of
Regional. The Respondent submits that there was simply no other course of action to take than
termination and that this action was entirely lawful.
[115] Mr Dench outlined the safety procedures in place and spoke of the priorities of the
organisation at a global, rather than local level and the Respondent submits that this is exactly
the point the Applicant fails to appreciate. Safety is not open to individual interpretation. It must
be applied to the letter of the law at all times to avoid complacency and catastrophic incidents,
which may result in injury and/or death.
[116] As to Ms Coran’s evidence, the Respondent submits that she demonstrates her consistent
approach and commitment to safety which is fully supported by management. Further, only two
of the approximately 46 current staff gave evidence in the present proceedings, so it should be
noted they represent a very small proportion of the current workforce.
[117] In respect of Mr Benstead, the Respondent submits he was well placed to speak to the
core concerns of the Applicant’s behaviour, being a deliberate breach of safety, a disrespectful
response to management when questioned about it, particularly given the Applicant was already
on a final warning. He noted that the decision to terminate a person’s employment with the
Respondent is considered in detail at the highest level of the organisation, including all
mitigating circumstances, including a person’s age and years of service. The Respondent
submits that Mr Benstead’s evidence goes to the unrelenting commitment it has to safety,
including the consideration of appropriate disciplinary action to be taken when a safety breach
occurs.
[118] Finally, the Respondent asserts that Mr Galea’s evidence confirms that the Respondent’s
disciplinary process was followed.
[2022] FWC 589
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Other matters
[119] The Applicant admits his breach in relation to the Code of Conduct and his poor manner
toward management yet continues to pass the blame on to Ms Coran – by alleging that she
appeared smug or happy to have caught him out – for inciting his inappropriate reaction. The
Respondent asserts this demonstrates a lack of accountability and a tendency to blame Ms Coran
for his actions. The Respondent asserts that this only speaks to the credibility of the Applicant
who fails to understand his responsibilities as a rail safety worker, continues to defy the rules,
takes no accountability, and believes himself immune from the disciplinary process, with which
he is well acquainted. It is the Respondent’s position that this demonstrates an attitude, at worst
of contempt for the rules and at best, a knowing disregard of safety policy obligations and
protocols and for the expected behaviour of an employee of the Respondent.
[120] The Applicant agreed that he had completed Code of Conduct training as well as the
appropriate lockout training for Portsmith and knew he was on a final warning for poor
behaviour and understood the severity of this. To not dismiss the Applicant for his present
conduct would make a mockery of the process.
[121] The Respondent denies that the Applicant was ‘in charge of the workshop’, submitting
that when pushed on this point in cross examination he admitted that he was not in charge of
the schedule and shunts could in fact occur without his knowledge which, had this been the
case, could have given rise to the possibility of significant workplace injury and/or death. Both
Ms Coran’s and Mr Dench’s evidence addressed the possibility of shunts to change without the
Applicant’s knowledge.
[122] The Applicant asks the Commission to consider his remorse, however the Applicant
felt remorse on the two previous occasions he was warned about foul language and aggressive
behaviour yet has failed to learn from his mistakes. The Respondent submits that Smith v Aussie
Waste Management Pty Ltd can be distinguished from the present case because there the
conversation was a private conversation between two individuals and it was held that there was
no suggestion that the conduct involved breaches of health and safety policy or regulations.
[123] The Respondent submits, that a final warning, by its very definition is final. The
Applicant admitted that he understood he was on a final warning, that neither of the two
previous incidents involved Ms Coran and that he had been made aware only two months prior
that should he display the same conduct again, his employment could be terminated.
[124] The Applicant alleges that Ms Coran was targeting him and that she has practiced similar
behaviours, such as swearing and doing foreigners on her own car without providing any
evidence at all to support these allegations.
[125] The Applicant offers an example of other safety breaches occurring by relying on the
comments made by his support person in the initial investigation. The Respondent submits that
when read in full, it is clear that the person did not witness but rather ‘was informed’ of the
event and when pushed in relation to who informed him, no further information is forthcoming.
Importantly, this safety breach was not reported at any time. The Applicant admitted in cross
examination that Ms Coran’s ‘badgering’ of him, as alleged, could have been in relation to what
safety measures he had put in place while having his car parked across the rail line and did not
disagree that this was part of Ms Coran’s job. In cross examination, the Applicant agreed that
[2022] FWC 589
21
Ms Coran would have been undertaking her duties by bringing the safety breach to his attention.
The Respondent therefore submits that it would have been remiss of Ms Coran to ignore the
breach.
[126] The evidence provided by the Applicant’s witnesses is contradictory, irrelevant and at
times, misleading and only goes to demonstrate an attitude of a small portion of past or current
employees who believe they can abrogate responsibility and apply the rules as they see fit. The
Respondent submits that there is no evidence to support the blatant character attacks of Ms
Coran and that the irrelevant, hearsay and unreliable evidence of the Applicant’s witnesses
should not be considered in the Commissioner’s deliberation. The Applicant has demonstrated
an attitude of entitlement to employment, despite demonstrating an unacceptable attitude to
safety, a toxic disregard for management and complete disrespect for colleagues.
[127] The Respondent submits that employees cannot be the individual arbiters on whether to
apply mandatory safety procedures. They are in place to ensure consistency of approach when
it comes to safety to meet legislative obligations, but also to promote a culture whereby safety
is respected and complacency is not tolerated. The Respondent submits that employees cannot
be their own arbiter on what behaviour is appropriate and whether they should face disciplinary
action as a result.
CONSIDERATION
Comments about the evidence
[128] I am grateful for all the witnesses who gave evidence because it allowed me to gain a
better understanding of the events of 28 July 2021. I also note that the evidence of Fallon Elsner
which was initially provided was not relied upon.
[129] I took each of the Applicant’s witnesses to be straightforward, honest and frank men. I
was troubled by their comments that in giving evidence in support of the Applicant, they felt
they may be making themselves a target of the Respondent, specifically Ms Coran. I have no
way of knowing whether those fears are founded or will come to fruition, however I am certain
that should any one of those men find themselves the subject of proceedings like this one, the
Commission will review their case with a very keen eye to ensure that is not the case.
[130] As to the Respondent’s witnesses and representatives, each maintained that safety was
of paramount importance to the Respondent. While that may be the case, there seemed an
unwillingness by each witness to contemplate, even for a moment, that their action had been
severe in the present circumstances. Very little weight was seemingly given by anyone in
management, to the gravity of the decision to terminate the Applicant’s employment and the
impact that such a decision might have on an individual who had served them for more than
three decades. Such contemplation would not have demonstrated a weakness in respect of their
case, but rather a more thoughtful and wholistic approach to the situation in which they found
themselves.
[131] As to Ms Coran, I accept that she felt her management style and integrity were in
question given the nature of the allegations made against her by the Applicant and others.
Undoubtedly, giving evidence in these proceedings would have been stressful and intimidating.
However, she seemed reluctant, for example, to admit that she occasionally used colourful
language herself and couched her concession by saying that she would never direct it at an
[2022] FWC 589
22
employee. Similarly, she gave evidence with respect to matters about which she did not have
firsthand experience and then became defensive with the Applicant’s counsel attempted to tease
out her actual knowledge of the safety breach in question. She raised an incident in which the
Applicant had been involved as being another example of his poor attitude towards safety,
despite no formal action ever being taken in respect of it.
[132] Like all the Respondent’s witnesses, Mr Benstead agreed that safety was of utmost
importance to the Respondent. That is no doubt the case. However, while he broadly said that
years of service was considered, he had not appeared to engage with the Applicant's particular
circumstances before deciding to terminate his employment.
Was the Applicant’s unfairly dismissed?
[133] Section 387 of the Act provides that, in considering whether it is satisfied that a
dismissal was harsh, unjust or unreasonable, the Commission must take into account:
(a) whether there was a valid reason for the dismissal related to the person’s capacity or
conduct (including its effect on the safety and welfare of other employees);
(b) whether the person was notified of that reason;
(c) whether the person was given an opportunity to respond to any reason related to the
capacity or conduct of the person;
(d) any unreasonable refusal by the employer to allow the person to have a support
person present to assist at any discussions relating to dismissal;
(e) if the dismissal related to unsatisfactory performance by the person – whether the
person had been warned about that unsatisfactory performance before the dismissal;
(f) the degree to which the size of the employer’s enterprise would be likely to impact
on the procedures followed in effecting the dismissal;
(g) the degree to which the absence of dedicated human resource management
specialists or expertise in the enterprise would be likely to impact on the procedures
followed in effecting the dismissal; and
(h) any other matters that the Commission considers relevant.
[134] I am required to consider each of these criteria to the extent they are relevant to the
factual circumstances before me.3
(a) whether there was a valid reason for the dismissal
[135] The reasons given by the Respondent for the termination of the Applicant’s employment
were the safety breach of parking his vehicle over the line, doing a foreigner and the language
used by him in his interaction with Ms Coran. The Applicant does not dispute that he engaged
in the alleged conduct. The gravamen of the Applicant’s case is that his dismissal was not for a
valid reason because it was disproportionate to the gravity of his misconduct and that mitigating
factors were not taken into account or given appropriate weight in the Respondent’s decision to
dismiss him.
[136] As Vice President Hatcher observed in Raj Bista v Group Pty Ltd t/a Glad Commercial
Cleaning, establishing a factual basis for the reason for dismissal will not of itself demonstrate
3 Sayer v Melsteel Pty Ltd [2011] FWAFB 7498 [14]; Smith v Moore Paragon Australia Ltd PR915674 (AIRCFB, Ross VP,
Lacy SDP, Simmonds C, 21 March 2002) [69].
[2022] FWC 589
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the existence of a valid reason.4 It must, as s.387(a) makes clear, be a valid reason for dismissal.
To be a valid reason, the reason for the dismissal should be “sound, defensible or well founded”5
and should not be “capricious, fanciful, spiteful or prejudiced.”6 As summarised by Deputy
President Asbury in Smith v Bank of Queensland Ltd a “dismissal must be a justifiable response
to the relevant conduct or issue of capacity. Factually-established conduct which might, for
example, justify the issue of a reprimand or a warning may not necessarily justify dismissal”.7
[137] In Bista, Hatcher VP referred to the decision of the Full Court of the Federal Court in
Edwards v Giudice8 as being authority for the proposition that the consideration of whether
there is a valid reason for dismissal requires an assessment of whether the conduct was so
serious as to justify termination as a sound, defensible or well-founded response.9
[138] In Smith v Bank of Queensland Ltd, Deputy President Asbury continued to consider
Hatcher VP’s decision in Bista in the following terms:
“[125] Vice President Hatcher went on to observe that it is well established that a
dismissal for misconduct may be found to be harsh on the basis that the sanction of
dismissal is a disproportionate penalty to the gravity of the misconduct, and that the issue
of proportionality is usually considered having regard to all relevant circumstances of
the dismissed employee and his or her conduct. His Honour also noted that there is
divergence in the authorities in relation to whether the gravity of the misconduct is
considered separately from the factors subjective to the particular employee with the
former consideration arising under s. 387(a) and the latter under s. 387(h). His Honour
observed that proportionality of dismissal as discussed by Moore J in Edwards v
Giudice, was not concerned with proportionality of dismissal in the sense where the
gravity of the misconduct is weighed against a range of other potentially mitigating
factors. Rather it was concerned with whether the conduct in question, considered in
isolation, was intrinsically capable of constituting a valid reason for dismissal if it only
involved a minor misdemeanour.
[126] I do not understand that there is a rule that the gravity of the misconduct must be
considered under s. 387(a) devoid of any mitigating factors a dismissed employee may
raise. While the gravity of the conduct must be considered and assessed, in my view,
there are some mitigating factors which may also go directly to the validity of a reason
for dismissal by mitigating the seriousness of the conduct for which a person was
dismissed. Examples of some of these factors may be lack of training or the dismissed
employee being placed under undue pressure by some failure on the part of the
employer, which contributed to the conduct for which the employee was dismissed.
Those matters may go to the reasonableness of the dismissal on the basis that they
mitigate the gravity of the employee’s conduct. There are other mitigating factors which
relate to personal circumstances of the dismissed employee and which may render the
dismissal harsh, notwithstanding that the gravity of the employee’s conduct justifies
4 Raj Bista v Group Pty Ltd t/a Glad Commercial Cleaning [2016] FWC 3009.
5 Selvachandran v Peteron Plastics Pty Ltd (1995) 62 IR 371, 373.
6 Ibid.
7 Smith v Bank of Queensland Ltd [2021] FWC 4 [122].
8 (1999) 94 FCR 561.
9 Raj Bista v Group Pty Ltd t/a Glad Commercial Cleaning [2016] FWC 3009.
[2022] FWC 589
24
dismissal. The first category of mitigating factors falls for consideration under s. 387(a)
of the Act and the second category under s. 387(h).” (citations omitted)10
[139] All that said, it is not the role of the Commission to “stand in the shoes of the employer
and determine whether or not the decision made by the employer was a decision that would be
made by the court.”11 However, the Commission must consider the entire factual matrix in
determining whether an employee’s termination is for a valid reason.12
[140] I am not satisfied that doing a foreigner – that is filling his tyres with air while on a
break – was a valid reason for dismissal. That is particularly so given that the evidence
demonstrated that it was not an uncommon practice for employees at the site. Even if that
established practice was not in existence, I would not be satisfied that the Applicant’s conduct
in that regard warranted dismissal.
[141] As to the coarse language used by the Applicant, I acknowledge that there were at least
two prior instances in which he had been reprimanded for similar language. However, one must
consider the context of the Applicant’s employment. He has been working on a train line for
the last 33 years. I am reminded of Commissioner Riordan’s comments in Gosek v Illawarra
Coal Holdings Pty Limited T/A South32, that the Applicant there worked “in a coalmine – not
a convent. The use of inappropriate language in this workplace is commonplace and has been
condoned by [the Respondent]”.13 Some rough language in the context of the Applicant's work
environment hardly seems surprising or problematic. Indeed, the language referred to in the
final warning document – that he had said “piss off” – seems to be at the milder end of any
spectrum of coarse language.
[142] As to the language used by the Applicant when Ms Coran spoke to him about the safety
incident – namely, “I’ve had enough of this shit” – while not polite, it is hardly particularly
offensive. That is especially so given the nature of the workplace and the fact that swearing was
hardly uncommon onsite. Even Ms Coran admitted to occasionally swearing, while others
suggested her use of such language may have even been frequent. Whether that is true is
immaterial. Ms Coran’s evidence was that while she sometimes will swear, it was not towards
at any of her direct reports. In the same way, the Applicant’s comments were not directed at her
but at the situation in which they found themselves. There is no evidence before me that the
Applicant’s expletives were uttered with aggression; more likely, based on the evidence before
me, it was simply an expression of his frustration.
[143] The Applicant’s response must also be viewed in light of the fact that he thought he was
being unfairly targeted by Ms Coran. He points to the fact that other more serious safety
breaches had occurred on the site under her view, control and management which were not met
with the same severity of consequences as the Applicant’s technical safety breach, even though
in his circumstances, the risk of actual (or potential) harm to him or anyone else was negligible.
When she approached him, he felt like she was deliberately confrontational, and this provoked
his reaction. While I accept the Respondent’s submission that the Applicant is a grown man and
therefore responsible for his own behaviour, I also acknowledge that in the circumstances as he
viewed them, tempers were running particularly high.
10 Smith v Bank of Queensland Ltd [2021] FWC 4 [125]-[126].
11 Walton v Mermaid Dry Cleaners Pty Ltd (1996) 142 ALR 681, 685.
12 Allied Express Transport Pty Ltd v Anderson (1998) 81 IR 410, 413.
13 Matthew Gosek v Illawarra Coal Holdings Pty Limited T/A South32 [2017] FWC 4574 [104].
[2022] FWC 589
25
[144] Consequently, I am not satisfied that either filling his tyres with air on a break or using
the word “shit” (despite having been warned for such language previously) constituted a valid
reason to terminate the Applicant’s employment.
[145] I turn now to consider whether the Applicant’s conduct in parking his car over the live
line was a valid reason for his dismissal.
[146] It is uncontroversial that where the employee’s conduct affects the safety and welfare
of other employees, the Commission may find that this is a valid reason for the dismissal.14 In
determining whether there has been a safety breach, the Commission may take into account the
seriousness of the breach or incident, company policies setting out safety procedures and
consequences for breaches, relevant training provided by the employer, whether the incident or
breach was isolated or recurring in nature and whether or not the employee concerned was a
supervisor and expected to set an example.15 While a substantial and wilful breach of a policy
may constitute a valid reason for dismissal,16 it does not follow that a finding that an employee
has failed to comply with policies and procedures immediately means that a dismissal is not
harsh, unjust or unreasonable. Every case turns on its own facts.17 If widespread policy breaches
occur without response from the employer, this weighs against a decision that the dismissal was
justified and not harsh, unjust or unreasonable.18
[147] Contrary to the Respondent’s assertions, I am not satisfied that the Applicant’s conduct
was a reckless breach of safety procedures. He did not set out to endanger the health and safety
of himself or anyone else. The Applicant’s long career with the Respondent, unblemished by
any other significant safety breaches, does not demonstrate any propensity for such conduct.
Nevertheless, he did decide to park his car across the live line. Though this technically
constituted a safety breach, the actual risk was negligible. He was armed with a two-way radio,
so would be informed immediately of any movement of trains or shunts, which would mean he
would have an opportunity to remove himself and his vehicle from danger. He was also aware
that no train was expected to arrive for approximately another 45 minutes. Consequently, he
did not perceive there to be any danger.
[148] There is no doubt that the incident involved the Applicant doing something in breach of
safety procedures; the Applicant admits as much. I accept that in ordinary circumstances
employee’s cannot be left to determine which safety procedures they comply with based on the
danger as assessed by themselves. Safety procedures are in place to keep employees and those
around them safe.
[149] I accept that a safety breach of this kind must be met with consequences from the
Respondent. It is not my role to stand in the shoes of the employer. Therefore, while another
cooler head may not have terminated the Applicant’s employment for the technical – negligible
14 For example, Parmalat Food Products Pty Ltd v Wililo [2011] FWAFB 1166; Gottwald v Downer EDI Rail Pty Ltd [2007]
AIRC 969.
15 Butson v BHP Billiton Iron Ore Pty Ltd [2010] FWA 640 (McCarthy DP, 1 February 2010).
16 Browne v Coles Group Supply Chain Pty Ltd [2014] FWC 3670 [62]; citing B, C and D v Australian Postal Corporation
T/A Australia Post [2013] FWCFB 6191 [36].
17 B, C and D v Australian Postal Corporation T/A Australia Post [2013] FWCFB 6191 [48]; Lee v Superior Wood Pty Ltd
[2019] FWCFB 2946.
18 Ibid.
[2022] FWC 589
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– safety breach, I am satisfied that the Respondent did have a valid reason to terminate the
Applicant’s employment.
[150] However, that finding alone is not determinative of the ultimate question before me of
whether the Applicant was unfairly dismissed. It is but one matter to which I must have regard
in determining whether the termination of the Applicant’s employment was harsh, unjust or
unreasonable.
(b) and (c) whether the person was notified of that reason and had an opportunity to respond
[151] I am satisfied that the Applicant was notified of the reason for his dismissal and had an
opportunity to respond to the allegations. His representatives provided a fulsome response on
his behalf on 8 October 2021. He may not have had an opportunity to challenge the
Respondent’s ultimate decision to terminate him by making specific submissions regarding the
mitigating factors, but he was warned that termination might be contemplated in the show cause
letter and therefore had an opportunity to address it if he wished. Further, given the
Respondent’s position it is unlikely that any such submission would have had an impact on the
ultimate decision.
(d) any unreasonable refusal by the employer to allow the person to have a support person
present to assist at any discussions relating to dismissal
[152] The Applicant was not unreasonably refused a support person.
(e) if the dismissal related to unsatisfactory performance by the person – whether the person
had been warned about that unsatisfactory performance before the dismissal
[153] This factor is irrelevant to the present case.
(f) and (g) the degree to which the size of the employer’s enterprise and the absence of
dedicated human resource management expertise would be likely to impact on the procedures
followed
[154] The Respondent is a large employer with a well-resourced human resources
department. The Respondent seemingly followed its own procedures with respect to the
information gathering process. The decision to terminate his employment was then made by the
appropriate individuals. Whether they properly exercised their discretion is a matter considered
in respect of other factors.
(h) any other matters that the FWC considers relevant
[155] I have regard to the fact that the Applicant had worked for the Respondent for 33 years,
during which time there had been no other issues with his performance in respect of safety. The
Applicant is a man of senior years, trained as a carpenter, in an area with limited employment
opportunities for someone of his age and skill set. The termination of his employment has had
a significant impact on him and his family.
[156] His conduct was a deliberate act but not a wilful breach of safety procedures or one
which recklessly disregarded the safety of himself or others. It was argued further on the
Applicant’s behalf that the decision to terminate the Applicant’s employment was harsh and
[2022] FWC 589
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disproportionate to the gravity of his conduct. The Respondent could have elected to impose
a lesser sanction upon the Applicant but did not do so. The Respondent’s view was that the
Applicant’s departure from the prescribed procedures was so great that it could no longer
reasonably risk the Applicant’s continued employment. It was repeatedly stated on the
Respondent’s behalf that it takes safety very seriously – always – and has a zero-tolerance
policy towards safety breaches given the high-risk nature of the environment.
[157] However, there was a tendency by the Respondent – at first instance by Ms Coran when
she arrived on 28 July 2021 and then subsequently by each person called as a witness and in its
submissions – to inflate the gravity and seriousness of the Applicant's conduct. That is
particularly so given that the evidence suggests that it was commonplace for others to conduct
foreigners on their vehicles. The Applicant said he did not know whether these have been
performed across the line or next to it. That said, it was clear from the evidence that there had
developed a practice of people pumping their tyres in the general vicinity of the train line. One
would have thought that this would have warranted some further investigation. Had there been
evidence of such a practice arising from the investigation, one might pause before terminating
the Applicant for such conduct. There seems to have been little investigation by the Respondent
into this before a decision was made to terminate the Applicant.
[158] There was some troubling evidence from a number of witnesses who had formed the
view that this particular incident was not properly and realistically evaluated based on the
gravity and seriousness of the breach, or indeed the common practices at the workplace, but
rather an opportunistic attempt by management to remove the Applicant from the workplace.
The evidence given by the three workers suggested that there had been other, arguably more
serious, incidents which had not been met with the same zero-tolerance approach to safety. I
accept there was not any independent evidence of these incidents during these proceedings, but
I was satisfied that each of the Applicant’s witnesses were credible and honest and therefore
see no reason not to accept their testimony. In respect of one such incident, Ms Coran said it
had never been directly reported to her. However, Mr Richardson’s evidence was that it need
not have been reported because it was blatantly obvious to anyone on site that day, including
Ms Coran.
[159] A balanced, objective and realistic evaluation of all the evidence relating to the incident
and the Applicant’s long, largely unblemished history, does not support the Respondent’s
conclusion that the Applicant’s safety breach was of such gravity and significance so as to
justify his dismissal. In making the decision to terminate the Applicant’s employment,
particularly given his personal circumstances, the Respondent acted disproportionately to the
gravity of the Applicant’s breach thus rendering the dismissal harsh, unjust and unreasonable.
[160] Therefore, for the reasons given above, I am satisfied that the Applicant has been
unfairly dismissed. I turn now to remedy.
Remedy
[161] Given that I have found that the Applicant’s dismissal was unfair, it is necessary to
consider the question of remedy. The Applicant has made an application under s. 394 of the Act
and in my view the Applicant should have a remedy for his unfair dismissal.
[162] Section 390 of the Act provides that:
[2022] FWC 589
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“390 When the FWC may order remedy for unfair dismissal
(1) Subject to subsection (3), the FWC may order a person’s reinstatement, or the
payment of compensation to a person, if:
(a) the FWC is satisfied that the person was protected from unfair
dismissal (see Division 2) at the time of being dismissed; and
(b) the person has been unfairly dismissed (see Division 3).
(2) The FWC may make the order only if the person has made an application under
section 394.
(3) The FWC must not order the payment of compensation to the person unless:
(a) the FWC is satisfied that reinstatement of the person is inappropriate;
and
(b) the FWC considers an order for payment of compensation is
appropriate in all the circumstances of the case.
Note: Division 5 deals with procedural matters such as applications for
remedies.”
[163] As to reinstatement, s.391 of the Act goes on to say:
“Reinstatement
(1) An order for a person’s reinstatement must be an order that the person’s
employer at the time of the dismissal reinstate the person by:
(a) reappointing the person to the position in which the person was
employed immediately before the dismissal; or
(b) appointing the person to another position on terms and conditions no
less favourable than those on which the person was employed immediately
before the dismissal.
(1A) If:
(a) the position in which the person was employed immediately before the
dismissal is no longer a position with the person’s employer at the time of
the dismissal; and
(b) that position, or an equivalent position, is a position with an associated
entity of the employer;
the order under subsection (1) may be an order to the associated entity to:
(c) appoint the person to the position in which the person was employed
immediately before the dismissal; or
(d) appoint the person to another position on terms and conditions no less
favourable than those on which the person was employed immediately
before the dismissal.
Order to maintain continuity
(2) If the FWC makes an order under subsection (1) and considers it appropriate
to do so, the FWC may also make any order that the FWC considers appropriate
to maintain the following:
(a) the continuity of the person’s employment;
(b) the period of the person’s continuous service with the employer, or (if
subsection (1A) applies) the associated entity.
Order to restore lost pay
(3) If the FWC makes an order under subsection (1) and considers it appropriate
to do so, the FWC may also make any order that the FWC considers appropriate
[2022] FWC 589
29
to cause the employer to pay to the person an amount for the remuneration lost,
or likely to have been lost, by the person because of the dismissal.
(4) In determining an amount for the purposes of an order under subsection (3),
the FWC must take into account:
(a) the amount of any remuneration earned by the person from employment
or other work during the period between the dismissal and the making of
the order for reinstatement; and
(b) the amount of any remuneration reasonably likely to be so earned by
the person during the period between the making of the order for
reinstatement and the actual reinstatement.”
[164] Section 392 sets out the considerations for awarding compensation:
“Compensation
(1) An order for the payment of compensation to a person must be an order that
the person’s employer at the time of the dismissal pay compensation to the
person in lieu of reinstatement.
Criteria for deciding amounts
(2) In determining an amount for the purposes of an order under subsection (1),
the FWC must take into account all the circumstances of the case including:
(a) the effect of the order on the viability of the employer’s enterprise; and
(b) the length of the person’s service with the employer; and
(c) the remuneration that the person would have received, or would have
been likely to receive, if the person had not been dismissed; and
(d) the efforts of the person (if any) to mitigate the loss suffered by the
person because of the dismissal; and
(e) the amount of any remuneration earned by the person from employment
or other work during the period between the dismissal and the making of
the order for compensation; and
(f) the amount of any income reasonably likely to be so earned by the
person during the period between the making of the order for
compensation and the actual compensation; and
(g) any other matter that the FWC considers relevant.
Misconduct reduces amount
(3) If the FWC is satisfied that misconduct of a person contributed to the
employer’s decision to dismiss the person, the FWC must reduce the amount it
would otherwise order under subsection (1) by an appropriate amount on account
of the misconduct.
Shock, distress etc. disregarded
(4) The amount ordered by the FWC to be paid to a person under subsection (1)
must not include a component by way of compensation for shock, distress or
humiliation, or other analogous hurt, caused to the person by the manner of the
person’s dismissal.
Compensation cap
(5) The amount ordered by the FWC to be paid to a person under subsection (1)
must not exceed the lesser of:
[2022] FWC 589
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(a) the amount worked out under subsection (6); and
(b) half the amount of the high income threshold immediately before the
dismissal.
(6) The amount is the total of the following amounts:
(a) the total amount of remuneration:
(i) received by the person; or
(ii) to which the person was entitled; (whichever is higher) for any
period of employment with the employer during the 26 weeks
immediately before the dismissal; and
(b) if the employee was on leave without pay or without full pay while so
employed during any part of that period—the amount of remuneration
taken to have been received by the employee for the period of leave in
accordance with the regulations.”
Applicant’s submissions
[165] The Applicant seeks that the Commission make orders for his reinstatement. It is
respectfully submitted given the Applicant’s long service to the Respondent, his age, the
likelihood of obtaining alternative employment, his particular skillset and the size of the
Respondent’s organisation to absorb the Applicant back into its operations, including in an
alternative role if required, that reinstatement is a proper and appropriate outcome in this case.
[166] The Applicant seeks further orders for compensation for lost wages and entitlements
(superannuation and leave) from the date of termination (2 November 2021) until the date of
reinstatement.
Respondent’s submissions
[167] The Respondent submits that reinstatement is not appropriate on the basis that there is
a loss of trust and confidence in the Applicant because he failed to work safely and “in doing
so jeopardised the right of Queensland Rail workers….to be free from risk.” In other words, the
Respondent cannot take the risk of the Applicant who has shown reckless complacency toward
safety in the workplace. Nor can it tolerate employees who continue making poor behavioural
choices without disciplinary action being taken.
[168] Additionally, the Respondent asserts that a decision to reinstate would have a profound
impact on the remainder of the workforce. Despite the Respondent’s efforts to maintain privacy
in all disciplinary matters, the depot at which the Applicant works is relatively small, and it
would set a dangerous precedent with regard to the Respondent’s safety culture and tolerance
for poor behaviour. The Respondent submits the harmony of the workforce would be affected
through if the Applicant were to be reinstated. It could very well give rise to a situation where
employees believe they are immune from dismissal and can disregard safety procedures and
treat each other discourteously and disrespectfully.
[169] Finally, the Respondent submits that reinstatement is untenable given the way the
Applicant has sought to discredit Ms Coran, with no evidence to prove the allegations, relying
only on unfounded accounts of a small number of disgruntled employees. The Respondent
maintains that there is a loss of trust and confidence in the Applicant, that the employment
relationship has deteriorated significantly and reinstatement would be entirely inappropriate.
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Consideration
[170] In the present case I am satisfied that reinstatement is an appropriate remedy, for the
following reasons. Firstly, the Act provides that it is the primary remedy for unfair dismissal.19
Secondly, the Applicant conceded that his conduct amounted to a safety breach and that he
could have found different words to express himself towards Ms Coran. He expressed regret
and remorse for his conduct. Given how these proceedings unfolded I have confidence that the
Applicant will ensure that he does not park across a live track should he ever pump his tyres at
work again.
[171] Thirdly, I do not accept that there is a reasonable basis for the Respondent to assert a
loss of trust and confidence in the Applicant. He has been a dedicated and safe employee for 33
years. One incident of the kind that occurred on 28 July 2021, cannot reasonably displace the
level of trust and confidence accumulated over that period. That is particularly so give the
Applicant’s conduct on that day was not wilful or reckless. The Applicant thought he had the
situation under control and, indeed, there was no harm caused to any person or property by his
conduct. With an appropriate warning, I think any risk posed by the Applicant’s casual approach
to filling his tyres could be eliminated. If he fails to follow safety protocol on another occasion,
termination may then be reasonable.
[172] Fourthly, I do not consider that the Applicant’s reinstatement would set a dangerous
precedent for the Respondent’s safety culture and tolerance for poor behaviour. The Respondent
could issue the Applicant with a formal warning for the conduct to ensure that all involved are
aware of the seriousness placed upon safety by the Respondent.
[173] Finally, an order for reinstatement places the Applicant in the same position that he
would have been in had he not been dismissed. Given the Applicant’s age and specialised skill
set, this outcome is more just than any reasonable order of compensation could hope to be.
[174] Accordingly, I have concluded that pursuant to s.391(1) of the Act it is appropriate for
the Applicant to be reinstated to his former position.
[175] I am also satisfied, pursuant to s.391(2) of the Act, that it is appropriate for an order in
respect of continuity of the Applicant’s employment and his period of continuous service be
made, particularly given the Applicant has been unfairly dismissed after some 33 years of
service with the Respondent.
[176] I also consider it appropriate, pursuant to s.391(3) of the Act to make an order that the
Respondent pay the Applicant an amount for the remuneration lost on account of the dismissal.
I will make a deduction of two months’ pay from the amount awarded for lost remuneration,
on the basis that it was the Applicant’s admitted safety breach which was the catalyst for his
termination.
[177] I order that the Applicant be reinstated to his former position.
[178] I order that the continuity of the Applicant’s employment be recognised.
19 Ngyuen v Vietnamese Community in Australia [2014] FWCFB 7198.
[2022] FWC 589
32
[179] I order that the Respondent pay to the Applicant the amount of remuneration lost on
account of the dismissal.
DEPUTY PRESIDENT LAKE
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