[2017] FWC 2536 [Note: An appeal pursuant to s.604 (C2017/3149) was lodged against this decision - refer to Full Bench decision dated 2 August 2017 [[2017] FWCFB 4032] for result of appeal.]
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FAIR WORK COMMISSION
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DECISION
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Fair Work Act 2009
s.394—Unfair dismissal
Halina Bluzer
v
Monash University
(U2016/8894)
COMMISSIONER CRIBB
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MELBOURNE, 19 MAY 2017
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Application for relief from unfair dismissal.
[1] Ms Halina Bluzer (the Applicant) has made an application for an unfair dismissal remedy under section 394 of the Fair Work Act 2009 (the Act). The application is in relation to Ms Bluzer’s dismissal by Monash University (the Respondent, the University).
[2] The application was heard on Monday, 16 January 2017, Tuesday, 17 January 2017 and Thursday, 16 February 2017. Ms Bluzer was represented by Mr D Connell of Counsel and Monash University by Mr L Howard of Counsel.
[3] Ms Bluzer gave evidence as did Mr Anthony Lad, National Tertiary Education Union (NTEU). For the Respondent, Ms Sharon Elliott, Senior Events Coordinator; Mr John Rivett, Faculty General Manager, Faculty of Arts and Ms Sian Owen, Workplace Relations Consultant gave evidence. In addition, a Witness Statement 1 from Dr Brendan Crockett, a Witness Statement2 from Ms Michelle Bluzer-Fry, a Statutory Declaration3 from Dr Widya Olivia Sungkono and an Affidavit4 of Mr Matthew Condello, solicitor were tendered as exhibits.
Legislative framework
[4] Section 387 of the Act sets out the criteria that the Fair Work Commission (Commission) must take into account in considering whether the dismissal was harsh, unjust or unreasonable. It provides as follows:
“387 Criteria for considering harshness etc.
In considering whether it is satisfied that a dismissal was harsh, unjust or unreasonable, the FWC must take into account:
(a) whether there was a valid reason for the dismissal related to the person’s capacity or conduct (including its effect on the safety and welfare of other employees); and
(b) whether the person was notified of that reason; and
(c) whether the person was given an opportunity to respond to any reason related to the capacity or conduct of the person; and
(d) any unreasonable refusal by the employer to allow the person to have a support person present to assist at any discussions relating to dismissal; and
(e) if the dismissal related to unsatisfactory performance by the person—whether the person had been warned about that unsatisfactory performance before the dismissal; and
(f) the degree to which the size of the employer’s enterprise would be likely to impact on the procedures followed in effecting the dismissal; and
(g) the degree to which the absence of dedicated human resource management specialists or expertise in the enterprise would be likely to impact on the procedures followed in effecting the dismissal; and
(h) any other matters that the FWC considers relevant.”
[5] I will consider each of the criteria in turn.
[6] It was common ground that the key issues requiring determination by the Commission, in this matter, are whether there was a valid reason for Ms Bluzer’s dismissal and, if so, whether the dismissal was otherwise harsh, unjust or unreasonable.
Chronology of events
[7] It is helpful in this matter to set out a brief chronology of events:
- September 2014: Ms Bluzer travelled to Bali and had a dental procedure at the Bali Dental Clinic 911.
- 11 - 15 February 2015: Ms Bluzer returned to the Bali Dental Clinic for another procedure.
- February 2015: Ms Bluzer gave Ms Avenell a medical certificate in relation to the procedure in February 2015. It was Ms Bluzer’s evidence that this medical certificate was rejected by Ms Avenell as it did not state that Ms Bluzer was unfit to attend work because of the procedure. The University requested that Ms Bluzer provide a certificate that satisfied the University’s requirements.
- 5 - 12 February 2016: Ms Bluzer travelled to Bali for treatment at the Bali Dental Clinic 911.
- Late March/early April 2016: Ms Elliott reviewed Ms Bluzer’s leave records and found that the annual leave taken in February 2015, by Ms Bluzer, had been converted to sick leave. Ms Bluzer was asked for an application for that conversion as the University had not yet approved the application.
- 11 April 2016: Ms Bluzer gave Ms Elliott a paper application for personal and annual leave for 11 - 13 February 2015 (annual leave for 11 and 13 February 2015 and sick leave on 12 February 2015) (First leave application).
- Both parties agreed that Ms Bluzer gave Ms Elliott a medical certificate dated 14 February 2015 (First certificate) with this application. 5 This medical certificate stated that Ms Bluzer had treatment at the Clinic from 12 - 14 February 2015 and was signed by Dr Widya Olivia.
- The evidence of Ms Bluzer and Ms Elliott conflicted about whether Ms Bluzer also gave Ms Elliott a second medical certificate with the First leave application. It was Ms Bluzer’s evidence that she did provide two medical certificates. The second certificate, dated 14 February 2015, was signed by Dr Indra Guizot and it included the words “so was unable attended work”. 6 Ms Elliott stated that she was only given the first medical certificate. It was Ms Owen’s evidence that the second certificate, signed by Dr Guizot and dated 14 February 2015, had been handed to her by Ms Bluzer during the meeting on 10 May 2016.7
- 26 April 2016: Ms Bluzer emailed a second leave application (Second leave application), dated 26 April 2016, to Ms Elliott which applied for personal leave on 12 and 13 February 2015. Attached to the application was a medical certificate, dated 14 February 2015 and signed by Dr Widya Olivia, which contained the words “so was unable attended work” 8 (Second/Contested certificate). This is the medical certificate that the University considered that Ms Bluzer had fabricated. It was Ms Bluzer’s evidence that she had attached this medical certificate by accident and had requested that Ms Elliott return it to her. Ms Elliott disputed that Ms Bluzer had requested its return. It was not disputed by Ms Bluzer that she had amended this document but it was for, in essence, benign reasons. It was the University’s view that Ms Bluzer had added the words “so was unable attended work” into the first medical certificate from Dr Olivia deliberately, after having received a medical certificate from Dr Indra Guizot, dated 11 February 2016, which contained the words “so was unable attended work”.9
- On receipt of the second medical certificate, Ms Elliott and Ms Avenell became concerned about the authenticity of the second certificate when they compared the First certificate and the Second (Contested) certificates.
- 10 May 2016: a meeting was held to discuss the University’s concerns about Ms Bluzer’s applications for leave. It was attended by Ms Bluzer and her representative, Mr Lad (NTEU) and Mr Rivett and Ms Owen. As indicated above, there was a dispute between the parties about how many certificates were on the table during the meeting and whether or not Ms Bluzer presented a certificate during the meeting.
- 26 May 2016: a further meeting was held between Ms Bluzer, Mr Lad, Mr Rivett and Ms Owen. The allegation that Ms Bluzer had falsified the Second medical certificate was put to Ms Bluzer. During this meeting, Ms Bluzer provided another medical certificate. 10 This was a medical certificate signed by Dr Guizot on 23 May 2016 which stated that Ms Bluzer was not fit to attend work on 12 - 14 February 2015.
- 31 May 2016: a further meeting between Ms Bluzer, Mr Lad, Mr Rivett and Ms Owen was held during which Ms Bluzer was advised that she was suspended and was also given a letter setting out the allegations.
- 7 June 2016: a response to the allegation letter was forwarded by the NTEU to the University, on Ms Bluzer’s behalf.
- 13 July 2016: further medical evidence was provided by Ms Bluzer.
- 27 July 2016: a meeting between Ms Bluzer, Mr Rosenthal (NTEU), Mr Brown and Ms Owen was held, during which Ms Bluzer’s employment was terminated.
Section 387(a) - valid reason for the dismissal?
[8] Ms Bluzer was dismissed from her employment, on 26 July 2016, for fabrication of a medical certificate that Ms Bluzer had presented to the University in support of the Second leave application on 26 April 2016. 11
Submissions
Ms Bluzer
[9] Ms Bluzer absolutely denied that she had falsified the certificate in order to claim a personal leave entitlement. Ms Bluzer admitted to modifying the medical certificate in 2015 but explained that this was with the intention of emailing it to the Clinic with a request to have the medical certificate reissued with the additional phrase “was unable to attend work” as had been requested by her then supervisor Ms Avenell. It was stated by Ms Bluzer that she did not go ahead with this plan as she was going to Bali for a follow-up treatment and so had requested that the medical certificate be reissued in person. 12
[10] It was explained by Ms Bluzer that she had accidentally attached the modified certificate and sent it to her supervisor who had then forwarded it to Mr Rivett who had then accused her of using the modified certificate to claim sick leave. Ms Bluzer had asked Ms Elliott to return the application for leave documents as they contained mistakes as she had replaced them with corrected ones. It was stated that the matter was escalated to HR and that they had misinterpreted the facts and so had accused her of deliberately trying to defraud the University. Ms Bluzer explained that, on 11 April 2016, she had already submitted a legitimate certificate for her sick leave claim to Ms Elliott. The modified document was sent in error by email on 26 April 2016 and there was no need for her to have done so as she had already supplied a legitimate medical certificate to her supervisor on 11 April 2016. 13
[11] Ms Bluzer explained that she was also under undue stress at the time due to the harsh treatment by Ms Elliott. Ms Bluzer stated that she had a medical certificate confirming that she was under medication for stress which was said to provide further clarification as to why she had attached the wrong file by mistake. 14
[12] With respect to the curious phrase “unable attended work” instead of “was unable to attend work”, which appeared on the reissued certificate in 2016 and the modified certificate created in 2015, it was suggested by Ms Bluzer that it was an auto correct function of the computer or a coincidence. Whilst Ms Bluzer agreed that it was most unusual, Ms Bluzer contended that it simply made no sense for her to forge a medical certificate with grammatical errors. Ms Bluzer stated that the modification was also very rough and, given her experience of using PDF files in her role of preparing posters and programs, Ms Bluzer stated that she would never produce a finished product of such poor quality. Ms Bluzer argued that the fact that the modified document contained errors and was very obviously meddled with or unfinished, further supported her argument that she never intended to use it. 15
[13] It was further submitted by Ms Bluzer that, as these certificates were issued in Bali, mistakes would be understandable from non-native English speakers and that she had provided evidence that these certificates she had supplied were legitimate. Ms Bluzer contended that, if her employer still had doubts, the University should have pursued the matter with her treating doctor in Bali as part of their investigation. It was stated that she had provided the University with the contact details for her doctor. As well, it was argued that the University had accepted the 2016 medical certificate for the 2016 treatment but had refused to accept an identical certificate containing dates from 2015. 16
[14] Ms Bluzer argued that there was evidence that the accusation that she had deliberately attempted to defraud the University in order to gain financial reward, was totally absurd. It was stated that the investigators, namely Ms Owen, had refused to consider an alternative explanation despite all of the evidence to the contrary. In addition, it was contended that Ms Avenell had rejected her original 2015 medical certificate in 2015 when she should have accepted it. This was said to be in contravention of the enterprise agreement and should never have happened. In addition, Ms Bluzer argued that the disciplinary steps set out in the enterprise agreement (clauses 54 and 57) were not followed and that the University failed to investigate the allegations thoroughly and truthfully. 17
[15] It was also submitted by Ms Bluzer that Ms Elliott and Mr Rivett, together with Ms Owen, were trying to get rid of her. Ms Bluzer contended that she was made to vacate her previous role of School Executive Officer, in January 2014, and to accept a newly created position of Executive Officer Events (Caulfield) in order to offer a permanent position for a temporary staff member. Further, from the beginning, it was said that Ms Elliott had voiced her disapproval about her appointment to Mr Rivett and that Ms Elliott had worked on discrediting her name. In addition, it was stated that, in September 2014, Mr Rivett had employed Ms Elliott’s son’s girlfriend, Ms Loschiavo, on a casual basis as Events Officer, to assist Ms Elliott. It was Ms Bluzer’s view that, from about May 2015, her role began to be stripped of duties and responsibilities ahead of removing her from her role. This stripping of duties was detailed in Ms Bluzer’s written statement. Ms Bluzer stated that, at the start of 2016, Ms Elliott had said to her that she was interested in securing full-time employment for Ms Loschiavo. 18
[16] Ms Bluzer recalled that, in March 2016, when she had learned that her role was demoted from Executive Officer (Events) to Events Officer, she had made an appointment to discuss this demotion with Mr Rivett. During the meeting with Mr Rivett, it was recalled that Mr Rivett had informed her that the new role was non negotiable. It was recounted that, prior to her meeting with Mr Rivett, Ms Elliott had told Ms Bluzer that she would much rather have Ms Loschiavo working as Executive Officer than Ms Bluzer. On the basis of the foregoing, it was Ms Bluzer’s contention that the investigation process was a sham and that, constructing the charge of “serious misconduct” at the beginning of the investigative process, rather than going through the steps as set out in the enterprise agreement, constituted the final move in a series of steps to remove her from the role. 19
[17] On behalf of Ms Bluzer, it was also submitted that the employer constantly and consistently took the view that Ms Bluzer was lying and did not actually consider the possible truthfulness of her, admittedly, complicated explanations. The University was said to have made little or no effort to disentangle the factual matters of the three documents and that it was aware of some of Ms Bluzer’s medical history which pointed to possible alternate explanations. 20
[18] Secondly, it was argued that the University has not established the intention of the fraud which was alleged. The likelihood of there being such an intention was said to have been considerably diminished by the so-called fake medical certificate being submitted after another medical certificate, for the same period, was already with the University and had not been rejected. The observation was made that there is some equivocation as to the withdrawal of one certificate and its replacement. It was indicated that that will never be properly understood as there was no need to have submitted the additional medical certificates. 21
[19] It was stated that it was still difficult to determine what the benefit was to Ms Bluzer of the alleged fraud. The question was asked as to whether it was in the transmission of two days holiday pay to two days sick leave or vice versa? 22 The Commission was referred to previous cases and authorities where there had been established that there was a clear and patented benefit to the particular person. It was contended that these were in sharp distinction to this case.23
[20] The Applicant noted the build-up to the certificates issue, in terms of the elevation of dissatisfaction within her branch of the Monash University, and stated that this issue was really the last straw. It was stated that this situation was revealed in the emails between all of the parties beginning with the email in which Mr Rivett asked “how hard do we push this?”. It was contended that, like a snowball on the mountain, this developed amongst colleagues and reached a crescendo with Ms Owen where there was a finding of serious misconduct which was said to be akin to Ms Owen smashing a peanut with a sledgehammer. This was on the basis that, not only was the intention to defraud not established, the likelihood of there being such an intention was considerably diminished, given the fact that there was no need for this additional certificate. 24
[21] With respect to the University’s finding that Ms Bluzer was guilty of serious misconduct, it was stated that the incident had been presumed as serious misconduct right from the outset which resulted in the University bypassing the requirements of clause 54 of the enterprise agreement. It was argued that one doesn’t get to first base on serious misconduct with Ms Bluzer, given that she is a person who had had a very successful career and whose reputation was wholly unsullied. 25 Further, the Applicant argued that this was the only incident in her four-year period of employment and that Ms Bluzer has always denied any intent to defraud her employer.26
[22] It was also submitted that, drawing the analogy from the common law, it was very difficult to have negligence in the air as in falsify a document, have it signed by a police officer, leave it on the desk but don’t do anything about it (fraud in the air). It was stated that there was no damage to the employer or to anybody else that the University has been able to establish. 27
The University
[23] On the other hand, the University contended that the University had a valid reason for dismissing Ms Bluzer as Ms Bluzer had wilfully provided a falsified medical certificate to the University in support of an application for sick leave. 28 It was argued that Ms Bluzer had created the medical certificate that she sent to Ms Elliott on 26 April 2016 (second certificate). Secondly, the University argued that Ms Bluzer created this document on or around 18 February 2016 by inserting two images which combined to say “so was unable attended work”. It was stated that the images that Ms Bluzer used were taken from another certificate (Document P) that Ms Bluzer had received days earlier on 11 February 2016. The University contended that Ms Bluzer had inserted those words because she had been previously told that the medical certificates must establish that her dental treatment meant that she was unable to perform work. It was argued that Ms Bluzer did this intentionally in support of an application for leave and that it was not an accident.29
[24] The University pointed to the phrase “so was unable attended work” and argued that it was bad English and was unique. It was stated that it was unlikely that this phrase would have been repeated twice by two different people (Ms Bluzer and Dr Guizot) in two separate locations (Melbourne and Bali) and at two different times (April/May 2015 and February 2016). 30 Ms Owen’s evidence, in relation to her review of the document on Photoshop, and that of Mr Condello which showed that the document was created and modified on 18 February 2016, was highlighted in this regard.31
[25] It was contended by the University that Ms Bluzer gave Ms Elliott the First certificate 32 on 11 April 2016 as part of a paper application for the 2015 leave. Ms Elliott noticed that the certificate did not say that Ms Bluzer was unfit for duties and so Ms Elliott had followed up with Ms Bluzer. Ms Bluzer had then advised Ms Elliott that she had made a mistake in the application and would send Ms Elliott a new application.33
[26] In addition, it was stated that Ms Elliott’s evidence was that she had been given one certificate and not two on 11 April 2016, that this evidence was not questioned or challenged in cross examination and that Ms Elliott’s evidence was corroborated by that of Mr Rivett, Ms Owen and Ms Owen’s notes of the meeting on 10 May 2016. 34 The University argued that Ms Bluzer had not provided an explanation for why she had given Ms Elliott two certificates. It was stated that the only evidence before the Commission is what Ms Elliott received. It was noted that Ms Bluzer had not kept a copy of the first application.35
[27] The University also submitted that emailing the amended certificate to Ms Elliott was not an accident as it was expressly mentioned in Ms Bluzer’s covering email and so it could not have been accidental. As well, the University argued that, to attach a document to an email, was an intentional act which required positive steps in email software. Further, it was contended that there was no logical reason for Ms Bluzer to give Ms Elliott two certificates in the first place, as argued by Ms Bluzer. The University stated that there was no reason for Ms Bluzer to have given Ms Elliott a third certificate i.e. that there was no reason for Ms Bluzer to attach the amended certificate to the email if she had already given Ms Elliott a correct certificate with the first application. 36 Finally, in relation to the certificates, it was submitted that the evidence of Ms Owen and Mr Rivett, Ms Owen’s notes and Mr Lad’s evidence all supported the conclusion that Ms Bluzer had handed a new certificate (Third certificate) to the University on 10 May 2016.37
[28] Further, the University contended that Ms Bluzer had not provided a plausible explanation for why she had amended the document. It was argued that, of all the documents in the world on which to conduct a professional exercise, Ms Bluzer chose the medical certificate. The University stated that Ms Bluzer’s explanation for why she had created it should not be accepted as Ms Bluzer could easily have made a call or sent an email to the Bali Clinic. 38
[29] The University submitted that it was not a question of serious misconduct but rather whether there was a sound, defensible and well founded reason. It was stated that it was not a question of the University having to prove that there was a fraud. 39
[30] It was argued that the University’s case was that Ms Bluzer created the certificate in question, on or around 18 February 2016, by inserting those words from another medical certificate (Document P) and that Ms Bluzer did so intentionally in support of an application for leave. 40
[31] In relation to Ms Bluzer’s contention that Ms Elliott was out to get Ms Bluzer and that Ms Owen and Mr Rivett were in on the plan, the University argued that the contrary was true and that Ms Elliott had only tried to help Ms Bluzer. It was acknowledged that Ms Bluzer and Ms Elliott had had disagreements but it was contended that they otherwise shared a collegiate relationship and went out for coffee most days. 41
[32] With respect to Ms Bluzer’s contention that Ms Owen and Mr Rivett had colluded with Ms Elliott to set Ms Bluzer up, it was stated that Ms Bluzer had not put forward a credible theory as to why this would have been the case. The University highlighted the fact that, once Ms Elliott had reported the issue to Mr Rivett, Ms Elliott had no further involvement in the matter and had never met Ms Owen. In addition, it was stated that Mr Rivett was not involved in the decisions to take disciplinary action and that Ms Owen’s role meant that she was separate and independent from the Faculty. 42
[33] Further, the University stated that Ms Bluzer’s position remains vacant and that she had not been replaced by Ms Loschiavo. 43
[34] The University submitted that Ms Bluzer was not a credible witness due to having provided different explanations for her conduct and because she had changed her version of events a number of times. In terms of Ms Bluzer’s demeanour in the witness box, it was argued that Ms Bluzer’s performance was a classical demonstration of an unreliable witness. It was stated that Ms Bluzer had persistently avoided questions, was deliberately evasive and unconvincing and generally struggled to respond to questions that challenged her account of events. 44
[35] In relation to the Applicant’s contention that the fraud, if it existed, was procured by an entrapment, the University argued that it was within the University’s prerogative to ask for evidence satisfactory to itself – as per clause 34.2 of the enterprise agreement. 45
[36] Finally, the University took the Commission to a number of Full Bench authorities in relation to medical fraud or dishonesty cases. 46
Witness evidence
Ms Bluzer
[37] It was Ms Bluzer’s evidence that:
- She commenced implant treatment in September 2014 and Ms Bluzer explained that it was in two stages – the root implant and then the top was put on. Ms Bluzer did not apply for sick leave in 2014 because she was actually on leave and so did not need to. 47
- In February 2015, as she had suffered complications with the tooth, she needed to go for another treatment before the top could be put on. Ms Bluzer stated that she went specifically to Bali for four days (two work days and the weekend). 48
- Because it was a specific visit to the dentist, HR advised that she could claim sick leave in lieu of annual leave. Ms Bluzer had obtained a certificate that stated that she had attended the Clinic. 49
- When she returned in February 2015, Ms Avenell, her supervisor, did not accept the certificate because it didn’t state that she was unable to attend work. Ms Bluzer had accepted that what Ms Avenell had said was correct. 50
- Ms Avenell ceased being her supervisor around 15 October 2015 and that responsibility was transferred to Ms Elliott. 51
- On 10 May 2016, when she attended a meeting with Mr Rivett and Ms Owen and Mr Lad (her NTEU representative), she discovered that she had inadvertently sent a certificate which was edited. This edited certificate (Second certificate) was from 2015 and was edited with the words “was unable attended work.” 52 She was surprised, first of all, to see the edited (second) certificate because she had not intended to send it. Also, Ms Bluzer was even more surprised when they presented her with her edited certificate and the two new Bali certificates that were issued in 2016 and they all had the same error, including the one she had edited.53
- When she saw the amended certificate, she had realised that she had attached it by mistake, thinking that she had attached the 2015 certificate. 54
- She understood why the University was querying it because it was too much of a coincidence. Ms Bluzer said that she couldn’t understand it herself except for the fact that she had done one in 2015 and the other ones were done in 2016. 55
- She was shocked to see that because it is an unusual error which stated “was unable attended work”. 56 Ms Bluzer explained that, the reason that she had wanted to send the exact phrase to the Clinic so that they would know precisely what to put in was because people have difficulty with English as a second language. The intention with the amended certificate was to show the Clinic what they needed to put in but she had never sent it and these two certificates had exactly the same phrases.57
- This was the certificate that she had changed because, in 2015, when Ms Avenell had told her that she couldn’t accept the certificate. She had asked Ms Avenell if she could have it reissued with the additional words added. Ms Avenell was said to have agreed. 58
- Her intention was to send a letter to the Clinic asking that they add the words ‘that she was unable to attend work’ and reissue a new certificate. Ms Bluzer stated that the intent was to add the wording so that the Clinic could reissue the certificate with the additional wording. 59 The fonts she had used in amending the document did not match because it was never intended to be a perfect document. Ms Bluzer explained that it was to identify the words so that the Clinic could see what they needed to add.60
- She had subsequently changed her mind because she made a booking to go in 2016 because she thought it would be easier to explain to the Clinic what needed to be done. Ms Bluzer recounted that she didn’t realise at the time that she would have problems with her tooth. 61
- Once she decided that she was not going to send it, she did not need to do anything and had thought that she had deleted it. 62
- The doctors at the Clinic spoke English well but most of the staff didn’t. Ms Bluzer had therefore thought that, rather than explaining to them in a letter what needed to be done and she felt uncomfortable just asking for a certificate, she had thought that, if she was there, she could explain why she needed a new certificate as this would be easier to deal with. 63
- She had created the altered 2015 medical certificate (Second certificate) before May 2015, by cutting and pasting but it wasn’t from the certificates which she had received in 2016 because they did not exist at that stage. 64 Ms Bluzer explained that she had cut and pasted from some other document or she could have just written it but she could not remember as it was a long time ago.65
- Ms Bluzer said that she was used to working with PDF files and that she used that to cut and paste text over the PDF which was like a photograph. When Ms Bluzer scanned the document onto the computer, it came up with a text saying that it did not have any editable fields. It gave some instructions on how to make it into an editable field which she didn’t understand but she thought it might be useful for another matter which she had. 66
- She went to Bali again in 2016 and received two certificates, one backdated for 2015 as she had requested them to do, and one for 2016, and she asked them to put in ‘was unable to attend work’. 67
- She collected the certificates but did not check the wording at the time as she was in a lot of pain. When she was back in Melbourne she realised that the wording wasn’t grammatically correct but she thought that she would hand it in any way and first check with her supervisor if it was ok. If it wasn’t, she would discuss whether it needed to be redone or not. 68
- She received an email from Ms Elliott on 6 April 2016 reminding her about her 2015 leave application. 69
- On 11 April 2016, she had gone to Clayton and had received an email from Ms Elliott asking if she had entered the leave yet. 70 She had showed Ms Elliott two medical certificates - the 2015 medical certificate that was reissued in 2016 (third certificate) plus the original one from 2015 (First certificate). Ms Elliott told her (at 3.00 pm) to fill in the application form before she (Ms Elliott) left work at 4.00 pm. It was recounted by Ms Bluzer that she was under pressure to get it done before Ms Elliott left. She could not remember the exact dates of what had happened a year before so she worked out the dates and put in for annual leave for the days that weren’t sick leave. She had handed the form with the two certificates to Ms Elliott. She had realised once Ms Elliott had left that, under the pressure, she had made a mistake on the actual application. Ms Bluzer recalled that she had put in dates for annual leave on 11 February 2015 and 13 February 2015 and sick leave for 12 February 2015 but she had written in the dates 12 February 2015 to 11 February 2015 so it did not make sense.71
- She had called Ms Elliott straightaway and told her that she had made a mistake and so could Ms Elliott please not process it. Ms Bluzer had said that she would reissue a new application form and would bring it in the following day (12 April 2016) when she came in for a meeting. The meeting was cancelled on 12 April 2016 and so she then emailed the new application with the correct dates that on 26 April 2016. Ms Bluzer stated that when she sent in the new application form she thought that she had sent through the original medical certificate (First certificate) that was issued in 2015 because that was the certificate that she had used in conjunction with the spreadsheet for the time in lieu. The original medical certificate was the one that Ms Avenell had rejected. 72
- When she saw the name on the file name ‘2015/02/12, Bali certificate’, she had assumed that it was the original medical certificate from Bali for that date. Ms Bluzer stated that she did not check what she was attaching because she had forgotten about creating the edited version of it. 73
- In terms of the application for leave dated 26 April 2016, Ms Bluzer confirmed that attached to it was the edited certificate which she had sent in error and that it should have been the original certificate from 2015. Ms Bluzer stated that that was what the file was named and so she had attached it believing that it was just the ordinary certificate. Ms Bluzer stated that she did not open it to check. 74
- Two days of sick leave did not amount to much more than about $500 but HR had said that she was entitled to those two days so she was not asking for something that she wasn’t entitled to. Ms Bluzer recounted that she had already requested that sick leave with a legitimate certificate that was reissued in 2016. The edited certificate was not sent in with the intent to claim sick leave. It was sent by mistake which she had made very clear from the first meeting. 75
- At the meeting on 10 May 2016, the University presented her with three certificates (they were lying on the table) that all had the same error. These certificates were the edited one, one was the 2015 certificate reissued in 2016 and the third one was the 2016 certificate issued in 2016. 76
- She was shocked that Ms Elliott had used the amended certificate to support her claim for sick leave. Ms Bluzer had requested that Ms Elliott return the form and the amended certificate to her but Ms Elliott had disregarded this request. 77
- There would have been no point in comparing the edited certificate to the 2016 certificate as the 2015 and 2016 certificates were identical apart from the dates and they had the same mistakes because they were issued at the same time. 78
- When asked by Mr Rivett if she could explain why all of the three certificates had the same error, she was shocked momentarily, as she had not noticed this. Ms Bluzer recalled that she explained that she had changed the original (First) certificate that was given to her in February 2015. Ms Bluzer explained why she had changed it - wanting to send it to Bali to have that certificate reissued. 79
- Her explanation was not accepted as being truthful by Ms Owen. 80
- She denied saying at the meeting that she did not make any changes to the certificate. Ms Bluzer recalled that she had immediately explained that that was a certificate which she had amended with the view to sending it to Bali in order to get the certificate reissued as agreed with Ms Avenell. 81 Ms Bluzer stated that she had always said that she had made the changes to the certificate and that it was never her intent to use that certificate and that that certificate was attached in error.82
- She denied saying during the first meeting that this is the one that I meant to give you and that she had given the University the backdated certificate (Third certificate). Ms Bluzer stated that there was no way that she could have brought anything along to the meeting because the only thing that Mr Rivett had said in his emails was that there were two applications for leave that were questionable. 83 Ms Bluzer said that there was no mention of certificates in Mr Rivett’s emails.84
- When she had received Mr Rivett’s email on 3 May 2016, it was the first time that she had heard that things were not going well. Ms Bluzer recalled that her immediate reaction was that Ms Elliott must have supplied both of the applications – the one of 11 April 2016 and the amended application on 26 April 2016 which she had specifically asked her not to. Ms Bluzer recalled that she had asked Ms Elliott to replace the old one with the new one. 85
- With respect to her relationship with Ms Elliott, Ms Bluzer said that Ms Elliott had been vilifying her from the outset and that Ms Elliott had rejected her role as Events Officer when she was appointed in 2014 at the same level as Ms Elliott. 86 Ms Bluzer said that very soon after, her position started to be stripped of a range of responsibilities and she outlined what had happened.87
- Ms Bluzer said that Ms Elliott tried to criticise her for every little thing that she did and that, although Ms Elliott was supposed to be equal to her, Ms Elliott had taken on the role of managing and micromanaging her. Ms Bluzer gave the example of the Coles platter issue (May 2014). 88 Ms Bluzer also said that the flat tyre incident was part of the bullying from Ms Elliott.89
- The first time she had seen the email from Ms Triantafyllides to Mr Rivett was on 29 December 2016. 90 Ms Bluzer felt that it supported the feeling that she had had all along that she was being set up. Ms Bluzer recalled that she had actually said that to Ms Owen in the meeting on 26 May 2016.91
- She felt that Ms Owen, Mr Rivett and Ms Triantafyllides were all colluding in trying to get rid of her. 92 This included changing her role unilaterally from the Caufield campus to the Clayton campus.93
- She was demoted from Executive Officer Events to Events Officer which was being held by a part-time or casual employee, Ms Loschiavo, who is Ms Elliott’s son’s girlfriend. When she spoke to Mr Rivett about why she was being demoted, Mr Rivett had claimed that it wasn’t a demotion but a restructure. Ms Bluzer said that she understood that Ms Loschiavo was now employed and she thought that she had taken over her position. 94
- During the meeting on 26 May 2016, comments that she had made at the first meeting were being misinterpreted and twisted by Ms Owen. Ms Bluzer stated that Ms Owen had said that Ms Bluzer had provided a certificate during the first meeting which she had not. Ms Bluzer explained that the reason that she had not was that Mr Rivett had advised her that she did not need to bring anything to the meeting. 95
- During the first meeting on 11 May 2016, she felt that no matter what explanation she offered, it was not being accepted as truthful. Ms Bluzer recalled that Ms Owen was criticising things like the dates on the certificates, the signatures in that it was signed by different people and that all of the certificates were questionable. These included the 2015 certificate, the modified certificate and another Bali hospital certificate because she had had an accident. Ms Bluzer explained that she felt that she could not really argue with Ms Owen and so she went ahead and made statutory declarations to indicate that she was making truthful statements. 96
Cross examination
[38] During cross examination, Ms Bluzer gave the following evidence:
- Ms Bluzer agreed that in February 2015, she had returned from Bali with a medical certificate that is Document K (First certificate). 97
- Ms Avenell told her that it was unacceptable and so she intended to have it reissued. 98
- Ms Bluzer had decided to amend the certificate herself to indicate the words that needed to be used and then give it back to the Clinic. 99
- Ms Bluzer went onto her computer and started amending the document using Acrobat. 100
- Ms Bluzer did not have the Clinic’s email at that stage (in 2015). She acknowledged that could have found the email address, and said that telephoning the Clinic was not an option that she had considered at all. 101
- Ms Bluzer had thought it was easier to illustrate (by amending the document) and then saying to the Clinic that these were the changes that needed to be made. The reason she did it this way was because she tries to do things as clearly as possible and to Ms Bluzer, illustrating what needed to be done was clearer than trying to explain it. 102
- Ms Bluzer had mentioned in the second meeting that she had used it for a professional learning development exercise but not with that document. It was to find out how she could convert another document into a word document. 103
- Ms Bluzer stated that she did not convert this document into a word document as she wanted to do that with another document related to a VCAT case for her mother which was set out in Document X. 104
- Ms Bluzer confirmed that Document X was a screen shot from an Apple Macintosh and it showed that the documents she was editing are dated May 2015. 105
- Ms Bluzer had amended the medical certificate before May 2015, as she needed to have the other documents by 20 May 2015. 106 Ms Bluzer stated that it could have been between March and May 2015 when she had amended the certificate but it was definitely by May 2015.107
- There is a misunderstanding. Ms Bluzer stated that she didn’t do the professional development on the actual certificate, as it was just a normal do cut and paste and superimpose that. 108
- Ms Bluzer wanted to know how to apply the skills to convert a document like the medical certificate to another document. 109
- Ms Bluzer had scanned the certificate and a note came up that it was not editable/didn’t have editable fields and it indicated that it was possible to change it to editable fields. She did not change that document to editable fields but wanted to use the skill for another document she had scanned. 110
- Ms Bluzer went to her daughter and asked her if she would help her do that with a totally independent file which had nothing to do with this. The medical certificate was never converted to Word. It was only amended with those cut and paste words but it gave Ms Bluzer the idea to ask the question about how to deal with the other document. 111
- Ms Bluzer offered to produce the files listed in Document X to show how she had converted them. 112 She said that she had chosen the documents in Document X to conduct this exercise.113
- In terms of the medical certificate, Ms Bluzer had typed ‘so was unable attend at work’ somewhere else and had then cut and pasted it into that document because it was like putting it onto a photograph as it wasn’t editable. 114
- Ms Bluzer confirmed that she had inserted a text box into the PDF using Acrobat. 115
- Ms Bluzer did not do it at home as she does not have Adobe Professional at home, she used it at work. 116
- Ms Bluzer’s daughter helped her on a different file and Ms Bluzer had asked her about that comment that she had seen and if she could help Ms Bluzer with converting the other files to documents. Ms Bluzer stated that her daughter did not see it at work. 117
- Ms Bluzer’s daughter saw it in an electronic form at home as she had it on a USB stick. 118
- Ms Bluzer had left the document alone because she decided not to send it to the Clinic. 119
- Ms Bluzer confirmed Ms Elliott became her supervisor in October 2015 and so became responsible for approving her leave requests. 120
- A few months later, Ms Elliott asked her about her excess annual leave. 121
- Ms Bluzer had then told Ms Elliott that, amongst other leave, she was going to Bali in February 2016. 122
- Ms Bluzer went to Bali from 5 - 12 February 2016 and returned to work on Monday 15 February 2016. 123
- Whilst Ms Bluzer was at the dentist in February 2016, she got Document P, which was a certificate for the February 2016 treatment, dated 11 February 2016, and also Document M (the reissued and backdated certificate) (Third certificate). Ms Bluzer recalled that she had asked the Clinic to reissue the certificate and that is what they did. 124
- Ms Bluzer disagreed with the contention that she did not get the backdated reissued certificate (Third certificate) at that time. 125
- Ms Bluzer disagreed that the first time the backdated reissued certificate (Third Certificate) was given to anyone was on 10 May 2016 to Mr Rivett and Ms Owen. 126
- Ms Bluzer disagreed with Ms Owen’s notes of the meeting because they were incorrect and also Mr Rivett’s evidence that she had given the certificate to Ms Owen and Mr Rivett. 127
- At the beginning of April 2016, Ms Elliott started to follow Ms Bluzer up about her leave applications as she had not submitted ant at that point. Ms Bluzer confirmed that Ms Elliott followed her up on 6 April and 11 April 2016. 128
- Ms Bluzer could not submit the leave request for the 2015 leave online and so had had to do it in paper form. She was able to submit her leave form for the February 2016 leave online. 129
- Ms Bluzer handed the paper form to Ms Elliott on 11 February 2016 but did not keep a copy of it because Ms Elliott was in a rush. 130
- Document AE are copies of the documents that Ms Bluzer took from the originals together with a printout of the application, which is the reason it is not signed. 131 She had sent the originals into Monash.132
- Ms Bluzer confirmed that Document AE was the application form she gave to Ms Elliot on 11 April 2016 (first application). 133
- Ms Bluzer gave Ms Elliott the two medical certificates that were attached to Document AE – the backdated reissued certificate (Third certificate) and the First Certificate, dated 14 February 2015, signed by Dr Olivia and which did not have the additional words. 134
- Ms Bluzer had realised there was an error in this application and so advised Ms Elliott that she would email the correct paperwork. Ms Bluzer stated that the error was that some of the leave should have been flexitime. 135
- Ms Bluzer told Ms Elliott that she would bring it in the next day to a meeting but Ms Elliott cancelled the meeting. Ms Bluzer then had to send it in by email – on 26 April 2016. 136
- Ms Bluzer agreed that the First certificate and the one that she had edited (Second certificate) were exactly the same except for the additional words in the second one. 137
- Ms Bluzer agreed that they were exactly the same words as in Document P (the certificate for the 2016 treatment dated 11 February 2016). 138
- Ms Bluzer could not explain how it had happened as it (the amendments) occurred a year earlier. Ms Bluzer stated that it was a coincidence. 139
- Ms Bluzer recalled that, at the meeting she had said that she could not explain it. Ms Bluzer recalled that she was surprised and thought maybe it was an autocorrect or a cut and paste. Ms Bluzer stated that she did not have an explanation for it. 140
- Ms Bluzer agreed that you can’t autocorrect images. Ms Bluzer said that she didn’t understand how the Clinic could have come up with that phrase. She thought that it could have been because they would have been using a word document. Ms Bluzer stated that all she knew was that she had produced a document in 2015 and the Clinic produced theirs in 2016. Ms Bluzer explained that the reason she wanted to give the Clinic a sample of what needed to be included was to avoid an incident like this. 141
- Ms Bluzer disagreed that she had come back from leave in Bali in February 2016 with nothing else other than the 2016 medical certificate (Document P). 142
- Ms Bluzer said that she had no idea/did not know that, being aware that she had her outstanding leave claim issue, she had scanned Document P and then brought up the 2015 certificate (First certificate) on 18 February 2016 on the work computer. 143
- Ms Bluzer denied taking one picture ‘so was unable’ from the first line of the 2016 certificate (Document P) and took a picture of ‘attended work’ in the second line of the certificate and pasted those two things into the first certificate and then saved that document on her work computer. 144
- In relation to the contention that she went onto her work computer and created the document on 18 February 2016, Ms Bluzer said that she had no idea/no recollection about how it had happened unless the document was imported on that date. Ms Bluzer stated that the document was on a USB. She did not recollect what happened there. 145
- Ms Bluzer confirmed that Toshiba e-STUDIO 556 was the printer that she used at work and scanned documents on. 146
- Ms Bluzer could not have emailed the certificate that she was alleged to have edited on 18 February 2016 as she did not know where the University had gotten that one from. This was because hers came from a USB stick. 147
- Ms Bluzer confirmed that Attachment MPC1 was the email she had sent to Ms Elliott on 26 April 2016 and that she had attached 2015 2/12 Bali Dentist.pdf to the email. 148
- Ms Bluzer could not comment about Mr Condello’s contention that the properties of that pdf attachment came from 16 April 2016 as she did not know about files to that degree. Ms Bluzer said that she knew that when she sometimes copies files, it gets the date of when it is transferred to another computer. 149
- Ms Bluzer confirmed that she had given the documents by hand to Ms Elliott on 11 April 2016. Ms Elliott reviewed the certificate(s) at that time. Ms Bluzer disagreed that Ms Elliott had then said to her that she needed more information about the purpose of the leave and that she had replied that she would get that information. 150
- When Ms Bluzer had emailed the amended form to Ms Elliott, she had wanted to substitute the application only and not the certificates. Ms Bluzer had explained that she had wanted Ms Elliott to use the amended form with the certificates she had previously provided. 151
- Ms Bluzer had verbally made a request to Ms Elliott to substitute the amended leave form for the previous leave form (First leave application). Ms Bluzer recalled that she had specifically asked Ms Elliott not to proceed with approval. She disagreed with Ms Elliott’s contention that she had not asked her to hold off approving the previous (incorrect) form. 152
- Ms Bluzer had submitted the original certificate and the second leave application in relation to the spreadsheet for time in lieu which had been negotiated with Ms Avenell and which normally did not include sick leave. This was despite wanting the old certificates to be attached to the new (amended form). 153
- The reason for doing this was to try and assist people/make it as clear as possible. Ms Bluzer recalled that she thought that she would attach the certificate in the way she had attached it in the first place for Ms Avenell. Ms Elliott would then not need to go looking for other certificates. 154
- Ms Bluzer confirmed that, in the email which accompanied the amended application form, she had said that she was attaching a doctor’s certificate. 155 Ms Bluzer had thought that the medical certificate that she had attached was the original one that she had given to Ms Avenell.156
- When she had received the email from Mr Rivett on 3 May 2016 about wanting to discuss some serious concerns about the two applications for leave in February 2015, she assumed that Mr Rivett must have been talking about the two applications she had put in with different dates. Ms Bluzer recalled that she was trying to ascertain whether there was anything else because at that stage, she did not know if Ms Elliott had submitted both. 157
- Ms Bluzer confirmed that, on 3 May 2016, she had gone to see Dr Crockett. 158
- Ms Bluzer confirmed that there was a chain of correspondence between herself and Mr Rivett about the purpose of the meeting. 159
- As Ms Bluzer was not satisfied with Mr Rivett’s response, she had emailed Ms Elliott because she couldn’t understand why Mr Rivett had received two applications for leave when she had asked Ms Elliott to replace the old application with the modified one. 160
- Ms Bluzer confirmed that, in a subsequent email chain, Mr Rivett had told her that she did not need to bring anything to the meeting. 161
- At the meeting on 10 May 2016, Ms Bluzer was asked if she had doctored the certificate. She did not deny that she had done that. 162
- Ms Bluzer agreed that Ms Owen had said something about cutting and pasting and that the two images were the ones attached to Ms Owen’s statement. 163
- Ms Bluzer did not agree that the additional words were in the same font as in Document P (2016 leave medical certificate). Ms Bluzer agreed that they contained the same grammatical error as Document P. Ms Bluzer disputed that there were two images in Photoshop because the words broke across a line in Document P. 164
- Ms Bluzer had admitted from the start that she had amended the certificate. 165 She disagreed with Mr Rivett who was going to say that she did not.166
- Ms Bluzer disagreed with Mr Rivett and Ms Owens whose evidence was going to be that she had said something to the effect of, ‘This is the one I was supposed to give you’ and produced a new certificate. 167
- The University had not seen the amended certificate until she had sent it to Ms Elliott. 168
- Ms Bluzer had said at the meeting that it was her intention at the time to give the Clinic the amended certificate to help them get the right words. Ms Bluzer said that she thought it would be easiest to do this. 169
- At the second meeting, Ms Bluzer had said that it was a professional development exercise but not at the first meeting. 170
- Ms Bluzer did say at the meeting on 10 May 2016 that she had given Ms Elliot two certificates on 11 April 2016. 171
- Ms Bluzer agreed that she was asked to provide the originals and that she agreed to do that. 172
- After the meeting on 10 May 2016, she had gone to see Dr Crockett. 173 She was prescribed Temaze on 10 May 2016.174
- Mr Rivett had followed up with her on 18 May 2016 in relation to providing the original certificates. Ms Bluzer agreed that she did not provide them at that point which resulted in a request from Mr Rivett for a further meeting. 175
- Ms Bluzer had then emailed Mr Rivett and advised that she could not find the originals. 176
Meeting on 26 May 2016
- At the meeting on 26 May 2016, Ms Bluzer was told that the particular allegation was that she had falsified the certificate and given it to the University. 177
- Ms Bluzer agreed that she was told that the University thought that she had been dishonest at the 10 May 2016 meeting and that this was an opportunity to tell the truth. 178
- Ms Bluzer sent Document O (certificate for 2015 treatment dated 23 May 2016) to Mr Rivett and Ms Owen after the meeting on 26 May 2016 and confirmed that that was the one that she gave on that day. 179
- At the meeting on 26 May 2016, Ms Bluzer denied that she gave a certificate to the University on 10 May 2016 but did say that she as being set up. Ms Bluzer recalled that she had also said that the original certificates had gone missing from her desk. 180
- When Ms Owen and Mr Rivett were not listening to her explanations, she had gone on to explain how she had used it (professional development exercise) in another way and that her daughter had assisted her to convert another document to a word file. Ms Bluzer stated that she did not need her daughters’ help to amend the medical certificate as she regularly worked with pdf files. 181
- This was the first time that Ms Bluzer had told the University that it was a professional development exercise. 182 Ms Bluzer suspected that she didn’t specify things very clearly and said that that was the problem. Ms Bluzer explained that it wasn’t that particular document (First medical certificate) which led her to using it as professional development. Ms Bluzer said that it was a random document that she did not particularly need to modify that one as an exercise.183
- Ms Bluzer had called Ms Elliott on 11 April 2016 sometime between 4.00 pm and 6.00 pm and told her that she needed to change the form i.e. substitute the applications. Ms Bluzer recalled that she had said to Ms Elliott that she wanted to substitute the form and that she wanted the other back so that she would have the right form to approve. She had asked Ms Elliott not to approve that one that she had given her. 184
- Ms Bluzer confirmed that, in her response to the allegations, she provided a Statutory Declaration which said that she had sought to correct the deficiency and then generated a series of badly judged communications and statements. Ms Bluzer said that, prior to starting on the medication on 10 May 2016, she was under a great deal of stress and that that was why she made a bad judgement in sending that certificate. This was prior to taking the medication which had then impacted on her judgement. 185
- Just looking at May 2016, Ms Bluzer was stressed. This was why she made the mistake in the first application and had attached the incorrect certificate to the second application. 186 Ms Bluzer blamed these mistakes on the stress and not on the antidepressants. The antidepressants (from 10 May 2016) had impacted on the content of the statutory declarations.187
Respondent
Mr Rivett
[39] In relation to the email from Ms Triantafyllides to Ms Owen on 29 April 2016, 188 where Ms Triantafyllides stated that Mr Rivett had wanted her advice “as to how hard we can go on this”, it was Mr Rivett’s explanation that he was seeking advice from HR about how hard would we deal with these/how would it be dealt with.189 Mr Rivett said further that he was seeking advice because, if he had to have a conversation with Ms Bluzer, then how hard do we push on this – how do we play this (what were the University’s requirements on how to deal with this?190
[40] Further, it was Mr Rivett’s evidence that:
Meeting on 10 May 2016
- Prior to the meeting on 10 May 2016, Ms Elliott had shown him the two certificates that Ms Bluzer had submitted - one with the additional words and the other without them. Ms Elliott had raised concerns with him about the certificate with the additional words. These certificates were the only certificates that he saw at that time. 191
- There were two different certificates on the table at the meeting. 192 These were the initial certificate (First certificate)193 and the one that looked the same but had the additional words on the end (Second certificate).194 In addition, he thought that the certificate that Ms Bluzer had tabled during the meeting contained a 2016 date and that it was signed by a different medical practitioner. The three certificates on the table, by the end of the meeting, related only to the 2015 treatment.195
- The Second certificate has some additional words that had been added to it. The words had clearly been added differently and were not part of the document itself. The certificate said that Ms Bluzer had attended the Clinic. 196
- He agreed that if one was in Bali for dental treatment one would not be going to work at Monash University that day. 197
- There was a difference between being fit for work and having medical treatment. Mr Rivett said that normally, medical certificates say that the person was not fit for work on that day. 198
- The certificates submitted in 2015 had just said the dates that Ms Bluzer was at the Clinic. 199
- He did not attempt to speak to the author of the certificate and he agreed that there was nothing that had prevented him from doing that. 200
- The reason this was not done was because the University was addressing the edited certificate which was different to the first one submitted. Mr Rivett agreed that it had been added to.
- The additional words were not conventional English and this had been raised with Ms Bluzer. Ms Bluzer was recalled to have told the University that she had put those words in and so it was assumed that Ms Bluzer was the author. 201
- He had no way of knowing where the phrase came from. 202 Neither he nor Ms Owen had asked Ms Bluzer who had authorised the words.203 He did not know who wrote the phrase that Ms Bluzer had added. Ms Bluzer was said to have never told the University that she got the phrase from anybody else.204
- Ms Bluzer had told the University that she had made a material alteration to the original certificate, during the first meeting on 10 May 2016, and that she had never raised it with the Clinic. It was said that Ms Bluzer had originally said that she intended to take it back to the Clinic to show them what needed to go in the reissued certificate but that she had not done that. 205
- At the meeting on 10 May 2016, Ms Bluzer had initially said that there was no change and then, when he showed Ms Bluzer the medical certificate, Ms Bluzer said that her daughter had made the changes to the document. Ms Bluzer had also said that she was intending to use it to show it or take it to Bali and have the Clinic make the change but she had not done that. Ms Bluzer had also said that she had not use the certificate or shine it to anyone. 206
- It was raised with Ms Bluzer that the additional words were unusual. Ms Bluzer could not explain the words on the initial one – they were just words. When Ms Bluzer tabled the Third certificate which also had those words, Ms Bluzer had said that it was just a coincidence. 207
- He had not confirmed with the Bali Clinic that Ms Bluzer had not shown them the certificate. 208
- He agreed that the phrase was grammatically incorrect in two areas - there was the superfluous “on” and also “so was unable attended work”. 209
- He conceded that it was possible that the phrase had come from a Balinese person rather than from Ms Bluzer. However, he had no reason to believe that Ms Bluzer hadn’t written the words. 210
- The addition of the extra words in the second certificate did not destroy the authenticity of the other elements of the certificate. Mr Rivett agreed that the additional words were in order to satisfy the University’s requirements. 211
- Ms Bluzer had submitted the initial certificate without the additional words and then the reason raised its head and Ms Bluzer wanted to change the mix of leave that she was claiming. 212
- Ms Bluzer brought another certificate (Third certificate) to the meeting which she presented to them. Mr Rivett recalled that the University took a copy of it and gave it back to Ms Bluzer. Mr Rivett thought Ms Owen might have put a note on it. 213 This certificate provided that Ms Bluzer had attended the Clinic on 12 and 14 February 2015 and was unable attended work. It was signed by a different medical practitioner to the one who had signed the other two medical certificates.214
- There were only two documents on the table. 215 Ms Owen had put them on the table in the presence of Ms Bluzer.216
- Prior to the meeting, Ms Bluzer had asked whether she needed to bring anything to the meeting and Ms Bluzer was told that she did not. 217
- He had kicked off the meeting by explaining that the University had some concerns about a medical certificate that had been put in. Mr Rivett had showed the initial certificate and said that the University was concerned that something had been changed on the certificate. Ms Bluzer initially said that she hadn’t made changes to the document. Mr Rivett showed Ms Bluzer the Second certificate and pointed to the words that had been added to the second certificate. 218
- Ms Bluzer was asked to provide the original certificates as soon as possible. Mr Rivett had followed this up with Ms Bluzer on 18 May 2016 but had received no response. He had contacted Ms Bluzer again on 20 May 2016 to arrange another meeting. Ms Bluzer claimed that she could not find the certificates. 219
Meeting on 26 May 2016
- At the meeting on 26 May 2016, Ms Bluzer had said that she had made the change and that she was doing it as a training exercise. This was because she had found that she could edit documents that were not supposed to be edited and she was teaching herself how to do it. 220
- Ms Bluzer said that she had not seen the Third certificate that she had given them at the meeting on 10 May 2016 and stated that the University had given it to her. 221
- Ms Bluzer had also said that Ms Elliott was supposed to have given her back the amended certificate but she had not. 222
- Ms Bluzer had said that the original version of each of these certificates was missing and that they had been taken from her desk in either Caulfield or Clayton but she was not sure. 223
- Ms Bluzer had then said that Monash was setting her up. 224
- It was denied that the University was setting Ms Bluzer up. Mr Rivett said that Ms Bluzer had told them that she had added those words in. It was recalled that the University did not ask whether Ms Bluzer whether she had gotten those words from someone else. 225
- Ms Owen had responded by saying that Ms Bluzer was not being set up. 226
- At the end of the meeting, Ms Bluzer provided a statutory declaration. 227
- He denied that he had accused Ms Bluzer of forging all of these certificates. The concern was primarily in relation to the certificate submitted on 26 April 2016. Mr Rivett recounted that the University did question the validity of the Third certificate given that it contained the exact same additional words when Ms Bluzer had told them that she had not given the certificate she had altered to the Clinic. 228
[41] In relation to Ms Bluzer’s contention that the University was trying to get rid of her, Mr Rivett gave evidence that:
- Ms Orchard, who was a casual, used Ms Bluzer’s desk the next day. 229
- Ms Loschiavo was now a part-time Junior Events Officer (having worked as a casual) but she did not replace Ms Bluzer. This was because Ms Loschiavo had been appointed in the last month (December 2016/January 2017). 230
- He had a meeting with Ms Bluzer, as Ms Bluzer’s initiative, in April 2016 to discuss her concerns about her role and the recent change in her title. Mr Rivett had advised Ms Bluzer that, whilst her title had changed, her role was still the same. Ms Bluzer had said that she was worried about the negative appearance of the new title on her CV. Mr Rivett recounted that he had explained that Ms Bluzer’s role was being relocated to the Clayton campus so that the events team would be able to work more closely on a day-to-day basis. 231
- He did not think that Ms Bluzer’s relocation to the Clayton campus had reduced her autonomy. 232
- It was agreed that there was nothing to prevent him having said to Ms Bluzer early on to not do that again and to reprimand and discipline her only. 233
Ms Elliott
[42] It was Ms Elliott’s evidence that:
- On 11 April 2016, Ms Bluzer approached her at work and handed her a leave application form and a medical certificate. Ms Elliott looked at the form and the medical certificate and the problem with the medical certificate was that it did not state that Ms Bluzer was unfit for work. Ms Elliott had then asked for additional information. 234
- She did not believe/could not recall that Ms Bluzer had called her on her mobile, between 4.00 pm and 6.00 pm on 11 April 2016. 235
- A few days later, she followed up with Ms Bluzer about the additional information and Ms Bluzer had said that the leave application she had given her was wrong. This was because she realised that it was flextime and so she would need to submit it. 236
- The medical certificate (First certificate) said that Ms Bluzer had had treatment at the Clinic in Bali but not that Ms Bluzer was unfit for work. 237 The medical certificate needed to say that Ms Bluzer was unfit to attend work.238 Ms Elliott was not suggesting that Ms Bluzer did not have a treatment.239
- Ms Bluzer had explained to her that she had a consultation for two hours and a treatment. Ms Elliott agreed that, on the relevant dates, Ms Bluzer was in Bali. She did not doubt that Ms Bluzer was in Bali. 240
- She had forwarded Ms Bluzer’s email of 26 April 2016 and asked Ms Avenell to clarify the flexitime as Ms Bluzer had not reported to her at that time and so she was not aware of Ms Bluzer’s hours in 2015. 241
- She and Ms Avenell had had a conversation in Ms Avenell’s office. 242 Ms Avenell had pointed out that the second medical certificate looked like it had been altered and had pointed out where additional wording looked like it had been added. Ms Elliott recalled that she went back to her office and found the original document and took that back and showed it to Ms Avenell.243
- She showed/handed Mr Rivett all of the documentation she had - the two medical certificates that had been given to her for the same 2015 leave and the two leave application forms. 244 She had handed Mr Rivett both certificates as there was a difference in the second one. Ms Elliott had explained to Mr Rivett that Ms Avenell, who was Ms Bluzer’s supervisor in 2015, had pointed out a difference in the two documents in that they were worded differently for the same dates. Ms Avenell had advised her to take them to Mr Rivett who was their current supervisor.245
- Ms Bluzer had never advised her to hand Mr Rivett the second application only as it had replaced the first application. 246 Ms Elliott said that Ms Bluzer had never said anything about the medical certificate. What Ms Bluzer wanted to do was to change her leave application form from annual leave to flexitime. The medical certificates were never ever discussed.247
- Ms Bluzer never gave her any instruction or directions not to use the application or the attachments (second leave application and Second certificate) that Ms Bluzer had sent her on 26 April 2016. 248 Ms Elliott recalled that, on 11 May 2016, Ms Bluzer had talked about the stress she had in the previous week and had said that it was because of her and that she had no right to have given the form to Mr Rivett. Ms Bluzer had yelled at her and said that she had asked for the form back. Ms Elliott had replied that Ms Bluzer hadn’t asked her for the form back. Ms Bluzer had said that she needed to fix up the annual leave and to change it to flex and said that she had previously asked for the form back. Ms Elliott had cut Ms Bluzer off and asked her to leave her office. Ms Elliott stated that she was upset by Ms Bluzer’s behaviour.249
- She had then emailed Mr Rivett and later Ms Triantafyllides about what had happened. Ms Elliott said that she had never seen the email from Ms Triantafyllides to Mr Rivett. 250
- Ms Bluzer had told her that the first medical day for 2016 was a consultation for two hours. Ms Elliott had asked Ms Bluzer how long her appointment had been in 2015 because she had wanted to approve the 2016 leave in the same way as it had been approved in 2015. It was recounted that she had rung HR and asked for a report but could not recall whom she had spoken to. Ms Elliott said that if she was to leave work and go to the doctors for two hours in the afternoon, she would put in for leave with a certificate for two hours in the afternoon. Ms Elliott stated that what Ms Bluzer did was to request a full day’s sick leave. Ms Elliott explained that she had wanted clarification around the time/more information. 251
- The report from HR also advised that the annual leave which Ms Bluzer had cancelled in 2015 and changed to sick leave had not been approved. Ms Elliott had advised Ms Bluzer that she needed to submit for leave in 2015. 252
- She had asked for this clarification on the day Ms Bluzer had handed the documentation to her (11 April 2016). 253
- She did not think the medical certificate was a falsified document as it was the only document she had seen at that stage. 254
- She had taken an interest in the first medical certificate because it wasn’t clear. Ms Elliott said that this was because it did not say that Ms Bluzer was unfit for work/couldn’t attend for work. It only said that Ms Bluzer had treatment. 255
- She did not know who had changed the date on the first leave application. It was not her handwriting. 256 Ms Elliott confirmed that the leave application was for annual leave on 11 February 2016 and on 13 February 2016 and that the sick leave was for 12 February 2016. However, Ms Elliott said that she was not sure from the form whether the last day of leave was from 13 February 2016 to 14 February 2016.257
- Ms Bluzer had previously told her lies and she and Ms Bluzer had had many, many disagreements over the course of their working relationship (2½ years). 258 This included about the Coles’ order for fruit in 2014.259
- She confirmed that there was an incident regarding a flat tyre when she had wanted Ms Bluzer to take annual leave and Ms Bluzer wanted to make up the time (25 minutes) in flexitime. The reason she had requested that Ms Bluzer take annual leave was because she was advised by Mr Rivett that there was to be no more flexitime and that all leave needed to be either annual leave or sick leave. 260
- She did not believe that there was bad blood between herself and Ms Bluzer as they had coffee together nearly every day when Ms Bluzer worked at Clayton. 261
- She was not sure whose idea it was to dismiss Ms Bluzer. Ms Elliott recalled that she had handed the paperwork on to her supervisor, Mr Rivett, and it was out of her hands from there. 262
- She was unaware that Mr Rivett was having a meeting with Ms Bluzer until Ms Bluzer’s email on 4 May 2016. The second time she became aware of the meeting was when she and Ms Bluzer had the disagreement in her office. 263
Ms Owen
[43] Ms Owen gave evidence that:
- She did not question Ms Bluzer’s trips to Bali and did not doubt that Ms Bluzer went to the dentist there but she had not been advised that it was for implants. 264 Ms Owen disagreed that Ms Bluzer had told her this and that Ms Bluzer had also told her that she had to take painkillers and antibiotics.265
- The University did have some concerns about the certificate from Dr Guizot, dated 11 February 2016, in relation to the 2016 treatment 266 and so had asked Ms Bluzer, at the 26 May 2016 meeting, if the University could be provided with the original. The reason for this was because the medical certificate looked (not quite right). There was shading under “attending physician” and there was no footer or header and the University wanted to clarify whether it was legitimate.267
- The University (Ms Owen) decided not to pursue any concerns about this medical certificate 268 as Ms Bluzer provided the University with the original or a copy.269 Ms Owen said that she had accepted that certificate as it said that Ms Bluzer was unfit for work.270
- The reason why this certificate 271 was accepted was because it was stated on the occasion and that it was given to Ms Bluzer and it set out the dates Ms Bluzer was unable to work. Ms Owen agreed that, on its face, this certificate was a real certificate that was issued by the Clinic.272
- The University’s primary concerns were about the medical certificates relating to February 2015. 273
- She had not accepted the 2015 certificate (third certificate) which was dated 14 February 2015 and signed by Dr Guizot which had the additional words. 274 This was because, firstly, it was provided to Ms Bluzer in 2016 but was dated as if it had been written in 2015. Ms Bluzer had advised that it had not been written on the occasion she was at the Clinic in 2015 but a year after in February 2016. Secondly, the medical certificate seemed to be signed by another doctor when that doctor had not actually treated Ms Bluzer in 2015. Ms Owen agreed that this certificate was not fraudulent or a forgery and that, on its face it was real.275
- This certificate was the (Third) certificate that Ms Bluzer gave to the University during the meeting on 10 May 2016. Ms Owen recalled that Ms Bluzer took the medical certificate out of her handbag. Ms Owen stated that it was not the University’s practice to accept backdated medical certificates because the doctor cannot say a year after a visit whether that person was or was not able to attend work. Ms Owen recalled that she had advised Ms Bluzer of this at the time. 276
- The University’s concern was that Ms Bluzer had provided one medical certificate (First medical certificate) 277 which did not indicate whether Ms Bluzer was able to attend work or not. Ms Bluzer then provided a second certificate (Second certificate)278 which had the words “so was unable attended work” which she had added in. Ms Owen stated that the Clinic had not put those words into that document. The concern was that it was Ms Bluzer herself who had added those words and not the Clinic.279
- At the meeting on 10 May 2016, Ms Bluzer said that she had not meant to give the University the Second certificate and that it had been provided in error. Ms Bluzer then gave the University another certificate (Third certificate). 280 The issue for the University was that Ms Bluzer had provided a fabricated medical certificate (Second certificate). The University had not accepted the explanation for why it had been provided because it was not plausible. This was because Ms Bluzer had given a very difficult to understand explanation and that explanation had changed. Ms Owen recalled that Ms Bluzer had said originally that she didn’t mean to give it to the University and that she had intended to email the Clinic to ask them to confirm that she wasn’t fit for work. Ms Bluzer or Ms Bluzer and a family member had created a document for her to send to the Clinic. This document was the one with the words “so was unable attended work” inserted (Second certificate).281
- Ms Bluzer had not subsequently sent that document (Second certificate) to the Clinic and had then got the Third certificate 282 instead. However, Ms Bluzer had not provided the University with the Third certificate but with the fabricated document (Second certificate). The University’s concerns were that Ms Bluzer had provided the University with a fabricated document (Second certificate) to claim sick leave and had then provided a document which the University had concerns about because it was not dated at the time it was actually written (Third certificate).283
- It did not seem plausible that someone would go to the extent of scanning in a medical certificate which the University had rejected and then create a new medical certificate (Second certificate) by cutting and pasting the words “so was unable attended work” from a subsequent medical certificate 284 that the University had accepted. The fabricated certificate had then been accidentally attached to a claim for sick leave. The University did not think that somebody would create a fabricated medical certificate with no intent to use it and then use it.285
- It was her view that you wouldn’t do it in the way that Ms Bluzer did. Ms Owen said that Ms Bluzer could have just sent the Clinic an email asking that she be sent a certificate confirming that she was not fit for work. It was stated that Ms Bluzer had sent similar emails to the Clinic. It was odd and not plausible for Ms Bluzer to insert words that a native English speaker would not use, into a medical certificate, and then not send it to the Clinic but give it to the University instead. That was said to have indicated to the University that Ms Bluzer was aiming to provide the University with a certificate that she hoped the University would then accept and authorise her leave. By Ms Bluzer taking the additional words out of the subsequent medical certificate (which were not grammatically correct English) indicated that Ms Bluzer was aiming to provide the University with a certificate that looked like it came from the Bali Clinic when in fact it had come from Ms Bluzer’s computer. 286
- There were two documents on the table at the meeting on 10 May 2015. Ms Owen agreed that Mr Rivett had kicked off the meeting and that she had gotten more involved in the detail. 287
- She described the second medical certificate as a fabricated document because it was not the document that had been given to Ms Bluzer and Ms Bluzer had added information to it. 288
- She did not consider that the Second medical certificate was an obvious error. This was because it was a decision that Ms Bluzer took to fabricate that medical certificate. 289
- She agreed that the additional words were in English but were not grammatically correct. Ms Owen disagreed that it was one of the triggers. 290
- A Fourth medical certificate was provided to the University by Ms Bluzer. 291
- All in all, Ms Bluzer had provided the first certificate which had not referred to her inability to work; a second certificate which was fabricated; at the meeting on 10 May 2016, the Third certificate was provided which was dated 2015 but was signed in 2016 and then the Fourth certificate which seemed not to have been signed by the treating doctor. 292
- Ms Bluzer had requested the first application, dated 11 April 2016, back but not the 26 April 2016 application to correct it – to replace the annual leave with time off in lieu. 293
- Ms Bluzer had said that all of the original certificates were missing and that she thought that they were taken from her desk at either the Caulfield or Clayton campus. 294
- Confirmed that Ms Bluzer had been advised that the medical certificate that she had previously provided was not sufficient to justify a sick leave claim. This was because the certificate did not advise as to whether Ms Bluzer was fit or not fit for work. Ms Owen stated that the University did not ask Ms Bluzer to add the words in. 295
- She agreed that, as Ms Bluzer was in Bali, Ms Bluzer was incapable of work because she was not available in the country. It was said that, if Ms Bluzer was fit to work but in Bali and she had dental treatment, Ms Bluzer should take annual leave. This was unless the medical certificate confirmed that Ms Bluzer would not be fit for work. 296
- She had made the recommendation to dismiss Ms Bluzer and the Chief Operating Officer accepted her recommendation. 297
- In relation to Ms Bluzer’s statutory declaration, dated 16 May 2016, 298 Ms Owen stated that she had an issue with Ms Bluzer’s statement that she had never sent the amended certificate to anyone. This was because Ms Bluzer did send it to someone as she had attached it to an application for leave to the University.299
- The reason for her supplementary witness statement was that she had realised that she had not attached the first medical certificate to her original statement. In addition, Ms Bluzer had requested copies of notes that she took on 10 May 2016 and also she had not attached the screenshot of the Photoshop to her first statement. 300
- Denied that the University used the amended medical certificate as a weapon to sack Ms Bluzer. Ms Owen said that the basis of Ms Bluzer’s dismissal was that Ms Bluzer had presented a fabricated medical certificate in support of sick leave and was unable to give the University any coherent or plausible or consistent explanation as to why she had done that. It was stated that, as a result, the University could not trust Ms Bluzer’s actions. 301
- The University cannot allow staff to add whatever words they want to a medical certificate. It was described as a fraudulent activity. 302
- The incident on 11 May 2016 related to an incident between Ms Bluzer and Ms Elliott regarding the medical certificates, following the meeting on 10 May 2016. Ms Owen recounted that HR was advised that Ms Bluzer shouted or expressed her frustration with what she thought was Ms Elliott’s involvement in the process regarding the medical certificates. It was said to have been the University’s view that it was an inappropriate way for Ms Bluzer to speak to her supervisor. Ms Owen also indicated that she was advised that there had been previous incidents of inappropriate communication by Ms Bluzer to Ms Elliott. 303
- She did not accept that the position of Executive Officer Events Caulfield was created so that Ms Bluzer would be required to vacate her previous role of School Executive Officer so that a permanent position could be offered to a temporary employee. 304
- She completely rejected the suggestion that she was trying to get rid of Ms Bluzer. Ms Owen did not know who had replaced Ms Bluzer. 305
Mr Lad
[44] Mr Lad gave evidence that:
- In relation to the meeting on 10 May 2016, he could remember that there were documents on the table in front of Ms Owen but not the precise number. There was more than one document but he could not remember if it was two, three or four. 306
- He confirmed that in his notes it said “copies - three med certs”. 307
- He recalled being copied into an email between Ms Bluzer and Mr Rivett when Mr Rivett said that Ms Bluzer didn’t need to bring anything to the meeting on 10 May 2016. Ms Bluzer was said to have asked what the meeting was about and was told that she would find out when she got there/it will be discussed at the meeting. 308
- He agreed that as he was copied into the email, he had been told about the subject of the meeting. 309 Mr Lad recalled that the subject of the meeting was to discuss irregularities with Ms Bluzer’s recent leave applications.310
- During the meeting on 10 May 2016, he recalled Ms Bluzer saying words to the effect that she hadn’t made any changes to the medical certificate. 311
- Ms Owen presented some certificates to Ms Bluzer but he could not remember how many. In terms of whether Ms Bluzer produced a Third certificate, he could not recall. Mr Lad said that there were certificates going across the table. 312
- Ms Owen had looked at the Third certificate and had said that it appeared to be backdated. 313
- Ms Bluzer said something to the effect that she had amended a certificate to help the Clinic formulate a new certificate and she intended to send it to them. Ms Bluzer had also mentioned something about a daughter. 314
- The meeting ended with the University asking Ms Bluzer to go back and find the original certificates. 315
- Confirmed that the statutory declarations were handed over at the meeting on 26 May 2016 and not the meeting on 10 May 2016. 316
- Confirmed that Ms Owen told Ms Bluzer that the particular allegation was that she had falsified the Second certificate. 317
- He could not recall Ms Bluzer denying, during the meeting on 26 May 2016, that she had given a certificate to the University at the last meeting. 318
- He could not recall Ms Bluzer providing a Fourth certificate during the meeting on 26 May 2016. 319
- Confirmed that there was some discussion by Ms Bluzer about using Acrobat and Photoshop. 320 He could not recall the reason Ms Owen sent an email to Ms Bluzer, copying him in, on 26 May 2016, attaching the certificate that Ms Bluzer had provided at the meeting on 10 May 2016 (Third certificate).321 Mr Lad accepted that it was a logical explanation that Ms Owen had sent that email because there was a debate during the meeting on 26 May 2016 about whether Ms Bluzer had provided that certificate on 10 May 2016.322
Considerations and conclusions
[45] Before the Commission can reach a conclusion about whether there was a valid reason for Ms Bluzer’s dismissal, it is first necessary to make a number of findings of fact. The findings of fact made will only be those necessary to address the requirements of section 387 of the Act. This is in the context of a somewhat dense case involving a number of medical certificates which each of the parties described and labelled differently and where both parties had differing views about when at least two of these certificates were provided by Ms Bluzer to the University.
[46] The simplest way of making the required findings is to set out a chronology of events which will include the relevant contested issues. Findings will then be made in relation to these issues. The chronology is as follows:
- February 2015: Ms Bluzer travelled to Bali and had dental treatment at the Bali Clinic 911 from 12 February 2015 to Saturday 14 February 2015. It is probable that Ms Bluzer returned from Bali with a medical certificate (Document K) 323 which was dated 14 February 2015 and signed by Dr Olivia. The certificate stated that Ms Bluzer had had a treatment from 12 - 14 February 2015.
- February 2015: Following Ms Bluzer’s return from Bali, it is probable that Ms Avenell advised Ms Bluzer that the medical certificate she had provided was unacceptable. This was because it did not indicate that Ms Bluzer was unfit for work and the dates on which Ms Bluzer was unfit for work. Ms Bluzer was to get the medical certificate reissued by the Clinic.
- Sometime between February and 20 May 2015: It was Ms Bluzer’s account of events that she had amended the original medical certificate and added the words “so was unable attended work”. The reason Ms Bluzer gave for doing this was that she said that it would make it easier to request the Clinic to reissue the certificate to include that she was unable to attend work if she created a certificate with the required words added. It was Ms Bluzer’s intention to send the Clinic the amended certificate. Ms Bluzer subsequently decided not to send the certificate to the Clinic as she planned to go back to Bali in February 2016. The University’s version was that Ms Bluzer created this document on 18 February 2016 by cutting and pasting the relevant words from Document P (the medical certificate for the 2016 treatment) which she had obtained a few days earlier during her trip to Bali.
- October 2015: Ms Elliott replaced Ms Avenell as Ms Bluzer’s supervisor.
- Late 2015: Ms Elliott received a report in relation to staff with excess annual leave. Ms Elliott spoke to Ms Bluzer about how she was planning to reduce her annual leave balance.
- 5 - 12 February 2016: Ms Bluzer travelled to Bali for dental treatment. Ms Bluzer returned with a medical certificate for the 2016 treatment that was dated 11 February 2016 which stated that Ms Bluzer “was unable attended work” (Document P). This certificate was accepted by the University for the 2016 leave. It was Ms Bluzer’s evidence that she also returned from Bali in February 2016 with another certificate – the backdated and reissued certificate, signed by Dr Guizot on 14 February 2015, which contained the words “so was unable attended work” (Third certificate) (Document M). 324
- Late March/early April 2016: Ms Elliott was advised by HR that Ms Bluzer’s 2015 leave had not been approved. Ms Elliott requested that Ms Bluzer submit a leave application form for the 2015 leave.
- 11 April 2016: Ms Bluzer physically gave Ms Elliott a leave application form (first application form) for a mix of annual leave and sick leave. 325 It was common ground that attached to the application form was the certificate from Dr Olivia, dated 14 February 2015, which did not have the words “so was unable attended work” (First certificate).326
- It was disputed as to whether there was a second certificate attached to the first leave application. Ms Bluzer contended that she had attached the backdated and reissued certificate (Third certificate) to the leave form. It was the evidence of Ms Owen and Mr Rivett that this certificate was not attached to the first application form but was given to the University during the meeting on 10 May 2016. It was Ms Elliott’s evidence that she had only been given one certificate with the 11 April 2016 application form.
- Ms Elliott advised Ms Bluzer that the medical certificate contained insufficient information and requested additional information in relation to being unfit to attend work.
- Ms Bluzer advised Ms Elliott that there was an error in the leave application form as she wished to request flexitime and so would submit an amended leave application form.
- It is disputed as to whether or not Ms Bluzer asked Ms Elliott to return the incorrect form to her.
- 26 April 2016: It was common ground that Ms Bluzer lodged a second leave application form online which requested two days of personal leave. Attached to the application form was a TOIL spreadsheet and the amended certificate (Second certificate). 327 It was Ms Bluzer’s account that this certificate had been attached by mistake to the application. Ms Bluzer had intended to reattach the first certificate to make things easier for Ms Elliott. The University’s contention was that Ms Bluzer had attached the amended certificate intentionally in order to support the application for leave.
- Ms Elliott forwarded Ms Bluzer’s second leave application form to Ms Avenell for advice regarding the flexitime as Ms Avenell was Ms Bluzer’s supervisor at that time. Ms Avenell thought that she had seen a similar certificate before. Ms Elliott retrieved the first leave application, dated 11 April 2016, and she and Ms Avenell compared the two certificates (the one attached to the first application and the certificate attached to the second leave application). Both Ms Elliott and Ms Avenell were concerned that the Second certificate had been amended so Ms Avenell suggested to Ms Elliott that she raise the issue with Mr Rivett.
- 10 May 2016: A meeting was held with Ms Bluzer and her representative, Mr Lad and Ms Owen and Mr Rivett to discuss the University’s concerns about the second certificate. There was a dispute between the parties about whether there were two or three certificates on the table at the beginning of the meeting. Ms Bluzer contended that there were three certificates on the table at the beginning of the meeting. This was because, as previously indicated, Ms Bluzer’s version of events was that she had provided the backdated and reissued certificate (Third certificate) with the first leave application form on 11 April 2016 making it three certificates in total across the two leave applications. The University’s version of events was that Ms Bluzer provided the backdated and reissued certificate (Third certificate) during the meeting on 10 May 2016 and so there were only two certificates on the table at the beginning of the meeting – the First certificate that was attached to the first leave application and the amended certificate (Second certificate) which was attached to the second leave application form.
- 26 May 2016: A further meeting was held between Ms Bluzer and Mr Lad and Ms Owen and Mr Rivett. During this meeting, it was common ground that Ms Bluzer gave the University a further medical certificate (Fourth certificate) for the 2015 leave. This certificate was dated 23 May 2016 and signed by Dr Marik Guizot and it stated that Ms Bluzer “was not fit to attend work”. 328
Findings
[47] The reason given by the University for Ms Bluzer’s dismissal was that Ms Bluzer had provided a falsified medical certificate to the University on 26 April 2016 (Second certificate) in support of an application for leave in February 2015.
[48] Ms Bluzer gave evidence before the Commission that, sometime between her return from Bali in February 2015 and 20 May 2015, she had amended the original medical certificate by adding the words “so was unable attended work”. It was not disputed that Ms Bluzer had attached this certificate to the second leave application form. Therefore, the Commission finds that Ms Bluzer altered a medical certificate which she attached to a leave application form (second).
[49] In relation to the various issues in dispute set out in the chronology above, the Commission finds that:
- Ms Bluzer attached only one certificate (First certificate) to the first leave application on 11 April 2016. This certificate did not contain the additional words.
- Ms Bluzer attached the amended certificate which she had altered (Second certificate) to the second leave application dated 26 April 2016.
- Ms Bluzer presented the University with the backdated and reissued certificate (Third certificate) at the meeting on 10 May 2016.
[50] The reasons for making the above findings are, firstly, that it is not plausible for the University to have commenced a disciplinary process unless it had been presented with two certificates by Ms Bluzer that were exactly the same except that the second one had the additional words “so was unable attended work”. It makes no sense for the University to begin such a process unless there was such a trigger. If the University had been presented with the two certificates that Ms Bluzer contended were attached to the first leave application, then it is likely that a different process may have been followed. This is because one of the two certificates (the backdated and reissued certificate) contained the required information from the University’s point of view. The issue for the University then would have been whether to accept a backdated and reissued certificate. This is quite a different consideration to concerns that a medical certificate had been falsified. It is acknowledged that Ms Bluzer was of the view that the University was trying to get rid of her. However, even if the University was of a mind to do this, there had to be an event or issue which provided the University with an opportunity in the first instance. It is my view that a possibly falsified medical certificate would be a sufficient concern to kick start a disciplinary process but an issue about a backdated and reissued medical certificate would not necessarily do that.
[51] In addition, in the oral and written contemporaneous evidence of the University’s witnesses, the concerns raised were about the second of two certificates and not about the second of three certificates (which included the backdated and reissued Third certificate). If Ms Bluzer had provided three certificates across the two applications, the emails and evidence would have said that. The evidence of Ms Owen and Ms Elliott, together with the written communication between Ms Elliott and Mr Rivett and between Ms Triantafyllides and Ms Owen, and Ms Owen’s notes of the meeting on 10 May 2016 which she made during the course of the meeting, refer to two certificates and not three. Consistently throughout all of these communications were that there were two certificates (the First certificate and the Second certificate about which the University held concerns).
[52] In making these findings, I am therefore, also of the view, that there were two certificates on the table at the beginning of the meeting on 10 May 2016.
[53] In addition to the concern about the Second certificate, the situation confronting the University was that it had received three medical certificates from Ms Bluzer, all of which contained the same exact ungrammatical phrase “so was unable attended work”. The three medical certificates were the Second certificate which Ms Bluzer had amended; the backdated and reissued certificate (Third certificate) and the 2016 certificate for the 2016 treatment. It was Ms Bluzer’s evidence that she had created the Second certificate in 2015 and had then obtained the other two certificates when she was in Bali in February 2016. Ms Bluzer also said that, in amending the certificate, she had taken the words from some other document and had cut and pasted them into the original certificate, or she could have just written them but she could not remember as it was a long time ago.
[54] On the other hand, the University argued that Ms Bluzer had created the document on 18 February 2016 by cutting and pasting the words in question from the 2016 certificate for the 2016 treatment (Document P) which Ms Bluzer had obtained a few days earlier when she was in Bali in February 2016.
[55] Ms Bluzer gave two explanations for why the three medical certificates that she had provided the University all contained the same exact ungrammatical phrase. The first explanation was that it could have been the auto correct function. However, it was conceded by Ms Bluzer during the hearing that the exact same phrase appearing in all of the three certificates could not have been as a result of the auto correct function. This was because it was not possible to auto correct images.
[56] Ms Bluzer’s other explanation was that it was a coincidence which she could not explain. It is difficult to accept that this was simply a coincidence. The phrase in question is unusual and the chance of it randomly appearing in all three certificates would seem to be remote. This is particularly so as it was Ms Bluzer’s evidence that she had created the amended certificate herself in 2015 in Melbourne and that the doctors at the Clinic in Bali had written the other two certificates in 2016. In this regard, the University provided technical evidence, through the statement of Mr Condello, in relation to the University’s view that the certificate was created and amended by Ms Bluzer on or about 18 February 2016.
[57] In terms of where the particular phrase came from, Ms Bluzer’s evidence was that she had cut and pasted it from some other document. However, Ms Bluzer did not indicate as to what the “some other document” was. Ms Bluzer had also said that she could have just written that phrase but she could not remember. On the other hand, the University provided a possible explanation about where the phrase had originated – the 2016 medical certificate for the 2016 treatment (Document P).
[58] Given Ms Bluzer’s command of the English language, it would seem unlikely that Ms Bluzer came up with that particular phrase by herself. In terms of what document Ms Bluzer might have ‘cut’ the words from, Ms Bluzer did not indicate as to which document it was. It is difficult to envisage that, if Ms Bluzer did cut and pasted the words in question from another document, Ms Bluzer would have had possession of a document with those words in it in 2015.
[59] Given the absence of a clear explanation from Ms Bluzer about where the phrase in question came from and my view that its appearance in all of the three certificates is unlikely to be a coincidence, it is not possible to find other than it is probable that the phrase in question was cut and pasted from the 2016 medical certificate for the 2016 treatment (Document P). As Document P, on Ms Bluzer’s evidence, was given to her by the doctor at the Clinic in February 2016, it flows from that that the original certificate was amended in 2016 rather than in 2015.
[60] Finally, in terms of whether Ms Bluzer attached the Second certificate by mistake or deliberately to the second leave application, there appears to be a number of inconsistencies in Ms Bluzer’s explanation for why she had attached a (the) certificate to the second (amended) leave application. This was in the context of Ms Bluzer being very clear that all she was amending was the leave application and not the certificate(s). Ms Bluzer’s evidence was that she had attached two medical certificates to the first application. However, there was no explanation by Ms Bluzer as to why she had wanted to attach only one of those two certificates to the second (amended) leave application. Further, it was not explained by Ms Bluzer as to why, on her evidence, she had attached two certificates to the first leave application.
[61] Further, Ms Bluzer has explained that the motivation for attaching a certificate to the second leave application was to make it easier for Ms Elliott by re-attaching what she thought was the certificate that she had attached with the first leave application (so that Ms Elliott did not have to try and locate the first application). This does not seem to sit with Ms Bluzer’s other evidence that she had attached two certificates to the first leave application – the First certificate and the backdated and reissued certificate. There was no mention in Ms Bluzer’s evidence that she had meant to reattach the reissued and backdated certificate to make it easier for Ms Elliott. Rather, Ms Bluzer referred to the original (First) certificate that had been attached to the first application. Given Ms Bluzer’s contradictory evidence, it is difficult to accept that the Second certificate had been attached by mistake to the second leave application.
[62] The Commission has also had regard to the medical evidence and also Ms Bluzer’s evidence that the reason she made the mistake in the first application and attached the incorrect certificate to the second application was because she was stressed as distinct from being affected by the antidepressant medication. It is accepted that Ms Bluzer was feeling stressed at this time and that, as a result, she made mistakes with the first application form and attaching the Second certificate. However, I have not been persuaded that Ms Bluzer’s stress accounts for the same phase appearing in all of the three certificates.
[63] Taking into account the findings, on the balance of probabilities set out above, the Commission finds, on balance, that there was a valid reason for Ms Bluzer’s dismissal.
[64] In making this finding on the balance of probabilities, it is acknowledged that Ms Bluzer has worked very hard to try and persuade first, the University and second, the Commission, that her version of events is true and correct. However, despite all of the effort and busyness, unfortunately for Ms Bluzer, she has not been able to provide a reasonable explanation for the presence of the phrase in question in the three certificates nor for the internal inconsistencies in her own evidence.
[65] On the Commission’s part, there has been no lack of effort in trying to understand the various explanations and the convoluted and competing evidence given by Ms Bluzer. However, on the material before the Commission from Ms Bluzer, it has not been possible to distill a cogent and internally consistent explanation for what happened. Therefore, the Commission has no option other than to accept the reasoning of the University for Ms Bluzer’s dismissal and to find that there was a valid reason for her dismissal.
Section 387(b) - notified of the reason
[66] During the meeting on 10 May 2016, Ms Bluzer was advised of the basis for the University’s serious concerns about the second medical certificate she had provided. On 26 May 2016, during the meeting, Ms Bluzer was informed of the allegations and these were contained in a letter to Ms Bluzer dated 31 May 2016.
[67] Ms Bluzer was notified of the reason for her dismissal during the meeting on 27 July 2016 and was provided with a termination letter dated 27 July 2016 which set out the reasons for her dismissal.
[68] Therefore, I find that Ms Bluzer was notified of the reason for her dismissal.
Section 387(c) - opportunity to respond
[69] Ms Bluzer was given an opportunity to respond to the allegations during the meetings held on 10 May 2016 and 26 May 2016 and following receipt of the written advice of the allegations in the letter dated 31 May 2016. Ms Bluzer was also provided with additional time to obtain a medical report.
Section 387(d) - unreasonable refusal to have a support person
[70] The University did not refuse to allow Ms Bluzer to have a support person (NTEU official) for the meeting on 10 May 2016 and on 26 May 2016. Ms Bluzer also had an NTEU representative with her for the meeting on 27 July 2016.
Section 387(e) - previous warnings regarding unsatisfactory performance
[71] This subsection is not relevant as Ms Bluzer’s dismissal was related to conduct and not work performance.
Section 387(f) and (g) - size of the employer and specialist human resources
[72] The University is a large employer with the result that its size would not adversely impact upon the procedures followed in relation to Ms Bluzer’s dismissal. As well, the University has dedicated human resources staff, one of which, Ms Owen, was involved early on in the process.
Section 387(h) - any other matters
[73] It was submitted by Ms Bluzer that the dismissal was harsh, unjust and unreasonable. 329 This was because:
- The University had ignored the explanation and evidence that she had provided. She had always denied the allegations.
- During her four years of employment, she had been a most conscientious employee with an excellent record.
- She had no prior warnings and, prior to this incident, she had an unblemished record over 40 years of employment.
- If it was true, the benefit of the fraud was two days’ pay which is a minimal cost to the University. The exercise of victimising her was said to far outweigh the cost of the alleged fraud.
- Given her stage in life, her chances of gaining permanent employment for the next 3-4 years was minimal.
- If the document had been sent deliberately, the personal and economic consequences are disproportionate to the gravity of the alleged fraud.
- The University was conspiring to remove her from her role prior to this issue.
- The explanation had complicated elements but the University did not try hard enough to disentangle it.
- The University led her into a trap which resulted in her cutting and pasting the certificate.
- Evidence was provided proving the legitimacy of the medical certificates provided but these were disputed with no steps taken by the University to confirm their authenticity with the Clinic. 330
[74] In response, the University argued that it was entitled to request evidence confirming that Ms Bluzer’s dental treatment resulted in an inability to perform her duties. The Applicant’s assertion that the fraud was inconsequential and that the University should treat it as such, was said to misunderstand of the point that honesty goes to the core of everything that we do. It was stated that the trust was lost and that trust is fundamental to the employment relationship. 331
[75] I will take into consideration Ms Bluzer’s stage in life and the consequential economic and personal consequences on Ms Bluzer of the University’s decision to dismiss her.
Conclusions
[76] In all of the circumstances of this matter, and having taken account of each of the factors set out in section 387 of the Act, I have determined, on balance, that Ms Bluzer’s dismissal was not harsh, unjust or unreasonable.
[77] On the one hand, on the balance of probabilities, there was a valid reason for Ms Bluzer’s dismissal and the procedural requirements of the Act have been met. On the other hand, the economic and personal consequences of the dismissal have had a negative impact on Ms Bluzer. This is particularly so given Ms Bluzer’s stage in life.
[78] It therefore follows that, pursuant to section 385 of the Act, Ms Bluzer was not unfairly dismissed. Accordingly, Mr Bluzer’s application is dismissed. An order 332 to this effect will be issued separately.
Appearances:
D Connell of Counsel for the Applicant
L Howard of Counsel for the Respondent
Hearing details:
2017.
Melbourne:
January 16, 17;
February 16.
1 Exhibit A1
2 Exhibit A2
3 Exhibit A3
4 Exhibit R1
5 Exhibit R3 at Attachment SAE1
6 Exhibit R6 at Attachment SMO10
7 Ibid at paragraph 3
8 Exhibit R3 at Attachment SAE2
9 Exhibit A5 at Attachment Document P
10 Exhibit R6 at Attachment SMO4
11 Exhibit A5 at Attachment Document H
12 Exhibit A6, Part 4c at paragraphs 1 - 3
13 Ibid at paragraphs 4 - 5
14 Ibid at paragraph 6
15 Ibid at paragraph 7
16 Ibid at paragraphs 8 - 10
17 Ibid at paragraph 11 and Part 4d at paragraphs 17 - 20 and Exhibit A4 at paragraphs 6 - 8
18 Exhibit A4 at paragraphs 78 - 83
19 Ibid at paragraphs 84 - 88
20 Transcript PN 4081 - 4082
21 Ibid PN 4085
22 Ibid PN 4083 and 4096
23 Ibid PN 4110 - 4123
24 Ibid PN 4086 - 4088
25 Ibid PN 4088 - 4095 and 4098 - 4109
26 Ibid PN 4096
27 Ibid PN 4097 - 4098
28 Respondent’s Outline of Submissions, dated 29 December 2016, at paragraph 3
29 Exhibit R9 at paragraph 3(a) and Transcript PN 4161, 4165 and 4171
30 Ibid at paragraph 4(a) and ibid PN 4171
31 Transcript PN 4163 - 4164 and 4172
32 Exhibit R3 at Attachment SAE1
33 Transcript PN 4157
34 Ibid PN 4173 and Exhibit R9 at paragraphs 4(b) - (d)
35 Transcript PN 4158
36 Exhibit R9 at paragraph 5(a)
37 Ibid at paragraph 5(b) and Transcript PN 4159 - 4162, 4173 and 4175
38 Transcript PN 4162
39 Ibid PN 4167 - 4168
40 Ibid PN 4169
41 Exhibit R9 at paragraph 5(c)
42 Ibid at paragraph 5(d) and Transcript PN 4175 - 4177 and 4184
43 Ibid at paragraph 5(e)
44 Ibid at paragraph 6 and Transcript PN 4178 - 4183
45 Transcript PN 4186 - 4187
46 Ibid PN 4189 - 4199
47 Ibid PN 152 and Exhibit A4 at paragraph 1
48 Ibid PN 152 and ibid at paragraph 2
49 Ibid PN 153
50 Ibid PN 153 - 157, 162 and 381 and Exhibit A4 at paragraph 6
51 Ibid PN 180 - 182 and 228
52 Ibid PN 158
53 Ibid PN 171, 189, 366 and 383 and Exhibit A4 at paragraph 31
54 Exhibit A4 at paragraph 31
55 Transcript PN 384
56 Ibid PN 171
57 Ibid PN 172
58 Ibid PN 158 and Exhibit A4 at paragraph 9
59 Ibid PN 158, 164 and 166
60 Ibid PN 443 and Exhibit A4 at paragraphs 10 - 11
61 Ibid PN 158
62 Ibid PN 165
63 Ibid PN 159
64 Ibid PN 160
65 Ibid PN 177
66 Ibid PN 160, 177 and 440
67 Ibid PN 168 and Exhibit A4 at paragraphs 13 - 14
68 Ibid PN 168 - 169 and ibid at paragraph 15
69 Ibid PN 370
70 Ibid PN 372 - 374 and Exhibit A5 at Attachment Document AD
71 Ibid PN 169, 177, 318 - 320, 330 - 338, 342 - 350, 360, 362 - 364 and 367 - 369, Exhibit A4 at paragraphs 17 - 19 and Exhibit R5 at Attachment SMO3
72 Ibid PN 169 - 171 and Exhibit A4 at paragraphs 19 and 21
73 Ibid PN 177 and 350
74 Ibid PN 339 - 341 and Exhibit A4 at paragraph 31
75 Ibid PN 188
76 Ibid PN 189, 215 - 216, 364 and 375 and Exhibit A4 at paragraph 30
77 Exhibit A4 at paragraphs 32 - 33
78 Transcript PN 366
79 Ibid PN 189, 364 - 365 and Exhibit A4 at paragraphs 31 and 37
80 Ibid PN 189 - 190
81 Ibid PN 207 - 212
82 Ibid PN 308 - 309
83 Ibid PN 218 - 220, 223 and 366
84 Ibid PN 223 - 224 and 321 and Exhibit A5 at Attachment AJ
85 Ibid PN 226 - 227
86 Ibid PN 231
87 Ibid PN 389 - 394, 397 and 400 - 409 and Exhibit A4 at paragraphs 77 - 78
88 Ibid PN 232 - 235
89 Ibid PN 413 and 433
90 Exhibit R5 at Attachment SMO3
91 Transcript PN 304 and 361
92 Ibid PN 410
93 Ibid PN 411 - 412
94 Ibid PN 422
95 Ibid PN 304 and 361
96 Ibid PN 308 and 385 - 387
97 Ibid PN 480 and Exhibit A5 at Attachment Document K
98 Ibid PN 481
99 Ibid PN 482 and Exhibit A4 at paragraph 10
100 Ibid PN 483
101 Ibid PN 484 and 486
102 Ibid PN 487 - 488
103 Ibid PN 489 - 490
104 Ibid PN 491 - 493 and 858 - 861 and Exhibit A5 at Attachment Document X
105 Ibid PN 496 - 497
106 Ibid PN 498 - 499
107 Ibid PN 500
108 Ibid PN 501 and 503
109 Ibid PN 502
110 Ibid PN 503 - 507
111 Ibid PN 508 and 510
112 Ibid PN 509
113 Ibid PN 511
114 Ibid PN 513
115 Ibid PN 514
116 Ibid PN 515
117 Ibid PN 516
118 Ibid PN 517 - 518
119 Ibid PN 519
120 Ibid PN 519 - 520
121 Ibid PN 521
122 Ibid PN 522
123 Ibid PN 523 - 525 and Exhibit A4 at paragraph 12
124 Ibid PN 527 - 544
125 Ibid PN 545 - 547
126 Ibid PN 548 - 549
127 Ibid PN 551 - 553
128 Ibid PN 559 - 562 and Exhibit A5 at Document AD
129 Ibid PN 563 - 567
130 Ibid PN 568 - 569
131 Ibid PN 573 - 574 and 577
132 Ibid PN 575
133 Ibid PN 570 - 571
134 Ibid PN 570 - 572
135 Ibid PN 578 - 579 and Exhibit A4 at paragraph 19
136 Ibid PN 580 - 581 and ibid at paragraphs 20 - 21
137 Ibid 584 - 586
138 Ibid PN 587 - 589
139 Ibid PN 590 - 591
140 Ibid PN 592
141 Ibid PN 594
142 Ibid PN 596 - 598
143 Ibid PN 599 - 606
144 Ibid PN 607 - 609
145 Ibid PN 609 - 628 and 652 and Exhibit R1 at Attachment MPC2
146 Ibid PN 630
147 Ibid PN 631
148 Ibid PN 632 - 638
149 Ibid PN 639 - 642 and 646 - 647
150 Ibid PN 710 - 714
151 Ibid PN 715 - 718
152 Ibid PN 719 - 721 and Exhibit A4 at paragraph 19
153 Ibid PN 722
154 Ibid PN 723 - 730
155 Ibid PN 731 - 737
156 Ibid PN 879
157 Ibid PN 738 - 742 and Exhibit A4 at paragraph 23
158 Ibid PN 743 - 744
159 Ibid PN 745 - 747
160 Ibid PN 748 - 754 and Exhibit A4 at paragraph 29
161 Ibid PN 755 and ibid at paragraph 26
162 Ibid PN 757 - 759
163 Ibid PN 760 - 764 and Exhibit R5 at Attachment SMO9
164 Ibid PN 766 - 768
165 Ibid PN 769 and 771
166 Ibid PN 722
167 Ibid PN 773 - 774
168 Ibid PN 778
169 Ibid PN 780 - 783
170 Ibid PN 784 - 785
171 Ibid PN 787 - 791
172 Ibid PN 793 - 794
173 Ibid PN 799 - 801
174 Ibid PN 803
175 Ibid PN 810 - 812
176 Ibid PN 814
177 Ibid PN 817 - 819
178 Ibid PN 821 - 822
179 Ibid PN 835 - 837
180 Ibid PN 840 - 843 and Exhibit A4 at paragraphs 63, 64 and 71
181 Ibid PN 844, 849 - 851 and 862 - 865
182 Ibid PN 852
183 Ibid PN 857
184 Ibid PN 876 - 878 and Exhibit A4 at paragraph 19
185 Ibid PN 892 - 909 and ibid at paragraph 72
186 Ibid PN 911
187 Ibid PN 912 - 914
188 Exhibit R5 at Attachment SMO3
189 Transcript PN 1696
190 Ibid PN 1859
191 Ibid PN 2208 - 2209 and Exhibit R4 at paragraph 7
192 Ibid PN 1701 - 1703
193 Exhibit R3 at Attachment SAE1
194 Ibid at Attachment SAE2
195 Transcript PN 2470 - 2491, 2500, 2510 - 2511 and 2596 - 2601
196 Ibid PN 1704 - 1707 and 1881
197 Ibid PN 1708 and 1873
198 Ibid PN 1711 - 1712
199 Ibid PN 1710
200 Ibid PN 1719 - 1720 and 1875
201 Ibid PN 1732 - 1736, 1743, 1745, 1747, 1763 and 1820
202 Ibid PN 1744
203 Ibid PN 2212
204 Ibid PN 1746 and 1748
205 Ibid PN 1749 and 1871, 1931 - 1932 and 1935 - 1940
206 Ibid PN 2213 - 2215
207 Ibid PN 2217 - 2219
208 Ibid PN 1933
209 Ibid PN 1756 - 1757, 1814 - 1816 and 2024 - 2025
210 Ibid PN 1817 - 1819
211 Ibid PN 1971 - 1972 and 1988 - 1989
212 Ibid PN 1973 - 1977
213 Ibid PN 1995 - 2001 and Exhibit R4 at paragraph 14
214 Exhibit R4 at paragraphs 14 and 25
215 Transcript PN 2009
216 Ibid PN 2012 - 2013
217 Ibid PN 2010 - 2011 and Exhibit R4 at paragraph 12
218 Ibid PN 2021 - 2023 and ibid at paragraph 13
219 Exhibit R4 at paragraphs 16 - 19 and 34
220 Transcript PN 2216
221 Ibid PN 2029 - 2032 and Exhibit R4 at paragraph 20
222 Ibid PN 2035 - 2040 and ibid at paragraph 20
223 Ibid PN 2042 - 2043 and ibid
224 Ibid PN 2045 - 2046 and ibid
225 Ibid PN 2045 - 2060
226 Ibid PN 2065 - 2068 and Exhibit R4 at paragraph 21
227 Ibid PN 2069 - 2070 and ibid at paragraph 22
228 Ibid PN 2173 - 2174 and ibid at paragraph 45
229 Ibid PN 2110 - 2112
230 Ibid PN 2114 - 2118, 2122 and 2157 - 2158
231 Ibid PN 2160 - 2167 and Exhibit R4 at paragraph 32
232 Ibid PN 2167 - 2168
233 Ibid PN 2175
234 Ibid PN 1239 - 1243, 1279 - 1281 and 1284 - 1285
235 Ibid PN 1303 - 1304 and 1391
236 Ibid PN 1243 - 1244, 1392 and 1558 - 1562
237 Ibid PN 1282 - 1283 and 1317
238 Ibid PN 1286 and 1370
239 Ibid PN 1371
240 Ibid PN 1288 - 1292 and 1372
241 Ibid PN 1456 and 1551 and Exhibit R3 at paragraphs 13 and 15
242 Ibid PN 1453 - 1454 and ibid at paragraph 16
243 Ibid PN 1551 and ibid
244 Ibid PN 1336 - 1337, 1449 - 1450, 1545 - 1546 and 1563
245 Ibid PN 1451 - 1454, 1546 - 1547, 1552 - 1556 and 1564 and Exhibit R3 at paragraph 17
246 Ibid PN1550
247 Ibid PN 1565
248 Exhibit R3 at paragraph 14
249 Ibid at paragraphs 18 - 19 and Transcript PN 1466 - 1471
250 Ibid at paragraph 20 and ibid PN 1484
251 Ibid at paragraph 10 and ibid PN 1372 - 1377, 1390 and 1422 - 1446
252 Exhibit R3 at paragraph 10
253 Transcript PN 1378 - 1380
254 Ibid PN 1380
255 Ibid PN 1380 - 1386
256 Ibid PN 1353 - 1357
257 Ibid PN 1350 - 1361
258 Ibid PN 1293 - 1298
259 Ibid PN 1396
260 Ibid PN 1569 - 1575
261 Ibid PN 1464 - 1465
262 Ibid PN 1300 - 1302, 1334 - 1335 and 1541
263 Ibid PN 1541 - 1542 and Exhibit R3 at Attachment SAE3
264 Ibid PN 3187 - 3193, 3416 and 3421 - 3437
265 Ibid PN 3194 - 3195
266 Exhibit A5 at Attachment Document P
267 Transcript PN 3283 - 3285
268 Exhibit A5 at Attachment Document P
269 Transcript PN 3283 - 3298
270 Ibid PN 3306 - 3314
271 Exhibit A5 at Attachment Document P
272 Transcript PN 3333, 3342, 3345, 3350, 3457, 3465, 3471 and 3473
273 Ibid PN 3281 - 3282 and 3330 - 3332
274 Ibid PN 3327, 3329 and 3343, Exhibit A5 at Attachment Document M and Exhibit R6 at Attachment SMO10
275 Ibid PN 3333 - 3336, 3343, 3458 - 3464, 3467 - 3470 and 3576 - 3577
276 Ibid PN 3358 - 3360, 3578 - 3590 and 4030
277 Exhibit R3 at Attachment SAE 1
278 Ibid at Attachment SAE 2
279 Transcript PN 3337
280 Ibid PN 3360, 3369 and 3571 - 3574, Exhibit A5 at Attachment Document M and Exhibit R6 at Attachment SMO10
281 Ibid PN 3361 - 3364 and 3366
282 Exhibit A5 at Attachment Document M and Exhibit R6 at Attachment SMO10
283 Transcript PN 3365
284 Exhibit A5 at Attachment Document P
285 Transcript PN 3367 - 3368 and 3370
286 Ibid PN 3374 - 3375
287 Ibid PN 3539 - 3545 and 3564
288 Ibid PN 3548 - 3551
289 Ibid PN 3891
290 Ibid PN 3554 - 3555
291 Ibid PN 3871 and Exhibit R5 at Attachment SMO4
292 Ibid PN 3905
293 Ibid PN 3618 - 3625 and 3868
294 Ibid PN 3631 - 3632
295 Ibid PN 3644 - 3646
296 Ibid PN 3652 - 3658
297 Ibid PN 3837 - 3838
298 Exhibit R5 at Attachment SMO5
299 Transcript PN 3874 - 3875
300 Ibid PN 3881 - 3883
301 Ibid PN 3680 - 3684
302 Ibid PN 3690
303 Ibid PN 3740 - 3742
304 Ibid PN 3799 - 3800
305 Ibid PN 3474 - 3476
306 Ibid PN 2881 - 2894 and 2997
307 Ibid PN 2927
308 Ibid PN 2929 - 2934
309 Ibid PN 2978 - 2980
310 Ibid PN 2987 - 2988
311 Ibid PN 2996
312 Ibid PN 2997 - 3003
313 Ibid PN 3005
314 Ibid PN 3009 - 3011
315 Ibid PN 3012
316 Ibid PN 3031 - 3034
317 Ibid PN 3072
318 Ibid PN 3077
319 Ibid PN 3078
320 Ibid PN 3080 and 3096
321 Ibid PN 3097 - 3100
322 Ibid PN 3101 and 3799 - 3800
323 Exhibit A5 at Attachment Document K
324 Ibid at Attachment Document M
325 Exhibit R3 at Attachment SAE1
326 Ibid
327 Ibid at Attachment SAE2
328 Exhibit R5 at Attachment SMO4
329 Exhibit A6, at Part 6d
330 Ibid
331 Exhibit R9 at paragraph 8
332 PR592758
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