1
Fair Work Act 2009
s.394—Unfair dismissal
Pece Calovski
v
Opal Packaging Australia Pty Ltd
(U2023/10560)
COMMISSIONER MATHESON SYDNEY, 28 JUNE 2024
Application for an unfair dismissal remedy – forklift incident – unintentional – alleged brake
failure – failure to test for cause asserted by Applicant – deficiencies in investigation –
reinstatement – back pay.
[1] Mr Pece Calovski, (Applicant) made an application to the Fair Work Commission
(Commission) under s.394 of the Fair Work Act 2009 (Cth) (FW Act) for a remedy, alleging
that he had been unfairly dismissed from his employment with Opal Packaging Australia Pty
Ltd (Respondent). The Applicant seeks reinstatement and/or compensation,1 with reinstatement
being his preferred remedy.
When can the Commission order a remedy for unfair dismissal?
[2] Section 390 of the FW Act provides that the Commission may order a remedy if:
(a) the Commission is satisfied that the Applicant was protected from unfair dismissal
at the time of being dismissed; and
(b) the Applicant has been unfairly dismissed.
[3] Both limbs must be satisfied. I am therefore required to consider whether the Applicant
was protected from unfair dismissal at the time of being dismissed and, if I am satisfied that the
Applicant was so protected, whether the Applicant has been unfairly dismissed.
When is a person protected from unfair dismissal?
[4] Section 382 of the FW Act provides that a person is protected from unfair dismissal if,
at the time of being dismissed:
(a) the person is an employee who has completed a period of employment with his or
her employer of at least the minimum employment period; and
[2024] FWC 1717 [Note: An appeal pursuant to s.604 (C2024/4878) was
lodged against this decision - refer to Full Bench decision dated 30 January
2025 [[2025] FWCFB 16] for result of appeal]
DECISION
AUSTRALIA FairWork Commission
http://www.fwc.gov.au/documents/decisionssigned/pdf/2025FWCFB16.pdf
[2024] FWC 1717
2
(b) one or more of the following apply:
(i) a modern award covers the person;
(ii) an enterprise agreement applies to the person in relation to the employment;
(iii) the sum of the person’s annual rate of earnings, and such other amounts (if
any) worked out in relation to the person in accordance with the regulations,
is less than the high income threshold.
When has a person been unfairly dismissed?
[5] Section 385 of the FW Act provides that a person has been unfairly dismissed if the
Commission is satisfied that:
(a) the person has been dismissed; and
(b) the dismissal was harsh, unjust or unreasonable; and
(c) the dismissal was not consistent with the Small Business Fair Dismissal Code; and
(d) the dismissal was not a case of genuine redundancy.
Background
[6] The uncontested factual background to the matter is as follows:
• The Applicant commenced working for the Respondent on 10 December 2020 as a
machine operator before moving into the role of corrugator floater.
• In his role of corrugator floater, the Applicant was required to perform various tasks
including driving forklifts and working on a cardboard stacker.
• On 27 June 2023, the Applicant was the driver of a grab forklift that was the subject of
an incident at the Respondent’s premises. The cause of the incident is a matter in dispute
between the parties.
• After the incident the Applicant was suspended from forklift duties but otherwise
continued to perform duties on the cardboard stacker until being suspended from all
duties on 11 October 2023.
• On 3 October 2023 the Respondent wrote to the Applicant stating that it had received
reports from Adapt-A-Lift (the lessor of and entity that services the forklift) and
SafeWork NSW regarding the incident and that the reports “confirm that there was not
fault in the braking system on the grab forklift.”2 That letter went on to make allegations
that the Applicant:
1. failed to operate the “grab forklift” in a safe manner causing extensive damage and
created a safety incident that could have resulted in injury and or loss of life; and
[2024] FWC 1717
3
2. despite being informed that the reports from Adapt-A-Lift found that the braking
system for the grab forklift was in perfect working order, the Applicant had not been
willing to accept any responsibility for the incident despite being given the
opportuning to do so. The Respondent said this occurred in circumstances where:
(a) in a statement of 27 June 2023 the Applicant said that he tried to apply the brake
and his foot pushed the pedal to the floor, the pedal provided no resistance and
felt soft, there was no braking and the grab forklift kept moving;
(b) in a subsequent meeting on 4 July 2023 the Applicant was informed that the
report from Adapt-A-Lift stated that the braking system for the grab forklift was
in good working order, was again given the opportunity to state what had
occurred and did not accept any responsibility for the incident in that meeting.3
• The letter of 3 October 2023 required the Applicant to attend a meeting on 5 October
2023 to respond to the allegations and invited him to have a support person present.
• On 9 October 2023 the Applicant responded to the letter of 3 October 2023 in writing.
In that letter the Applicant maintained that during the incident on 27 June 2023 he
applied the brake, his foot pushed it to the floor, it was soft and provided no resistance
and the grab forklift kept moving.4
• On 11 October 2023 the Respondent wrote to the Applicant advising him that it had
completed its investigation and:
o found on the balance of probabilities that the incident on 27 June 2023 was due
to his “failure to operate the forklift in a safe manner, in line with [his] training,
which led to a serious accident that could have resulted in loss of life;”
o did not accept his explanation for the incident;
o was considering terminating his employment on the grounds of misconduct;
o invited the Applicant to a meeting to provide him an opportunity to provide any
further information he believed was relevant before a final decision was made;
o notified the Applicant of his immediate suspension from work.5
• On 13 October 2023 a meeting was held between the Applicant and Respondent.
• On 13 October 2023 the Applicant also responded in writing to the letter of 11 October
2023 raising a number of concerns including, by way of summary:
o that the investigator of the incident, Mr Alastair Conway, was not impartial;
o that statements of Adapt-A-Lift referred to in the incident report were
contradicted by the service manual;
[2024] FWC 1717
4
o concerns regarding the service history in relation to the grab forklift;
o that SafeWork NSW and the Respondent had relied on reports from Adapt-A-
Lift who the Applicant considered was not impartial;
o that the Respondent had breached its enterprise agreement during the
investigation process.6
• The Applicant also indicated in his letter of 13 October 2023 that he:
o had been truthful throughout the investigation process;
o thoroughly enjoyed working for the Respondent;
o would never intentionally endanger his colleagues;
o had been operating forklifts for 30 years without incident.7
• On 16 October 2023 the Respondent responded to the Applicant’s letter of 13 October
2023 confirming that the allegation that he did not accept responsibility for the incident
was substantiated because his explanation was inconsistent with:
o an email from the SafeWork NSW Inspector that said:
“The decision has been made that as the forklift operator Mr Pece Calovski
has already been suspended from using the forklift at the workplace since
the incident that Safework NSW will allow the PCBU to continue to manage
the incident and not use our powers under Clause 110 of the WHS Act 2011
[noting that the reference to “clause 110 of the WHS Act 2011” should have
been a reference to regulation 110 of the Work Health and Safety Regulations
2011 (NSW)].
It is an expectation that the PCBU will ensure that Mr Calovski is able to
operate high risk work competently and safety (sic) prior to being allowed
to use forklifts in the premises…”; and
o the report provided to SafeWork NSW by Adapt-A-Lift on 25 July 2023 in
response to a Notice to Give Information to SafeWork NSW issued to Adapt-A-
Lift pursuant to section 155(2) of the Work Health and Safety Act 2011 (NSW)
which confirmed that confirmed the forklift brakes were in working order.
The letter of 16 October 2023 invited a further written response ahead of a meeting.
• A meeting was held on 18 October 2023 between the Applicant and Respondent.
[2024] FWC 1717
5
• On 19 October 2023 the Respondent provided the Applicant with a letter notifying him
of the termination of his employment on the grounds of “misconduct”, stating
specifically that:
o on 27 June 2023 the Applicant failed to operate the grab forklift in a safe manner,
causing extensive damage and created a safety incident that could have resulted
in injury and or loss of life; and
o despite being informed that the reports from the forklift manufacturer, Adapt-A-
Lift, found that the braking system for the grab forklift was in perfect working
order he had not been willing to accept any responsibility for the incident despite
being given the opportunity to do so.
• The Applicant’s employment was terminated with immediate effect on 19 October
2023 and the Applicant was paid in lieu of notice.
• At the time of his dismissal the Applicant’s ordinary weekly earnings were $1,528.55.
The hearing
[7] There being contested facts involved, the Commission is obliged by s.397 of the FW
Act to conduct a conference or hold a hearing.
[8] After taking into account the views of the Applicant and the Respondent and whether a
hearing would be the most effective and efficient way to resolve the matter, I considered it
appropriate to hold a hearing for the matter (s.399 of the FW Act).
Permission to appear
[9] The Respondent sought to be represented before the Commission by a lawyer.
[10] Relevantly, s.596(1) of the FW Act provides that a party may be represented in a matter
before the Commission by a lawyer or paid agent only with the permission of the Commission.
[11] Section 596(2) provides that the Commission may grant permission for a person to be
represented by a lawyer or paid agent in a matter before the Commission only if:
(a) it would enable the matter to be deal with more efficiently, taking into account the
complexity of the matter; or
(b) it would be unfair not to allow the person to be represented because the person is
unable to represent himself, herself or itself effectively; or
(c) it would be unfair not to allow the person to be represented taking into account
fairness between the person and other persons in the same matter.
[12] The decision to grant permission is not merely a procedural step but one which requires
consideration in accordance with s.596 of the FW Act.8 The decision to grant permission is a
[2024] FWC 1717
6
two-step process. First it must be determined if one of the requirements in s.596(2) have been
met. Secondly, if the requirement has been met, it is a discretionary decision as to whether
permission is granted.9
[13] On the question of representation the Respondent submitted that:
• there are some complex issues arising in the matter that relate to the interaction with the
work health and safety regime;
• the Applicant was represented by an experienced lawyer and advocate in Mr Martin of
the “Automotive, Food, Metals, Engineering, Printing and Kindred Industries Union”
known as the Australian Manufacturing Workers’ Union (AMWU);
• it would be unfair to allow registered organisations to be able to have adequate legal
representation in circumstances where the Respondent did not.
[14] The Applicant did not object to the Respondent being represented by a lawyer.
[15] I was satisfied that there was complexity in relation to the matter having regard to the
matters in contest between the parties, particularly relating to the question of whether there was
a valid reason for the dismissal in the context of a very serious safety incident. In this regard
there was a significant volume of materials filed and a significant number of witnesses involved
in the proceedings, including two SafeWork NSW inspectors who were ordered to attend the
Commission and a witness that the Applicant had put forward as an expert. The competing
positions of the parties regarding the cause of the serious safety incident was to require detailed
testing of the evidence, including via a process of cross examination of multiple witnesses.
Having considered those matters, I determined that allowing the Respondent to be represented
by a lawyer would enable the matter to be dealt with more efficiently, taking into account the
complexity of the matter.
[16] I therefore decided to exercise my discretion to grant permission for the Respondent to
be represented pursuant to s.596(2)(a) of the FW Act.
[17] Accordingly, at the hearing held across 29 and 30 January 2024, the Respondent was
represented by Mr Latham, initial I, of counsel and the Applicant was represented by Mr Martin,
initial J, of the AMWU.
Witnesses
[18] 14 witnesses gave evidence to the Commission.
[19] The Applicant gave evidence on his own behalf and the following witnesses also gave
evidence on his behalf:
• Adam Williams, an employee of the Respondent, elected Health and Safety
Representative and former colleague of the Applicant who was working the day of the
incident;
[2024] FWC 1717
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• Rajiv Deo, employed by the Respondent as a ‘grab driver’ and who was working the
day of the incident;
• Feng Li, employed by the Respondent as a Machine Operator and who was working
the day of the incident; and
• Ahmet Sayan, employed by the Respondent as a Corrugator Operator, ‘Father of the
Chapel’, an elected Health and Safety Representative and who was not working the
day of the incident.
[20] The following witnesses gave evidence on behalf of the Respondent:
• Derek Sporl, employed by the Respondent as Health and Safety Business Partner;
• Ahmad Ibrahim-Elgarhy, employed by the Respondent as Site Manager;
• Rod Harris, employed by the Respondent as National Operations Manager;
• Glenn Wilson, employed by the Respondent as Production Manager;
• Alastair Conway, employed by the Respondent as Day Shift Manager;
• Tom Paraskevopoulos, employed by Adapt-A-Lift Group Pty Ltd as a Service
Technician;
[21] Todd Brennan is an employee of Forkpro Australia Pty Ltd.10 Mr Brennan’s evidence
in relation to his qualifications and experience was that:
• he completed an apprenticeship in Automotive Engineering in 1985;
• he then obtained a role as a Warrant Affairs manager with Toyota’s Forklift Division
and over the next 18 years was promoted to roles including Assistant National Service
Manager (Forklift Division), National Service Manager (Forklift Division), Customer
Service Manager responsible for parts and service operations (Forklift Division) and
Operations Manager - Second in charge of Toyota's Industrial Equipment Division;
• all roles with Toyota’s Industrial Equipment Division included forklift technical and
forklift operator training, as well as acting in industry advisory roles. This included
acting as Chairman for the Australian Forklift and Industrial Truck Association
(AFITA) Engineering Committee as well as representing Toyota on several Australian
Standards committees;
• he formed Forkpro Australia in 2002 and since doing so has consulted on forklift safety
matters to many major corporations and agencies, including providing expert opinions
to SafeWork NSW and WorkSafe Victoria in relation to workplace safety incidents
involving forklifts;
• he has a Diploma in Workplace Health and Safety.11
[2024] FWC 1717
8
[22] In December 2023 Mr Brennan was engaged by the Respondent, via its representative,
to provide an expert report, addressing specific questions, and to be available to give evidence
during the hearing.12 In doing so, Mr Brennan was asked by the Respondent’s representative to
consider the following documents:
• the Report of the Respondent’s ICAM (Safety) investigation (which is referred to
elsewhere in this decision as the Sporl Investigation Report);
• the Hyster Periodic Maintenance Manual that covers the forklift (Forklift Manual);
• the SafeWork NSW inspection report (SafeWork Inspection Report);
• the Job Service Card enclosing details of the post-incident inspection undertaken by
Adapt-A-Lift (Job Service Card);
• the Applicant’s response dated 9 October 2023 (Applicant’s First Response);
• the Applicant's response dated 13 October 2023 (Applicant’s Second Response).
[23] Mr Brennan provided his report to the Applicant’s representative on 10 January 2023
(Brennan Report).13 The Brennan Report states:
• it has been prepared on the basis of information received;
• except as otherwise stated, Mr Brennan does not imply and it should not be construed
that he has verified any of the documents provided to him or that his enquiries could
have verified any matter which a more extensive physical examination might disclose;
• Mr Brennan was not requested to investigate the incident on site;
• Mr Brennan has not tested the forklift involved in the incident;
• any conclusions drawn are from the documents provided to him and all opinions given
are Mr Brennan’s.14
[24] The Brennan Report indicates that in addition to the documents provided by the
Applicant’s representative he also considered:
• Australian Standard AS 2359.2-2013 Powered Industrial Trucks Operations;
• Work Health and Safety Regulation 2017 (NSW);
• Unit of Competency TLILIC0003 - Licence to operate a forklift truck;
• Hyster brochure S135-155FT Series; and
• Hyster S135-155FT Series technical guide.
[2024] FWC 1717
9
[25] The Brennan Report also indicates that Mr Brennan has relied on the following
assumptions:
• the term “Grab Forklift” is a term used to describe the counterbalance type forklift that
is fitted with a special Bolozoni Auramo brand paper roll clamp and this clamp is not
made by the forklift manufacturer Hyster;
• the forklift had sufficient speed and momentum to cause significant damage in a
relatively straight line over an approximate 10m distance;
• the forklift was tested post incident to determine the stopping distance at full speed and
the distance was approx. 7m;
• the distance between the impacted bollard and the fire safety door is 9m.15
[26] The following representatives of SafeWork NSW also gave evidence during the
proceedings:
• Emma Afeaki;
• Corey Myers.
Submissions
[27] The Applicant filed submissions in the Commission on 22 December 2023. The
Respondent filed submissions in the Commission on 15 January 2024. Final written
submissions were filed by the Applicant on 25 January 2024.
Has the Applicant been dismissed?
[28] A threshold issue to determine is whether the Applicant has been dismissed from his
employment.
[29] Section 386(1) of the FW Act provides that the Applicant has been dismissed if:
(a) the Applicant’s employment with the Respondent has been terminated on the
Respondent’s initiative; or
(b) the Applicant has resigned from their employment but was forced to do so because
of conduct, or a course of conduct, engaged in by the Respondent.
[30] Section 386(2) of the FW Act sets out circumstances where an employee has not been
dismissed, none of which are presently relevant.
[31] There was no dispute and I find that the Applicant’s employment with the Respondent
terminated at the initiative of the Respondent. I am therefore satisfied that the Applicant has
been dismissed within the meaning of s.385 of the FW Act.
[2024] FWC 1717
10
Initial matters
[32] Under s.396 of the FW Act, the Commission is obliged to decide the following matters
before considering the merits of the application:
(a) whether the application was made within the period required in subsection 394(2);
(b) whether the person was protected from unfair dismissal;
(c) whether the dismissal was consistent with the Small Business Fair Dismissal Code;
(d) whether the dismissal was a case of genuine redundancy.
Was the application made within the period required?
[33] Section 394(2) requires an application to be made within 21 days after the dismissal
took effect.
[34] It is not disputed and I find that the Applicant was dismissed from his employment on
19 October 2023 and made the application on 26 October 2023. I am therefore satisfied that the
application was made within the period required in subsection 394(2).
Was the Applicant protected from unfair dismissal at the time of dismissal?
[35] I have set out above when a person is protected from unfair dismissal.
Minimum employment period
[36] It was not in dispute and I find that the Respondent is not a small business employer,
having 15 or more employees at the relevant time.
[37] It was not in dispute and I find that the Applicant was an employee, who commenced
their employment with the Respondent on 10 December 2020 and was dismissed on 19 October
2023, a period in excess of 6 months.
[38] I am therefore satisfied that, at the time of dismissal, the Applicant was an employee
who had completed a period of employment with the Respondent of at least the minimum
employment period.
Application of an enterprise agreement
[39] It was not in dispute and I find that, at the time of dismissal, the Opal Fibre Packaging
National Enterprise Agreement 2022 applied to the Applicant’s employment.
[40] Further, it was not in dispute and I find that, at the time of dismissal, the Applicant was
earning $1,528.55 per week translating to an annual rate of earnings of $79,484.60. This is less
[2024] FWC 1717
11
than the high income threshold, which, for a dismissal taking effect on or after 1 July 2023, is
$167,500.
[41] I am therefore satisfied that, at the time of dismissal, the Applicant was a person
protected from unfair dismissal.
Was the dismissal consistent with the Small Business Fair Dismissal Code?
[42] Section 388 of the FW Act provides that a person’s dismissal was consistent with the
Small Business Fair Dismissal Code if:
(a) immediately before the time of the dismissal or at the time the person was given
notice of the dismissal (whichever happened first), the person’s employer was a
small business employer; and
(b) the employer complied with the Small Business Fair Dismissal Code in relation to
the dismissal.
[43] As mentioned above, I find that the Respondent was not a small business employer
within the meaning of s.23 of the FW Act at the relevant time, having in excess of 14 employees
(including casual employees employed on a regular and systematic basis).
[44] I am therefore satisfied that the Small Business Fair Dismissal Code does not apply, as
the Respondent is not a small business employer within the meaning of the FW Act.
Was the dismissal a case of genuine redundancy?
[45] Under s.389 of the FW Act, a person’s dismissal was a case of genuine redundancy if:
(a) the employer no longer required the person’s job to be performed by anyone because
of changes in the operational requirements of the employer’s enterprise; and
(b) the employer has complied with any obligation in a modern award or enterprise
agreement that applied to the employment to consult about the redundancy.
[46] It was not in dispute and I find that the Applicant’s dismissal was not due to the
Respondent no longer requiring the Applicant’s job to be performed by anyone because of
changes in the operational requirements of the Respondent’s enterprise.
[47] I am therefore satisfied that the dismissal was not a case of genuine redundancy.
[48] Having considered each of the initial matters, I am required to consider the merits of the
Applicant’s application.
Was the dismissal harsh, unjust or unreasonable?
[49] Section 387 of the FW Act provides that, in considering whether it is satisfied that a
dismissal was harsh, unjust or unreasonable, the Commission must take into account:
[2024] FWC 1717
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(a) whether there was a valid reason for the dismissal related to the person’s capacity or
conduct (including its effect on the safety and welfare of other employees); and
(b) whether the person was notified of that reason; and
(c) whether the person was given an opportunity to respond to any reason related to the
capacity or conduct of the person; and
(d) any unreasonable refusal by the employer to allow the person to have a support
person present to assist at any discussions relating to dismissal; and
(e) if the dismissal related to unsatisfactory performance by the person – whether the
person had been warned about that unsatisfactory performance before the dismissal;
and
(f) the degree to which the size of the employer’s enterprise would be likely to impact
on the procedures followed in effecting the dismissal; and
(g) the degree to which the absence of dedicated human resource management
specialists or expertise in the enterprise would be likely to impact on the procedures
followed in effecting the dismissal; and
(h) any other matters that the FWC considers relevant.
[50] I am required to consider each of these criteria, to the extent they are relevant to the
factual circumstances before me.16
[51] I set out my consideration of each below.
Was there a valid reason for the dismissal related to the Applicant’s capacity or
conduct?
[52] In order to be a valid reason, the reason for the dismissal should be “sound, defensible
or well founded”17 and should not be “capricious, fanciful, spiteful or prejudiced.”18 However,
the Commission will not stand in the shoes of the employer and determine what the Commission
would do if it was in the position of the employer.19
[53] Where a dismissal relates to an employee’s conduct, the Commission must be satisfied
that the conduct occurred and justified termination.20 “The question of whether the alleged
conduct took place and what it involved is to be determined by the Commission on the basis of
the evidence in the proceedings before it. The test is not whether the employer believed, on
reasonable grounds after sufficient enquiry, that the employee was guilty of the conduct which
resulted in termination.”21
Submissions
[2024] FWC 1717
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[54] By way of summary the Applicant initially submitted that there was no valid reason for
the dismissal related to the Applicant’s capacity or conduct because:
• the forklift was scheduled to have its 4000 hour service on 9 March 2023 and this service
was required to be performed pursuant to the Hyster periodic maintenance manual
however the Respondent did not service the forklift at that time as there was another
forklift that had broken down and needed to be serviced;22
• on 27 June 2023 the brakes of the forklift he was driving malfunctioned when he
attempted to undertake a routine park of the forklift and there is no evidence that the
Applicant was driving in a manner that was unsafe;23
• the failure to service the forklift contributed to the brakes malfunctioning, thereby
causing the incident.24
[55] After considering the evidence of the witnesses during the hearing the Applicant’s
position remained unchanged and the Applicant continued to submit that the incident arose
because he pressed down on the brake and it went soft.25 The Applicant submitted that there
were numerous failures to properly service and inspect the forklift, the possibility that the
brakes failed cannot be excluded and the possibility of brake failure is arguably likely.26 In
particular, the Applicant submitted that:
• the service records indicate that ‘preventative maintenance within an agreed scope of
work’ is narrower in scope than a 4000 hours service and a Jones v Dunkel inference is
available to the Commission given that the person who is said to have conducted the
service, Mr Pereira was not called as a witness;27
• Mr Paraskevopoulos failed to test the brake fluid for contamination, which has a high
likelihood of soft pedal (including the temporary malfunctioning of the brake);
• the Commission cannot be satisfied that the brakes didn’t fail because this test was never
done;
• had the test been done, the Commission would be in a position to know whether brake
failure was possible;
• because the Commission does not know whether brake failure did or did not happen
there cannot be a valid reason for dismissal.28
[56] The Applicant submitted that the Commission would need to be satisfied to the
Briginshaw standard of the serious allegation that he lied29 and that given that the evidence
demonstrates that the Applicant’s version of events is plausible and that the failure to service
the forklift increased the risk of that plausibility, it can’t be found that the Applicant was a liar.30
[57] The Applicant submitted that if the Commission did not accept that the brakes failed
and found there was an accident, this does not give rise to a valid reason.31 In particular the
Applicant submitted that:
[2024] FWC 1717
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• even if it could be established that the brakes did not malfunction and, instead the
incident was caused by the Applicant’s error, the decision to terminate the Applicant is
bereft of any valid reason as at worst, the incident was the result of a mistake which led
to damage of plant and equipment;32
• it’s possible that the Applicant’s foot could have slipped off the brake but this is
unknown and it is not open on the evidence that the Applicant hit the accelerator because
it’s possible that if you take your foot off the accelerator the forklift rolls and that could
easily cause the damage;33
• the damage could have been significantly mitigated had there been adequate barricades
in place.34
[58] The Applicant submitted that the evidence in the proceedings establishes that the
Applicant was not driving erratically or speeding and it was noted that Mr Conway and Mr
Ibrahim-Elgarhy considered the incident to be an accident.35
[59] The Applicant also submitted that the Respondent’s purported concern as to the
Applicant’s unwillingness to accept responsibility for the incident is artificial and if the
Respondent was so concerned about this aspect they would not have required the Applicant to
continue to work full-time (including regular overtime) for three and a half months after the
incident.36
[60] The Applicant submitted that the Respondent bears the evidentiary onus concerning the
question of whether there was a valid reason for the dismissal.37
[61] By way of summary the Respondent submitted that there was a valid reason for the
Applicant’s dismissal because:
• the Respondent has both common law and statutory obligations to ensure the safety of
its employees and has a common law duty to ensure a safe workplace38 and there are
very serious risks associated with contravention of these obligations;39
• SafeWork NSW has said that forklift operation is a high-risk activity which continues
to cause workplace deaths and injuries and to increase awareness began a forklift safety
compliance project in June 2021;40
• the Applicant was driving a forklift and collided with an orange and blue cylindrical
drum causing it to bend around a yellow bollard which was dislodged from the
floor.41The forklift then collided with other items of plant and equipment (including the
gas feed line to the boiler which led to the release of gas) before coming to its final
stopping place after colliding with a roller door and fire safety door, causing the fire
safety door to fly off its hinges/frame and land a few metres away. The Respondent
submits those ‘actions were inherently dangerous’;42
• in putting forward that the brakes failed, the Applicant lied and this was significant in
that it showed his untrustworthiness and put forward a version of events that if true may
have led to a prosecution of the Respondent under work health and safety legislation.43
[2024] FWC 1717
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[62] The Respondent submitted that:
• the Applicant’s position upon hearing the evidence appeared to be that there was a
possibility of water in the brakes, which turned into gas and then condensed back into
water, meaning that the brakes could initially work, would then fail, and would then
continue to work again44 and there was no evidence of this having occurred;45
• the scenario put forward by the Applicant is contrary to the evidence before the
Commission, including that the Adapt-A-Lift technician found no fault with the
brakes;46
• there is no evidence that Adapt-A-Lift did not do the tests it said it had done and
witnesses gave evidence in relation to the work that had been done;47
• there is no evidence of a failure to service the forklift which contributed to brake
malfunction48 and rather the evidence shows that the forklift was properly maintained
and there was no fault in the brakes;49
• while the Applicant submits the damage caused was the Respondent’s fault in failing to
implement adequate barriers to protect the boiler and other plant, the Applicant does not
explain how this would have reduced any risk to pedestrians caused by a forklift
careering through the workplace.50
[63] The Respondent submitted that the evidence establishes that had the Applicant taken his
foot off the accelerator, the forklift would have slowed and stopped before travelling nine
metres from the bollard and before hitting the fire door so hard that it knocked the fire door off
its hinges.51 The Respondent said that the forklift would have slowed further by hitting the
bollard and gas main.52
[64] The Respondent agreed that the Briginshaw standard applies53 and having heard the
evidence the Respondent submitted that at the heart of the matter was that the Applicant
maintained that the brakes were defective in circumstances where there was no evidence that
they were defective and a lot of evidence that they were not.54 The Respondent submitted that
the Applicant had provided no rational explanation as to why the brakes were defective.55
[65] The Applicant submitted that if the incident was the cause of an accident on the part of
the Applicant it would not constitute a valid reason. The Respondent submitted that this
submission proceeds on the basis that misconduct involves something more than mere
negligence, error of judgement or innocent mistake and does not take into account:
• the many cases which show that gross negligence may be grounds for a finding of
misconduct justifying summary dismissal;56
• the statutory definition of serious misconduct set out in Regulation 1.07 of the Fair
Work Regulations 2009 (Cth)(Regulations) which states that serious misconduct
includes conduct that ‘causes serious and imminent risk to the health and safety of a
person’. 57
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[66] The Respondent submitted:
• the Applicant does not contend that there was no serious and imminent risk to the health
and safety of a person and the Commission must find that the Applicant committed an
act of serious misconduct unless it finds that there was in fact a brake malfunction;58
• in any event, the statutory test does not require the employer to prove misconduct.
Rather, the statutory test is whether there was a valid reason for the dismissal related to
the person’s capacity or conduct (including its effect of the safety and welfare of other
employees);59
• the Applicant’s conduct or capacity clearly had an adverse effect on the safety and
welfare of other employees and a decision to terminate on that basis was clearly a valid
reason unless the Commission found there was a brake malfunction (submitting that this
finding would be contrary to the evidence);60
• the Applicant is left with a difficult task in that he must prove there was in fact a brake
malfunction, he cannot and as such the Commission should find that there was a valid
reason.61
[67] The Applicant submitted that the definition of serious misconduct set out in the
Regulations includes both:
• wilful or deliberate behaviour by an employee that is inconsistent with the continuation
of the contract of employment; and
• conduct that causes serious and imminent risk to:
o the health and safety of a person; or
o the reputation, viability or profitability of the employer’s business. 62
[68] The Applicant submitted there is no evidence before the Commission of the Respondent
engaging in wilful or deliberate behaviour inconsistent with the continuation of his employment
and without more, an accident or innocent mistake does not rise to the level of misconduct.63
Applicant’s experience and role
[69] The Applicant gave evidence that prior to and including working for the Respondent he
has operated forklifts and grab forklifts for approximately 25 years.64 The Applicant said the
incident involving the forklift was the first time in his career that he had ever had a forklift
accident.65
[70] The Applicant was initially employed by the Respondent as a machine operator from
around 10 December 2020 and from 13 October 2021 commenced training to work as a
corrugator floater.66 A corrugator floater is required to perform various tasks including driving
forklifts and working on a cardboard stacker.67
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[71] During cross examination Mr Conway was asked whether, aside from the incident, the
Applicant has always been a good worker to which he replied “he had been fine”.68 Mr Conway
also indicated that he was not aware of any incidents of the Applicant telling lies, that the
Applicant had otherwise performed his work competently and that during the period between
the time of the incident on 27 June 2023 and 11 October 2023, when the Applicant was
suspended, he had no problems with the Applicant.69
Evidence regarding the type of forklift involved in the incident
[72] The Applicant gave evidence that:
• a grab forklift (the forklift involved in the incident) is different to a regular forklift in
that, rather than having flat tines that can be loaded and unloaded, the grab of a grab
forklift has a semi-circular shape which is typically used to pick up cylindrical reels of
paper;
• the unloaded weight of the forklift is 11.33 tonnes which is significantly heavier than a
standard forklift70and it is approximately 3 metres long;71
• there are three grab forklifts at the site where he worked, one of which was out of
operation and had not been used for approximately four to six months prior to the time
of the incident;
• the reason for one of the grab forklifts being out of service was that it stopped working
while the Applicant was in the middle of driving it;
• as a result of a grab forklift being out of service the grab forklift involved in the incident
had been used on the day, afternoon and night shift five days per week for the entire
period the other forklift had been out of service;72
Forklift service history
[73] Adapt-A-Lift leases forklifts to the Respondent and also services and maintains these
forklifts, including the forklift the subject of the incident.73
[74] Rod Harris is the National Operations Manager of Adapt-A-Lift Group Pty Ltd
(Adapt-A-Lift), a position he held for two years at the time of filing his statement.74 Mr
Harris’ evidence was that:
• he is a qualified technician which is a specialised mechanics trade;
• his duties include overall responsibility for Adapt-A-Lift’s national product support
teams, including services and operations and oversight of the technical activities of
technicians via 12 direct reports under which approximately 120 employees sit;
• he has held similar positions with other companies in the 26 years prior to commencing
with Adapt-A-Lift.75
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[75] During cross examination, Mr Harris was asked when he last performed the role of a
qualified technician to which he responded:
“As far as day-to-day operation, probably 10 years, but as far as identification and fault
finding, on a daily basis.”76
[76] Mr Harris said he recalled receiving a call from Adapt-A-Lift’s NSW State Supervisor
informing him that a request had been received from the Respondent for a copy of the 12 month
service history for the forklift and that he told the NSW State Supervisor to provide the
requested material.77 Mr Harris said he understood that initially, Adapt-A-Lift provided the
Respondent with the service history for another forklift in the Respondent’s possession but that
the service history for the correct forklift was provided to the Respondent on 10 October 2023.78
A copy of the records of the forklift’s service history was attached to Mr Harris’ statement.79
[77] Mr Harris said that a 4000 hour service was carried out on 9 March 2023 by an Adapt-
A-Lift technician Merrik Peria.80 A copy of Mr Peria’s record of this was attached to Mr Harris’
statement.81
[78] A note on the copy of the service history states:
“they don’t want to give the machine, because the (sic) have a breakdown machine, when
the other one is fixed, they can give the machine.”
[79] Mr Harris said this note was recorded in Adapt-A-Lift’s system by Mr Peria on 2
February 2023 in connection with other maintenance work that was carried out on the forklift
on this date and that the 4000 hour service was subsequently rebooked and carried out by Mr
Peria on 9 March 2023.82 Mr Harris pointed to the entry on the record of service history which
states ‘4000 hour service’ and the record of Mr Peria which suggests that Mr Peria did make
the note about the Respondent not wanting to provide the forklift involved in the incident on 2
February 2023 and that a 4000 hour service was carried out on 9 March 2023 with a note on
that day stating:
“Carry out preventative maintenance service and safety inspection in the (sic) line with
aggreed (sic) of (sic) scope of work.”
[80] During cross examination it was put to Mr Harris that for a particular service (e.g. a 250
hour service, 500 hour service, 1000 hour service and 2000 service) the forklift manual has a
prescribed list of things that need to be done and Mr Harris confirmed this was correct.83 Mr
Harris was taken to the entries in Mr Peria’s records referring to the ‘4000 hour service’ and
‘Carry out preventative maintenance service and safety inspection in the (sic) line with aggreed
(sic) of (sic) scope of work’. It was put to Mr Harris that it would make no sense to carry out
both of those services and it would be one or the other that would have been carried out to
which Mr Harris responded that:
• this was just the terminology Adapt-A-Lift uses;
• the reference to a preventative maintenance service and safety inspection in line with
the agreed scope of work was a reference to the 4000 hour service.84
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[81] It was put to Mr Harris that:
• the language suggests an agreed scope of work is narrower than a 4000 hour service
because a 4000 hour service has a list of things that must be performed;
• the Respondent did not want to provide the machine for a 4000 hour service because
it would have meant longer time out for the forklift;
• this resulted in preventative maintenance being carried out with an agreed scope of
work which meant less time out off the floor.85
[82] Mr Harris responded by saying that Adapt-A-Lift did not do the service on the first
visit (in February) because the Respondent had another machine out of service but when
Adapt-A-Lift returned on 9 March it did undertake the service.86
[83] Mr Harris also gave evidence that:
• prior to the incident the Respondent did not contact Adapt-A-Lift in relation to the
forklift’s brakes;
• on 12 May 2023 Adapt-A-Lift replaced the handbrake lever on the forklift which was
physically broken but there were no issues with the mechanics of the forklift’s brakes.87
[84] The Applicant challenged the adequacy of the forklift’s servicing and in his response
dated 13 October 2023 to the allegations made against him (Second Response) stated:
“Within the 12 months recorded history, there has been no occasion in which brakes have
been serviced as per the maintenance schedule”.
[85] The expert engaged by the Respondent’s representative, Mr Brennan, was asked to
address whether a 4000 hour service entails an inspection or service of the brakes. The Brennan
Report states that the 4000 hour service entails service of the brakes and prior to this service
(according to the Forklift Manual) technicians must “Perform the 8-hour, 250-hour, 500-hour,
1000-hour and 2000-hour checks…” all of which entail a service of the brakes.88
[86] Mr Brennan was also asked by the Respondent’s representative to address the following
question:
“Even if the brakes had not been serviced in the 12 months prior to the accident, on a
scale of 1 to 10, 1 being “very unlikely” and 10 being “very likely”, how likely is it that
this would cause the brake pedal to go “soft” and provide “no resistance”, causing the
forklift to “keep moving”?”
[87] In this regard the Brennan Report states that the likelihood is rated as a 1 in Mr
Brennan’s opinion because, by way of summary:
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• with the forklift’s type of braking system, if the brakes failed he would not expect a
“soft pedal”;
• from the material before Mr Brennan he could see no evidence of oil being found on the
floor around where the incident occurred and this is relevant because an oil trail would
likely indicate failure of the brakes articulating system, hydraulics or wet brakes;
• if leakage from the system had occurred, evidence of oil escape would have been found
(and it was not);
• if the brake master cylinder seals had failed they do not “unfail”, evidence of this would
have been found at the Adapt-A-Lif inspection later that day and the issue would have
re-emerged with subsequent use;
• the Job Service Card states the brakes were working as per requirements;
• the forklift is equipped with wet type brakes which means they run in a hydraulic fluid
environment and are much less susceptible to wear.89
[88] The Applicant’s Second Response also states:
“Page 39 of the heister periodic maintenance schedule states that every 500 hours or 6
months the master brake cylinder rod and pin is lubricated, there is no records (sic) of
this occurring in the service records of Adapt a Lift”.
[89] In providing his report, Mr Brennan was asked by the Respondent’s representative to
address the following:
“(a) Does page 39 (or any other page) of the Manual state that every 500 hours or 6
months, the master brake cylinder rod and pin must be lubricated?
(b) Having regard for the Service History, when was the master brake cylinder rod
and pin last lubricated?
(c) As part of a “4000hr Service”, is the master brake cylinder rod and pin
lubricated?
(d) Even if the master brake cylinder rod and pin was not lubricated every 500 hours
or at least 6 months prior to the accident, on a scale of 1 to 10, 1 being “very
unlikely” and 10 being “very likely”, how likely is it that this issue would cause
the brake pedal to go “soft” and provide “no resistance”, causing the forklift to
“keep moving”?
[90] In this regard the Brennan Report states:
• Page 16 of the Manual states that the master brake cylinder rod and pin must be
lubricated at every 500 hour service.90
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• The Service History does not carry a sufficient breakdown (to show when the master
brake cylinder rod and pin was last lubricated).91
• Lubrication of the master brake cylinder rod and pin forms part of the 500 hour service
and the 500 hour service forms part of the 4000 hour service.92
• Should the lubrication not have occurred then the expected result would be eventual
seizure of the movement thus causing hard pedal (not soft pedal, as the Applicant
claims).
• Even if the master brake cylinder rod and pin was not lubricated every 500 hours or at
least 6 months prior to the accident, the likeliness that that this issue would cause the
brake pedal to go “soft” and provide “no resistance”, causing the forklift to “keep
moving” was rated as “1” in Mr Brennan’s opinion.93
[91] The Applicant’s Second Response states:
“Brake oil change (master cylinder) is to occur every 2000 hours or annually. Once again,
there are no records of this oil change being performed in the service records.”
[92] In providing his report, Mr Brennan was asked by the Respondent’s representative to
address the following:
“(a) Having regard for the Service History, is this statement correct?
(b) As part of a “4000hr Service”, is the brake oil changed?
(d) Even if the brake oil was not changed every 2000 hours or in the 12 months prior
to the accident, on a scale of 1 to 10, 1 being “very unlikely” and 10 being “very
likely”, how likely is it that this issue would cause the brake pedal to go “soft”
and provide “no resistance”, causing the forklift to “keep moving”?”
[93] In this regard the Brennan Report states:
• Page 16 of the Manual provides “Brake Oil Master Cylinder. Check indicator light every
8 hour/daily, check the fluid at every 500 hour/6 monthly service and replace it at every
2000 hour/annual service”.
• The Service History states a 4000-hour service was completed on 9 March 2023, so it
is assumed (by Mr Brennan) that this did occur however, it is noticed that, according to
the Service History, no brake oil has been charged for and page 16 of the Manual states
that 0.35 litres Dexron® III from Sealed Container is required for the brake oil change.94
• Even if the brake oil was not changed every 2000 hours or in the 12 months prior to the
accident, the likelihood that this issue would cause the brake pedal to go “soft” and
provide “no resistance”, causing the forklift to “keep moving” is rated as “1” in Mr
Brennan’s opinion because:
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o It is possible that low brake oil levels or the introduction of water to the system
may cause soft pedal however if this was the case, the indicator light on the dash
would be lit.95
o Low oil level is very unlikely to occur without a leakage occurring or the
indicator appearing on the dash and according to page 16 of the Manual this
warning light must be inspected by the operator at the daily inspection.
o Checking the indicator light on the dash is an operator responsibility and in
neither of the Applicant’s written responses or any of the other documents
provided to Mr Brennan is it raised that the warning light was lit.
o There was also no evidence of leakage.96
[94] The Brennan Report states that if low brake fluid levels occur or water is introduced to
the system the likelihood of soft pedal or non-existent pedal pressure is high however for the
reasons outlined above, the likelihood of low brake fluid levels occurring or water introduction
to the system occurring unnoticed is extremely low.97
[95] The Applicant’s Second Response states:
“Wet brake drive axle oil change on page 81 of the Heister periodic service manual
specifies this is performed every 1000 hours or 6 months. There is no record of this
service being performed as per the Heister periodic service manual.”
[96] In providing his report, Mr Brennan was asked by the Respondent’s representative to
address the following:
“(a) Does page 81 (or any other page) of the Manual say that the wet brake drive axle
oil change must be performed every 1000 hours or 6 months?
(b) Having regard for the Service History, when was wet brake drive axle oil last
changed?
(c) As part of a “4000hr Service” is the wet brake drive axle oil changed?
(d) Even if the wet brake drive axle oil was not changed every 1000 hours or at least
6 months prior to the accident, on a scale of 1 to 10, 1 being “very unlikely” and
10 being “very likely”, how likely is it that this issue would cause the brake
pedal to go “soft” and provide “no resistance”, causing the forklift to “keep
moving”?”
[97] In this regard the Brennan Report states:
• Page 16 of the Manual states that the wet brake drive axle oil change must be performed
every 1000 hours or 6 months98 and as the 1000 hour service forms part of the 4000
hour service the wet brake drive axle oil is required to be changed.99
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• The Manual requires the change of oils in five separate chambers of the wet brake
system and in this regard:
o 25 litres in total are required;
o 12 litres of HP GEAR OIL 80W/90 $L (PER LITRE) is shown in the Service
History (reference 1473584, 24 February 2023). This is used on the Wet Brake
Drive Axle Centre section and is a lower viscosity to the oils required in the left
and right side wet brakes;
o there is insufficient information to know when or if the wet brake oils had been
changed;
o it is generally accepted that where a service is designated then reference back to
the Manual will provide the required level of detail and that detail does not need
to be listed in the Job Card or Service History;100
• In the case of the oil not being changed (if that was in fact the case), it is unlikely that a
sudden or unexpected change in braking performance would occur as a result and any
change in braking would be gradual.101
• As the post incident inspection shows no sign of oil leakage or failure then it is unlikely
that sudden brake failure would occur.102
[98] In circumstances where the wet brake drive axle oil was not changed every 1000 hours
or at least 6 months prior to the accident, Mr Brennan rated the likelihood of soft pedal or non-
existent pedal pressure as “1 or 2” in his opinion.103
[99] The Applicant’s Second Response states:
“Brake system accumulator checks on page 99 of Heister periodic service manual. This
check is done every 2000 hours or annually. There are clear instructions in the manual
outlining what pressures are required for the system. There is no record of this check
being performed as per the manual in the Adat a Lift service records.”
[100] In providing his report, Mr Brennan was asked by the Respondent’s representative to
address the following:
“(a) Does page 99 (or any other page) of the Manual say that the brake system
accumulator check must be done every 2000 hours or annually?
(b) Having regard for the Service History, when was the brake system accumulator
last checked?
(c) As part of a “4000hr Service” is the brake system accumulator checked?
(e) Even if the brake system accumulator was not checked every 2000 hours or at
least 12 months prior to the accident, on a scale of 1 to 10, 1 being “very
[2024] FWC 1717
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unlikely” and 10 being “very likely”, how likely is it that this issue would cause
the brake pedal to go “soft” and provide “no resistance”, causing the forklift to
“keep moving”?”
[101] In this regard the Brennan report indicates:
• Page 16 of the Manual suggests that the 2000 hour or 12 month service requires that the
service “check pressure only”.104
• There is insufficient information (in the service history) to know when the pressure was
last checked.105
• As the 2000 hour service forms part of the 4000 hour service the brake system
accumulator would need to be checked as a part of this service.106
• In the event the accumulator was not serviced (if that was in fact the case) it is unlikely
that a sudden or unexpected change in braking performance would occur and as the
post-incident inspection showed no sign of failure it is unlikely that sudden brake failure
would occur (with Mr Brennan emphasising “sudden or unexpected change in
braking”).
• For the above reasons the likelihood was rated as 1 or 2. 107
[102] The Respondent’s representative asked Mr Brennan to provide an opinion as to whether
the Service History was deficient in any way in relation to the service and maintenance of the
forklift’s brakes in relation to which the Brennan Report states:
“In reviewing the Adapt-A-Lift service history provided, it is not possible to state whether
it is "deficient" or "not deficient". It is industry standard not to list the full contents of
any particular periodic service, but to rely on the Manual to provide such detail. I would
expect to see parts and fluids listed that would match up with that specified in the
Manual. There does appear to be some anomalies in the Service History provided in this
regard. i.e. certain parts or lubricants required by the schedule set out in the periodic
maintenance table in the Manual are not listed in the Service History. However, that
does not directly mean that this was not completed. Just that they are not listed”.108
[103] During cross examination it was put to Mr Brennan that if the list of items that must be
done as a part of a 4000 hour service were not performed this would increase the risk of brake
failure and Mr Brennan agreed.109 It was then put to Mr Brennan that there were a number of
things he could not identify in the forklift history as being completed because they did not
appear in the history including:
• whether the master brakes cylinder and rod were lubricated, to which Mr Brennan
agreed;
• whether the brake oil change had been carried out, to which Mr Brennan agreed;
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• whether the wet brake axle oil change had been carried out, to which Mr Brennan
indicated there was no charge for this in the service history;
• whether the brake system accumulator had been serviced, to which Mr Brennan
indicated that it had not been specifically listed in the service history.110
[104] It was put to Mr Brennan that if it was the case that none of the above had been carried
out, the cumulative effect would significantly increase the risk of brake failure, including a
temporary failure, and he agreed.111
Employee evidence concerning the forklift incident
[105] An incident report was completed by the Respondent following the incident and was
provided to the Applicant during the investigation. The Applicant attached a copy of this
incident report to his statement112 (Respondent’s Incident Report).
[106] The Applicant’s normal starting time was 6.50am and as a floater he could be required
in different areas of the business.113 The Applicant provided the following account of events
concerning the incident:
• on 27 June 2023 he either looked at the whiteboard to identify his tasks for the day or
was directed to operate a grab forklift at the ‘wet end’ of the corrugator, which is where
paper is first loaded into the corrugator machine;114
• prior to operating the forklift he checked to make sure all the correct reels were set up
from the night before which took approximately 20 minutes;115
• he then transported the reels on the ground next to the corrugator machine so the
machine operators could run the paper through the machine to create cardboard;116
• after approximately 20 minutes of operating the grab forklift he picked up a ‘butt reel’
(being a reel containing what is left over from a full reel which can be used for another
job) at the wet end of the corrugator117 and close to the yellow trolley in the top left
hand corner of page 20 of the Respondent’s Incident Report;118
• at this time the forklift was facing towards the orange and blue drum pictured at page
20 of the Respondent’s Incident Report;119
• he rotated the clamp, which was holding the butt reel approximately one metre in the
air, from vertical to horizontal so he could place the butt reel on the ground with it
facing the correct way for insertion into the corrugator by the machine operator;120
• as he rotated the clamp a red metal plate fell from the clamp itself to the ground;121
• he immediately put the butt reel back down on the ground for safety,122 turned off the
grab forklift and went to inspect the plate with Mr Williams;123
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• the forklift was parked approximately two to three metres from the yellow trolley in the
top left hand corner of page 20 of the Respondent’s Incident Report;124
• he had a conversation with Mr Williams and they agreed that they should notify the
supervisor that the plate had fallen off the forklift and that Adapt-A-Lift (the company
contracted by the Respondent to service its forklifts) should be contacted to fix the
forklift;125
• he got back in the forklift, reversed the forklift for approximately one or two metres to
put the butt reel down safely and out of the way and then went to park the forklift near
the boiler;126
• as he was driving he pushed down on the brakes approximately two metres before
where he had intended to park the forklift and when he pressed the brake it went all the
way to the floor and had no resistance;127
• the forklift continued to move forward, he was aware that the boiler was on his left and
that the forklift was going to hit something, so he intentionally steered the forklift as
straight as possible to ensure he went between the boiler and starch kitchen to minimise
damage;128
• as he steered the forklift straight, it collided with the orange and blue cylinder causing
it to bend around the yellow bollard shown at pages 20 and 21 of the Respondent’s
Incident Report;
• the forklift then continued straight before eventually colliding with the roller door,
among other items of plant and equipment (including the gas feed line to the boiler
which led to the release of gas), and stopping;129
• the time between the Applicant pressing on the brakes to when the forklift collided with
the roller door was a few seconds;130
• he could not be certain as to whether the engine was still running or whether he turned
the ignition off when he got out of the forklift as he was in shock;131
• he estimated the distance between where the forklift was initially parked when the plate
fell off the clamp to the roller door to be 15 to 20 metres;132
• he estimated the distance between where he pressed the brakes to the roller door to be
eight to 10 metres.133
[107] The Applicant said:
• he did not press the accelerator and that if he did the forklift would have sped up;
• the forklift continued but decreased in speed, particularly after colliding with plant and
equipment;
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• he was not driving anywhere near full speed.134
[108] The Applicant said after the crash he got out of the forklift and Mr Deo was near him
and said ‘are you ok?’.135 The Applicant recalled having a conversation with Mr Williams and
Mr Deo generally discussing that the brakes did not work but could not recall exactly when.136
[109] The Applicant underwent a drug and alcohol test which returned a negative result.137The
Applicant used a cab charge to go to hospital as he had a minor injury to his shoulder and was
told he could return to work the next day.138
[110] Mr Williams is employed by the Respondent as a ‘floater’ and is also an elected Health
and Safety Representative, a role he had held for approximately 19 years.139 Mr Williams was
working on 27 June 2023, the day of the incident. Mr Williams provided the following account
of events concerning the incident:
• just before 7.30am on 27 June 2023 he was working on module facer 1 (MF1) with 10
other people including Feng Li and Rajiv Deo;140
• he saw that the Applicant was operating a grab forklift and had picked up a butt reel;
• he saw that a red plate fell from the forklift’s clamp;141
• the Applicant placed the butt reel back down on the ground and stopped the forklift and
Mr Williams was standing approximately five metres away from the forklift at this
point;142
• he immediately went over to the forklift with Son Thatch to see what had happened and
recalled that Mr Deo was also close by;143
• he told the Applicant that they should move the red metal plate to the side and call the
control room to advise them that the plate had fallen off the forklift;144
• he picked up the red metal plate and lent it against a rubbish bin at MF1;145
• at this stage the forklift was parked in the direction of the blue and orange drum and
parked within a couple of metres of the yellow trolley (depicted in the second photo on
page 20 of the Respondent’s Incident Report);146
• he then continued to work on the MF1;147
• a couple of minutes later he saw the Applicant get back in the grab forklift and assumed
he was going to park it in the usual area near the boiler given the plate had fallen off its
clamp;148
• he then watched the Applicant drive the forklift and it was not being driven fast or
erratically.149 During cross examination Mr Williams confirmed that when he said the
forklift wasn’t being driven fast he was saying that it was not being driven at more than
10 kilometres per hour;150
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• he saw the forklift collide with the orange and blue drum before continuing between the
boiler and the starch kitchen and eventually hitting the roller door where it stopped;151
• the distance between where the forklift was originally when the plate dropped from the
clamp up to the roller door is approximately 15 metres;152
• whilst the Applicant was still in the grab forklift he turned around with his arms out and
looked stunned by what happened;153
• he went straight onto the two-way radio, said “emergency, emergency” and told the
control room to stop the corrugator;154
• shortly after making this call over the radio there was a strong smell of gas and the fire
alarm went off;155
• Mr Deo and Ahmad Ibrahim Elgarhy (Mr Elgarhy) later told him that Mr Deo had turned
off the gas valve;156
• later on that same day the Applicant told him that the brakes on the forklift did not
work.157
[111] During cross examination Mr Williams was asked a number of questions in the context
of his role as a health and safety representative. Mr Williams was asked whether, after hearing
the Applicant’s account that the brakes on the forklift did not work, he told management that
the forklift should not be moved to which he indicated that when the fire alarm went off,
everyone evacuated to the car park and the site of the incident was preserved.158
[112] Mr Williams was asked whether at that stage he told anybody that he had been told that
the brakes did not work to which he responded that he told Mr Conway.159
[113] Mr Deo is employed by the Respondent as a ‘grab driver’ and was also working on MF1
at the time of incident.160 Mr Deo’s evidence was that:
• at approximately 7.30am on 27 June 2023 he was working at MF1, heard a loud noise
and was standing approximately 10 metres away from the grab forklift when this
occurred;161
• he could not initially see when he looked over as there were paper rolls obstructing his
view;162
• he then walked towards the grab forklift to see what happened and noticed Mr Williams
and the Applicant;163
• he saw that the red guard plate from the forklift’s clamp was leaning against the nearby
rubbish bin;164
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• he inspected the forklift to see where it had fallen off and how it would be put back into
place;165
• referring to the second photo on page 20 of the Respondent’s Incident Report, the
forklift was parked near the yellow trolley on the left-hand side of the picture;166
• he intended to use the two-way radio to call Mr Conway, the Day Shift Manager, to
advise him that the plate had come off the forklift and needed to be repaired however
before he could do so he heard a loud bang and instinctively yelled out “woah”;167
• he turned around and saw that the orange and blue drum had been impacted and saw the
forklift slowly rolling towards the roller door before it stopped;168
• at most, he saw the forklift rolling for a second or two after it had already hit the drum;169
• the approximate distance between where the forklift was initially parked when the plate
had fallen and once the forklift had rolled to a stop was approximately 15 metres;170
• once the forklift had stopped he ran over to see if the Applicant was ok;171
• he then went through the starch kitchen and went to see the Applicant and asked if he
was ok;172
• the Applicant looked at him but did not say anything and looked very shocked;173
• he immediately heard a loud whistling sound and realised gas was leaking;174
• he went outside the fire door next to the roller door looking for a valve to turn the gas
off;175
• he then saw Mr Ibrahim-Elgarhy and informed him of the incident and that the gas
needed to be turned off and then turned off the gas at the roadside meter.176
[114] Mr Li is employed by the Respondent as a Machine Operator and was also working on
MF1 on the day of the incident.177 Mr Li’s evidence was that:
• in the morning of 27 June 2023 he was working at reel stand 10 at MF1 when he heard
a bang and turned around and saw the Applicant getting out of the grab forklift;178
• he then saw Mr Deo, Mr Williams and the Applicant investigating what had
happened.179 Referring to the second photo on page 20 of the Respondent’s Incident
Report, Mr Li said the forklift was parked near the yellow trolley and that he was
standing approximately 15 metres away from the forklift at the time;180
• he walked up close to the forklift, approximately three or four metres away, and noticed
something on the floor and at this stage the forklift was facing slightly to the right of the
blue and orange drum contained in the second picture on page 20 of the Respondent’s
Incident Report;181
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• he assumed something had fallen off the grab forklift and as Mr Deo, Mr Williams and
the Applicant were dealing with the issue he returned to working on the machine;182
• about a minute later he finished working on the reel, was picking up rubbish off the
floor, turned around and saw the Applicant in the forklift for about one or two seconds
before it collided with the roller door and came to a stop;183
• the distance between where the forklift was originally parked when the plate fell off to
the roller door was approximately 20 metres;184
• he saw the Applicant get off the forklift, he walked over to see how the Applicant was
and noticed that the Applicant was shaken by the incident and that Mr Deo and Mr
Williams were standing nearby;185
• he asked the Applicant “are you okay” but cannot recall if he responded or not;186
• shortly after the incident all employees were directed to leave the site and go to the
emergency point.187
[115] Mr Li said he was not sure how fast the forklift was going, he only saw the last one or
two seconds of the Applicant on the forklift before it stopped and he did not see the forklift
impact the blue and orange drum in the photo.188
[116] Mr Wilson was working on the morning of the incident, heard a radio call from Mr
Williams at approximately 7.38am indicating an emergency and that the forklift had hit the
boiler, heard the site’s alarms sound at 7.40am, called the fire brigade and started evacuating
the site with the evacuation completed by approximately 7.45am.189 Mr Wilson’s evidence was
that after employees were able to return to the site, at approximately 8.18am he went to look at
the location of the incident and upon doing so observed:
• there was a ruptured gas pipe next to the boiler, electrical equipment such as computers
and monitors close by and the potential for a large explosion;
• the forklift had travelled between the boiler and the starch kitchen and this area is not
much wider that the forklift itself;
• a 40 gallon drum had been crushed against a bollard;
• the bollard was partially dislodged from where it was bolstered to the floor of the factory
and was also bent at its foot;
• a gas pipe attached to the boiler was ruptured;
• the fire door beyond the boiler and starch kitchen was knocked completely off its hinges
and had landed a few metres from the doorway;
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• the roller door immediately to the left of the fire door was partially dislodged and dented,
having been pushed outwards by the grab forklift.190
[117] Mr Wilson arranged for the Applicant to undergo drug and alcohol testing and when he
met him at around 9.15 am for this purpose observed that the Applicant appeared to be very
shaken and in shock.191 The testing identified that the Applicant did not have any drugs or
alcohol in his system.192
Evidence concerning events following the incident – the Respondent’s investigation –
interviews with employee witnesses
[118] Alastair Conway is the Respondent’s Day Shift Manager.193 Mr Conway did not see the
incident but conducted preliminary interviews with employees who were present during the
incident, including the Applicant.194
[119] Mr Williams gave evidence that later on the day of the incident, at approximately
10.30am, he attended a meeting with Mr Conway and Mr Dixon and explained what he had
heard and seen and Mr Conway made notes of that meeting.195 This is consistent with the
evidence of Mr Conway.196A copy of Mr Conway’s notes of that meeting were attached to his
statement197 and indicate that during that meeting Mr Williams said:
• he was working at MF1, observed the forklift pick up a butt reel and then a red plate fell
from the clamp;
• the Applicant put the butt (reel) down and stopped the forklift;
• he and Mr Thatch approached the forklift;
• he picked up the plate and lent it against a rubbish bin at MF1;
• 2 to 5 minutes later the Applicant went to park the forklift by the reels opposite MF1;
• the forklift didn’t stop and came to rest in front of the red exit door past the boiler and
starch kitchen;
• the Applicant looked back with arms outstretched as if in a very surprised state as if
saying “what happened there?”
• Mr Williams went to the two-way radio and called “emergency, emergency, stop the
corrugator”;
• there was a strong gas smell followed a couple of minutes later by the fire alarm going
off.198
[120] The account recorded by Mr Conway does not contradict Mr Williams’ account of the
incident as set out in his witness statement.
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[121] Mr Li’s evidence was that at approximately 9am on the day of the incident he attended
a meeting with Mr Conway to provide his account of what he saw, this conversation lasted
approximately 5-10 minutes and Mr Conway briefly summarised the conversation in his
notes.199 This is consistent with the evidence of Mr Conway.200A copy of Mr Conway’s notes
of that meeting were attached to his statement201 and indicate that during that meeting Mr Li
said:
• he was working at MF1, heard a bang, looked up and the forklift had stopped;
• the Applicant stepped off the forklift and Mr Li saw Mr Thatch and Mr Williams at the
forklift;
• approximately 1 or 2 minutes later he observed the forklift driving between the boiler
and starch kitchen towards the red exit door.
[122] The account recorded by Mr Conway does not contradict Mr Li’s account of the incident
as set out in his witness statement.
[123] Mr Deo’s evidence was that at approximately 11.25am on the day of the incident he
attended a meeting with Mr Conway and explained what he had heard and seen and Mr Conway
took notes during this meeting.202 This is consistent with the evidence of Mr Conway.203A copy
of Mr Conway’s notes of that meeting were attached to his statement204 and indicate that during
that meeting Mr Deo said:
• he was working at MF1 and heard a loud noise which was a red plate falling from the
grab clamp;
• he went to take a look and saw the metal plate against a rubbish bin;
• he looked at the grab to see how/why the plate had fallen from the clamp before moving
back to MF1 and at this time the forklift was parked more or less pointing towards MF1;
• he then heard a bang which was the forklift hitting a large chemical defoamer drum and
he looked up to see the forklift slowly moving forward between the boiler and starch
kitchen and then stopping;
• he went to check on the Applicant by walking through the starch kitchen area and asked
the Applicant if he was ok;
• he realised there was a gas leak and walked through the exit doorway looking for a gas
stop valve;
• Mr Ibrahim-Elgarhy was outside the exit doorway and Mr Deo informed him of the
accident and that the gas had to be turned off;
• he then turned the gas off at the roadside gas meter.205
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[124] The account recorded by Mr Conway does not contradict Mr Deo’s account of the
incident as set out in his witness statement.
Evidence concerning events following the incident – the Respondent’s investigation -
Adapt-A-Lift
[125] Mr Conway called Adapt-A-Lift on the day of the incident.206 Mr Conway said in his
written statement that he was aware that the Applicant was attributing the incident to the
forklift’s brakes and when he called Adapt-A-Lift explained that the forklift had been involved
in a significant incident and needed to be inspected.207 However during cross examination Mr
Conway indicated he could not recall whether he explained to the person on the phone that the
brakes had allegedly failed.208 Mr Conway gave evidence that:
• a technician arrived on site and waited in the yard until SafeWork confirmed that the
site did not need to be preserved;209
• he spoke briefly to the technician before he removed the forklift from the site to carry
out his inspection and cannot recall what was discussed at that time.210During cross
examination Mr Conway said he believed he said to the technician “we believe there
may be a brake issue” although could not recall the exact details of the conversation;211
• after the technician finished his inspection he had a brief discussion with him and
recalled the technician saying something along the lines of:
“Look, there’s nothing wrong with the brakes. The brakes are fine”;212
• when the assessment was complete he signed the service report on the technician’s iPad
but was not given a copy.213
[126] Derek Sporl said that he also met the technician, he and Mr Conway watched as the
technician removed the forklift from the impact site which required use of both the brakes and
accelerator and the technician then said words to the effect of:
“There’s nothing wrong with the brakes”.214
[127] Mr Sporl said he then instructed the technician to conduct a full inspection of the forklift
in the service bay and observed the technician driving the forklift out of the building towards
the service area, which is in a different location on site, while he stayed at the immediate
incident site to gather evidence.215 Mr Sporl said that before the technician left to conduct the
full inspection he explained to Mr Sporl that even if the forklift loses power (or cuts out)
deceleration will occur at the same rate as if the forklift was powered and that he understood
this to mean that if there was a total brake failure or the forklift cut out it would decelerate (or
slow down) at the same speed as if it were powered.216
[128] Mr Williams said:
• he was aware that the Respondent preserved the incident site and contacted SafeWork
to notify it of the incident on the same day;217
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• the Respondent was released from preserving the site on the morning of the incident;218
• he is aware that at around 10.30am an Adapt-A-Life technician came to site to inspect
the forklift involved in the incident.219 Mr Williams attached a copy of the service job
cards completed by Adapt-A-Lift to his statement indicating that Adapt-A-Lift carried
out an inspection and provided a diagnosis of the brake system on 27 June 2023.220
[129] Tom Paraskevopoulos is employed by Adapt-A Lift as a Service Technician and at the
time of filing his statement on 18 January 2024 had held this position for one year.221 Mr
Paraskevopoulos’ evidence was that:
• in his position as Service Technician his duties include, among other things, the repair
of forklifts of various makes and models that have broken down, are not going or have
some kind of defect or issue;222
• he has held similar positions with other companies for around 27 years;223
• he is a qualified auto-electrician and motor-mechanic;224
• he holds ‘tickets’ in electric vehicles, hydraulics, welding and air conditioning.225
[130] Mr Paraskevopoulos said that on 27 June 2023 his Service Controller allocated him a
job at the Respondent’s Revesby site involving an inspection of ‘unit H12149 – Hyster forklift
model S155FT’, including its brakes.226 Mr Paraskevopoulos said he did not speak to anyone
who works for the Respondent prior to arriving on site.227 Mr Paraskevopoulos met Mr Conway
and Mr Sporl on site and said he waited a ‘considerable period of time’ before he was told that
SafeWork NSW was not coming on that day and he could remove the forklift from the crash
area and undertake the inspection.228
[131] Mr Paraskevopoulos said that Mr Conway and Mr Sporl escorted him to the forklift
which was located in the factory where the paper rolls were stored and when he reached the
forklift he:
• took photos of it while stationary before the inspection;
• removed the forklift from the crash area which required the use of the forklift’s brakes
and accelerator;
• had a brief discussion with Mr Conway and Mr Sporl, after which he drove the forklift
to the service area where he completed a full assessment of it.229
[132] Mr Paraskevopoulos said his full assessment of the forklift involved:
• carrying out a visual inspection of the unit and in doing so ‘nothing unusual jumped out’
at him;
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• removing the floor plate to ensure there were no oil leaks and in doing so found there
were not;
• making sure that none of the lines were cut or broken, as this can cause the brakes to
fail, with him finding they were not;
• checking the operation of the handbrake with him finding that it was operational;
• checking the operation of the throttle with him finding that ‘it tested fine’; and
• inspecting the brake system and in doing so he identified that the fluid and all
adjustments were correct as per the specifications.230 In relation to this inspection of the
brake system Mr Paraskevopoulos confirmed that this was confined to a ‘visual’ and
‘measured’ inspection.231
[133] Mr Paraskevopoulos’ evidence was that:
• the forklift has a wet brake system which means that it is boosted through a transmission,
hydraulically, and a clutch and metal plate, which sit in oil;
• when the brake is applied the forklift uses boosted pressure, which pushes into the
clutch;
• because the braking system is a wet brake system, there is minimum wear and tear on
the parts of the brake;
• his visual inspection of the brakes did not identify any wear;
• he tested the brake capacity by sitting in the forklift, bringing it up to maximum speed
and applying the brakes;
• if the braking capacity is working as it should, the forklift will stop within 2 metres of
the brake being applied;
• when he carried out this test the forklift stopped within approximately 2 metres of the
brake being applied;232
• he performed this test in the presence of Mr Conway and did not recall if Mr Sporl was
there.233
[134] Mr Paraskevopoulos said he recalls Mr Conway asking his opinion as to what caused
the incident to which he responded with words to the effect of:
“I wasn’t there, so I can’t tell you. But the machine is operating correctly and within the
specs. I haven’t found any issues with the brakes.”234
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[135] Mr Sporl was provided with a copy of Mr Paraskevopoulos’ service job card via email
(Service Job Card).235 This is contained within two pages attached to both Mr Paraskevopoulos’
and Mr Sporl’s statements, both dated 27 June 2023.236 The first of these states in the notes:
“Travel to site,
Carry out Inspection and Diagnosis of Brake System
remove unit from crash area. carried out visual inspection of unit, strip and inspect brake
system, found fluid and all adjustments correct as per manufacturers specifications.
check operation of hand brake, ok. check operation of throttle, tested ok. operated unit
and tested braking capability. no fault found with unit.
Liaised with Alistair Conway from Opal on my findings, concluding with suspected
operator error.”
The second states in the notes:
“Travel to site,
Carry out Inspection and Diagnosis of Brake System
remove unit from area strip and inspect brake system found fluid and all adjustments
correct check operation of hand brake ok check operation of throttle test ok no fault
found with unit.”
[136] The Respondent’s representative asked Mr Brennan, in providing the Brennan Report,
to provide an opinion as to whether the Job Service Card, enclosing details of Adapt-A-Lift’s
post-incident inspection of the forklift’s brakes, was deficient in any way. In this regard, the
Brennan Report indicates:
• in reviewing the Adapt-A-Lift Job Card 1544759 it is not possible to state that it is
“deficient” or “not deficient” however it does appear to be in line with industry
standards and expectations;237
• the quantity of hours consumed being 2.6 appears to line up with the services completed
for a skilled technician;238
• considering the document is a ‘Job Card’ and not a detailed situation report, Mr Brennan
had no issue in stating that the Job Card is in line with expectations with the proviso
that the writer has no knowledge of the brief given.239
[137] During cross examination Mr Paraskevopoulos’ evidence was that after conducting the
test he did not service or make any alterations to the brakes.240
Evidence concerning events following the incident – Derek Sporl investigation
[138] Mr Sporl was the Respondent’s Health and Safety Business Partner at the time of the
incident and led the Respondent’s investigation into the incident. Mr Sporl’s evidence was that
he was initially notified of the incident by Mr Wilson at approximately 8am on 27 June 2023,241
notified SafeWork NSW of the incident and took initial steps to preserve the site,242 was
informed by SafeWork NSW that the Respondent did not need to preserve the site and was
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permitted to re-enter the site to commence a safety investigation.243 Mr Sporl said that the
following employees were also involved in the investigation:
• Mr Wilson (the Respondent’s Production Manager);
• Mr Ibrahim-Elgarhy;
• Mr Sayan;
• Mr Williams.244
[139] During cross examination Mr Sporl indicated that his role was largely collating the
evidence as a part of this investigation.245
[140] Mr Conway interviewed the employees involved in or within the immediate vicinity of
the incident including the Applicant, Mr Williams, Mr Deo and Mr Li and provided Mr Sporl
with copies of the records of those interviews.246 Mr Sporl indicated that he took most of the
photos and that Mr Wilson also provided him with some photos. Mr Wilson said his role was
limited to contributing relevant operational knowledge of the site and that he did not make any
findings or decisions based on the findings of the investigation.247 Mr Wilson said he made the
following operational observations that are relevant:
• the Applicant drove the forklift through a yellow and red shared pedestrian walkway at
which point the forklift came to a stop after it had collided with a number of pieces of
plant and equipment;
• driving a forklift through a shared pedestrian area presents a significant safety risk, there
was a factory access door very close by and pedestrians walk along the marked path to
get to the access door;
• the photos in the Sporl Investigation Report show the final stopping point of the forklift
on the yellow and red shared pedestrian pathway.248
[141] The investigation resulted in the creation of a report (Sporl Investigation Report) which
was attached to Mr Sporl’s statement and which was finalised around two weeks after the
incident.249
[142] Page 20 of the Sporl Investigation Report states:
“IT3 – The Grab had sufficient speed and momentum to cause significant damage in a
relatively straight line over an approximate 10m distance.
Also, the impact to the I-Beam indicates that it was not a slow progressive stop
IT4 – Post Grab inspection from Adapt-A-Lift technician, it was confirmed that the
braking and acceleration systems on the Grab were in perfect working order with no
faults identified. This is contradictory to the statement from Pece Calovski who
explained that the brake pedal provided no resistance to his foot and felt soft and that
there was no braking and the Grab kept moving forward. Although it cannot be validated
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at this stage, it is plausible to assume given the technician's report that the accelerator
may have been used in lieu of the brake which resulted in the incident”.
[143] Page 21 of the Sporl Investigation Report states:
“The Grab was tested post incident to determine the stopping distance at full speed and
the distance was approx. 7m
The distance between the impacted bollard and the fire safety door is 9m
The Grab would have had to be travelling at full speed at the time it hit the bollard and
the question is why given there was ample distance and time to stop before the bollard?
Adapt-A-Lift have confirmed that if the Grab loses power the deceleration will occur at
the same rate as if it was powered”.
[144] Mr Sporl said that to the best of his recollection he provided the Sporl Investigation
Report to Mr Wilson, Mr Ibrahim-Elgarhy, Mr Wilmore and Celia Yuen (General Counsel
Workplace Relations).250
[145] Mr Sporl said he reached the view that it was more likely than not that the brakes had
not failed and that the accelerator may have been used by the Applicant in lieu of the brake,
resulting in the incident.251 Mr Sporl’s evidence was that he reached this view based on the
information provided by the technician and taking into consideration the following matters:
• the forklift had sufficient speed and momentum to cause significant damage in a
relatively straight line over an approximately 10 metre distance and the following
damage occurred to plant and equipment:
o the main gas feed line to the boiler was compromised and high pressure gas was
released;
o the natural gas line to the boiler was ruptured with full site evacuation and
emergency services engaged;
o a 200L defoamer drum was impacted;
o a large dyna bolted bollard was dislodged from the floor;
o a section of the boiler roller door was impacted;
o the fire exit door and frame were damaged (with the door off its hinges);
o the I-beam for the roller door was impacted; and
o the starch kitchen filter (ultramix) was impacted;
• the forklift was tested post-incident to determine stopping distance at full speed and the
distance was approximately 7 metres, the distance between the impacted bollard and
fire safety door is 9 metres, and he believed the forklift would have had to be travelling
at full speed at the time it hit the bollard and that the impact to the I-beam indicates that
it was not a slow and progressive stop;
• even if there was a total brake failure or the forklift cut out, the forklift would decelerate
(or slow down) at the same speed as if it were powered and in these circumstances he
believed that if the forklift’s brakes failed it would not have travelled far enough and
with enough velocity to hit the I-beam and impact it to the degree that it did.252
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[146] Mr Sporl indicated during cross examination that another test had been undertaken by
John Quinn, an employee of the Respondent, that involved Mr Quinn travelling at full speed in
the forklift and then removing his foot and during that test the forklift’s stopping distance was
7 metres.253 This is consistent with the evidence of Mr Ibrahim-Elgarhy who said that:
• he instructed Gary Corbet (Supervisor) to conduct a test on the forklift for the purpose
of determining the stopping distance of the forklift when travelling at full speed;254
• the forklift involved in the incident had a capped speed of 10km per hour such that it
could not exceed this speed;255
• he instructed Mr Corbet to conduct the test in a clear, designated area outside the
factory;256
• the test involved another employee, Mr Quinn, travelling at full speed (10km per hour)
in the forklift and then removing his foot from the accelerator but not activating the
brake;257
• the stopping distance was 7 metres.258
[147] Mr Ibrahim-Elgarhy was not present for the test but said there were videos of the testing.
259 Mr Ibrahim-Elgarhy said during cross examination that the test surface was different to the
factory floor surface in that it “would have more bumps and crevices outside than it would
inside, so it would be a rougher surface”.260 It was put to Mr Ibrahim-Elgarhy that this would
feasibly mean that the forklift would stop a lot shorter than had it been inside the factory and
Mr Ibrahim-Elgarhy responded “Yes, possibly”.261
[148] Mr Ibrahim-Elgarhy considered the test results to be relevant because:
• the forklift driven by the Applicant caused significant damage over an approximate 10
metre distance;
• there is approximately 9 metres between the bolted bollard which the forklift impacted
(and dislodged from the floor) and the roller door and safety door where the forklift
finally stopped;
• the forklift also collided with various other items of plant and equipment between the
bolted bollard and the roller door and safety door.262
[149] Mr Ibrahim-Elgarhy confirmed during cross examination that the reference to 10 metres
was an approximation.263
[150] During cross examination Mr Sporl was asked a series of questions about this test and
the following can be taken from his evidence:
• the tests undertaken by the technician and Mr Quinn regarding the forklift’s stopping
distance were performed in areas that were separate from the area where the incident
occurred;264
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• he was not there for those tests but believed he saw some footage of the test undertaken
by Mr Quinn;
• he could not recall how the 7 metres was measured;
• he was ‘pretty sure’ the forklift was not carrying a load at the time of the test;
• he couldn’t be certain that the test was conducted under the same conditions as those
present at the time of the incident.265
[151] Mr Sporl said even if the accelerator was not used by the Applicant in lieu of the brake,
based on the findings of the post-inspection assessment of the forklift’s brakes he considered it
very unlikely that the forklift’s brakes had failed as the Applicant had claimed.
Evidence concerning events following the incident – what happened to the forklift?
[152] As noted above, during cross examination Mr Paraskevopoulos’ evidence was that after
conducting the test he did not service or make any alterations to the brakes.266
[153] During cross examination Mr Williams was asked whether the forklift was put back into
service to which he responded that the forklift was put back into service later that night.267 Mr
Williams confirmed that based on the information he was given he was satisfied that the forklift
was safe to go back into operation.268 During cross examination Mr Deo indicated that the
forklift was put back into use, he used it and it seemed to be working fine, including the
brakes.269
[154] Mr Harris gave evidence that, as at the date of his statement Adapt-A-Lift has:
• not received any reports from the Respondent relating to any issues with the forklift
since the incident, including in relation to the brakes;
• undertaken routine maintenance jobs on the forklift (including tyre replacements).270
SafeWork NSW Inspection
[155] Mr Wilson gave evidence that on 18 July 2023 Inspector Emma Afeaki and Corey Myers
of SafeWork NSW attended the site for an inspection in relation to the incident and he attended
that inspection.271 Mr Wilson said that the inspection started at approximately 10am, lasted for
two hours and consisted of:
• a meeting between the SafeWork NSW inspectors and the Respondent’s investigation
team (i.e. Mr Wilson, Mr Sporl, Mr Ibrahim-Elgarhy, Mr Williams and Mr Sayan) in
the board room during which the team described the incident and answered questions;
• a walk-through of the part of the factory where the incident occurred and an inspection
of the forklift in which the Applicant participated. Mr Wilson said Mr Sayan did not
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attend the walk-through as he had lost his voice however Mr Williams attended as the
Health and Safety Representative;
• a discussion between the SafeWork NSW inspectors and the Applicant on the factory
floor for which Mr Wilson was not present but observed occurring.272
[156] Mr Williams gave evidence that:
• on 18 July 2023 Ms Afeaki conducted an on-site inspection that he attended together
with the Applicant, Mr Sporl and another SafeWork inspector in training;
• he explained what had happened and where he was standing during the incident.273
[157] Mr Williams attached a copy of the inspection report completed by SafeWork NSW
(SafeWork Inspection Report) to his statement.274
[158] An Incident Notification Report was completed by SafeWork (SafeWork Incident
Notification Report)275, a copy of which was attached to Mr Willams’ statement.276 The
SafeWork Incident Notification Report:
• identifies that the incident was a ‘Dangerous Incident’ classified as response category
‘3 – Medium’ and that the Respondent was released from preserving the site on the
morning of 27 June 2023;277
• includes the following description of the incident:
- _______ in vicinity of boiler (picks up reels of paper 7 tonne Forklift) - _______
went to break (sic) and possibly the brakes failed
- Forklift has struck a gas main near a boiler – fire brigade been out and isolated gas
- Forklift is obstruction pipe work – plumbers need to get int there
- No CCTV in that area – taking photos
• identifies that SafeWork NSW had called the Respondent and confirmed that it would
be conducting a site inspection and making enquiries in relation to the incident;
• identifies that SafeWork NSW representatives Mr Myers and Ms Afeaki attended site
and made enquiries into the incident on 18 July 2023.
[159] On 20 July 2023 Ms Afeaki sent Adapt-A-Lift a notice to give information to SafeWork
NSW including:
• the names of the employees who inspected the forklift on 27 June 2023;
• a list of all tests conducted on the forklift as a part of the service and the results of each
of those tests; and
• confirmation as to whether any mechanical errors were identified during the inspection
that may have contributed to the incident; and
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• detailed service reports and paperwork pertaining to the Service Job Card (job. No
1544759).278 This was the Service Job Card relating to the inspection undertaken by
Adapt-A-Lift on 27 June 2023 following the incident.279
[160] Mr Harris responded to that notice by email dated 25 July 2023, enclosing the job service
card completed by the technician who inspected the forklift at the Respondent’s site on 27 June
2023.280 In his covering email to Ms Afeaki, Mr Harris said:
“The following works were conducted:
Upon conducting the inspection on the braking system, no faults identified with the
performance, related components or total operation were detected.
An additional mechanical inspection was also conducted, by dismantling the brake
assemblies to check internal componentry and serviceability, all components found
correct as per manufacturers specifications.
Throttle operation also inspected – found ok.”281
Outcome of SafeWork NSW inspection
[161] Mr Williams gave evidence that the day after the SafeWork inspection (i.e. 19 July
2023) he called Ms Afeaki to ascertain whether the Applicant’s forklift license was being
suspended to which he was advised that SafeWork would take no further steps given the
Respondent had made the decision that the Applicant would not operate any forklifts.282
[162] Attached to Mr Williams’ statement was an email dated 19 July 2023 from Ms Afeaki
to Mr Sporl and Mr Williams283 stating:
“Dear Derek
Thank you for your time yesterday to discuss the incident which occurred at the
workplace on 27th June 2023
The decision has been made that as the forklift operator Mr Pece Calovski has already
been suspended from using the forklift at the workplace since the incident that Safework
NSW will allow the PCBU to continue to manage the incident and not use our powers
under clause 110 of the WHS Act 2011
It is an expectation that the PCBU will ensure that Mr Calovski is able to operate high
risk work competently and safety (sic) prior to being allowed to use forklifts in the
premises…”
[163] Ms Afeaki gave evidence that at the time of the inspection the Applicant said he was
operating a forklift when he attempted to press the brake but the brake didn’t work and the
forklift then travelled a distance of approximately nine metres at which time it hit a gas main
and a fire door.284 Ms Afeaki was asked whether she believed the Applicant’s account to which
she responded:
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“Based on the evidence before me on the day it didn’t seem that it would be an accurate
account of what had occurred.”285
[164] Ms Afeaki was asked what risks she anticipated existed when she inspected the incident
to which she replied:
“Well, in the first instance, the gas main didn’t appear to have any bollards that was
unprotected but also the forklift making uncontrolled movements towards a piece of
plant, or in this case, the gas main.”286
[165] Ms Afeaki said on the day of the incident she was told that a bollard would be installed
within the area, there were temporary barriers put in and her recommendation was to complete
those actions.287 The Respondent’s Incident Report had identified that there were:
“No adequately engineered barricades present to protect the Boiler or services from Grab
impact. Metal bollard was completely inadequate”.288
[166] During cross examination Mr Ibrahim-Elgarhy confirmed that SafeWork NSW had
made some recommendations around this, the Respondent intended to change the type of
bollards that were in front of the area to bollards that were a bit larger and bolted into the
concrete and that he believed five such bollards were ultimately installed near the boiler.289
[167] Ms Afeaki said she asked Mr Sporl what the business did immediately following the
incident to which he said the forklift was isolated and Adapt-A-Lift was engaged immediately
to conduct a mechanical test.290 Ms Afeaki indicated this was the regular response she would
expect.291 Ms Afeaki was asked whether she asked the Respondent anything further about the
inspection and maintenance of the forklift to which she responded:
“I asked what the findings of Adapt-A-Lift, the independent company was. They stated
that on the day of the inspection the inspector stated that there were no mechanical errors
with the plant.”292
[168] Ms Afeaki was asked whether her enquiries showed any checks undertaken on a regular
basis to which she responded:
“So during the inspection Derek (Sporl) was also able to show me a maintenance log of
the forklift that is conducted by Opal Staff.”293
[169] Ms Afeaki indicated that she was satisfied with those records. Ms Afeaki was asked
whether she further investigated whether the brakes had failed or not to which she said that she
issued a section 155 request for information to Adapt-A-Lift to get a copy of the report “from
the independent company”, was provided with that report which was the same as the copy she
had seen on site, and read from that report that there were no mechanical errors that could be
found on the day.294
[170] In the course of giving her evidence Ms Afeaki was asked what she meant when she
referred to Adapt-A-Lift as an “independent company” to which she responded:
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“So I see them as a forklift company. I am not aware of any connection between Opal and
them as a trading company together.”295
[171] Ms Afeaki was then asked whether she would have considered it appropriate for Adapt-
A-Lift to conduct the inspection if she was aware that they had a pre-existing commercial
relationship to which she responded “yes”.296
[172] Mr Myers was an inspector in training at the time he attended the inspection on 18 July
2023 and was assisting Ms Afeaki and observing as a part of his training.297Mr Myers observed
that at the time of the inspection the forklift had been removed and the Respondent had installed
water-filled barriers to mitigate the risks of another forklift hitting any pedestrians in the
pedestrian area.298
[173] On 26 July 2023 Ms Afeaki emailed the investigation team attaching the SafeWork
Inspection Report.299 The SafeWork Inspection Report provides the following summary of the
Ms Afeaki’s observations:
“1) On 18/7/2023 at 10:00am I entered the site of Opal Packaging located at 10
Fitzpatrick St Revesby to investigate a reported incident at the workplace in the
company of regulator staff member Corey Myers.
2) On 18/07/2023 I reviewed a copy of the Service Job Card from company Adapt-
A-Lift Group Pty Ltd provided to Opal Packaging following the inspection of
forklift unit H12149, Serial # G024V02064N. The report stated that no fault was
found with the unit or its brake system.
3) This information was further verified through a S155 notice (7-450392) to
Adapt-A-Lift Group Pty Ltd which verified that the service had been conducted
as per the job task sheet 27/06/2023.”
[174] Mr Wilson’s evidence was that SafeWork NSW did not take any compliance action
against the Respondent in relation to the incident.300 Ms Afeaki indicated that SafeWork NSW’s
enquiries with the business had been completed.301
Respondent’s request for information from SafeWork NSW
[175] Mr Ibrahim-Elgarhy instructed the Respondent’s General Manager Health and Safety to
prepare a Government Information Public Access (GIPA) application so the Respondent could
obtain a copy of the Adapt-A-Lift materials referred to in the SafeWork Inspection Report and
at this time had assumed that the Adapt-A-Lift materials referred to in the SafeWork Inspection
Report included the service records for the forklift involved in the incident.302However on 25
September 2023 the Respondent received those materials which did not include service records
and only included a redacted version of Adapt-A-Lift’s post-inspection report and a covering
email from Mr Harris.303 The Respondent already had a copy of the SafeWork Inspection
Report in its possession at the time of making the GIPA application.304
Evidence concerning events following the incident – the Respondent’s investigation –
engagement with the Applicant
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[176] Mr Sayan is employed by the Respondent as a Corrugator Operator and is Father of the
Chapel, a role he has performed for approximately 10 years.305 Mr Sayan is also an elected
Health and Safety Representative and has performed this role for approximately 12 years.306
[177] Mr Sayan was not working on the day of the incident and did not witness it but attended
all meetings involving the Applicant and said he represented the Applicant at those meetings in
his capacity as Father of the Chapel.307
[178] Mr Sayan gave evidence that on the day of the incident the Respondent circulated an
incident notification form (Respondent’s Immediate Incident Notification Form) to all
employees at the Revesby site.308 A copy of the Respondent’s Incident Notification Form was
attached to Mr Sayan’s statement and stated:
“A Grab Forklift was being operated at the Corrugator Wet End when a metal hydraulic
cover plate for the clamp dislodged from the unit onto the floor. A decision was made
to drive the forklift out of the operational area and park it adjacent to the Boiler for
further inspection. As the forklift operator proceeded towards the Boiler he continued to
drive between it and the Starch Kitchen impacting multiple items of plant and equipment
in the process. The main gas feed line to the Boiler was compromised and high-pressure
gas was released”.309
[179] The Applicant returned to work on 28 June 2023, the day following the incident, and
attended a meeting with Mr Conway and Mr Sayan at approximately 10.30am and explained
his version of events.310 Mr Conway took notes during that meeting.311 Mr Sayan also attached
a copy of the notes he said he made during that meeting to his statement.312
[180] The Applicant said that during the meeting on 28 June 2023 Mr Conway asked him why
the (forklift) technician would lie and put their reputation at risk to which he responded by
asking Mr Conway why he would lie, noting that he had a family at home, did not take ‘sickies’
and was not a difficult person to work with.313
[181] The Applicant gave evidence that after the incident he was directed not to work on the
grab forklift but continued to work on the cardboard stacker, including working the same shifts
and regular overtime, until he was suspended from duties on 11 October 2023.314
[182] On 4 July 2023 another meeting was held between the Applicant, Mr Sayan, Mr Conway
and Michael Kenny (Quality Assurance Manager). Mr Conway said that in the meeting:
• the Applicant maintained that he had tried to apply the brake but the pedal provided no
resistance, felt soft and hit the floor; 315
• he put to the Applicant that the breaks had been inspected and there were no issues;316
• he raised that there had been no reported issues with the brakes either before or after the
incident;317
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• he tried to convey his view to the Applicant that he thought there had been an accident
and that he did not consider the Applicant had intentionally caused it.318
[183] Mr Sayan recalled that during that meeting on 4 July 2023 Mr Conway advised that
Adapt-A-Lift had tested the brakes of the forklift and the outcome did not align with the
Applicant’s version of events.319 Mr Sayan said:
• Mr Conway indicated he ‘certainly believed’ it was an accident;
• he advised Mr Conway that he did not agree with the wording on the Respondent’s
Incident Notification Form as it did not state there was an accident;
• he enquired about whether Adapt-A-Lift had provided copies of its service records, to
which Mr Conway advised they had not received any such information;
• he requested a copy of the forklift service records and asked whether Adapt-A-Lift was
independent in conducting the assessment given it was responsible for servicing the
forklift.320
[184] Mr Sayan said he and Mr Kenny kept notes of this meeting and he attached these to his
statement.321 Mr Conway also kept notes of the meeting.322
[185] On 3 October 2023 Mr Sayan also attended a meeting with the Applicant, Mr Conway
and Mat Wilmore, the Respondent’s Workplace Relations Specialist, during which the
Applicant was provided with a letter containing allegations of misconduct and was requested
to attend a meeting on 5 October 2023.323 Mr Sayan requested that the Applicant be given an
extension until 10 October 2023 to respond as the Applicant did not have the service records,
Mr Wilmore had indicated that the forklift’s service records would be provided once they were
to hand.324
[186] Later that day Mr Sayan emailed asking for any information relied on in the
investigation including witness statements and service records for the grab forklift.325 Mr
Sayan’s evidence was that:
• at approximately 7.30am on 10 October 2023 Mr Conway advised him that he had sent
the service records and queried whether he still wished to have the meeting with the
Applicant at 2pm, noting that not much notice had been given since the records were
sent;
• he confirmed that he still wished for the meeting to proceed;
• at 2pm he attended the meeting with the Applicant, Mr Conway and Mr Wilmore and
during that meeting provided the Applicant’s written response dated 9 October 2023.
[187] In the meeting of 10 October 2023 between Mr Conway, the Applicant, Mr Sayan and
Mr Wilmore, Mr Sayan raised that the serial number on the service records provided did not
match the serial number of the forklift provided to SafeWork.326 Mr Conway obtained a copy
of the correct service records from either Mr Wilson or Mr Ibrahim-Elgarhy and on 11 October
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2023 sent an email to Mr Sayan and Mr Wilmore enclosing these records.327 Mr Conway said
he believed he passed the Applicant’s written response dated 9 October 2023 on to Mr Wilson
and Mr Ibrahim-Elgarhy.328
[188] Mr Conway’s evidence was that based on the information he had, it was his view that
the Applicant had accidentally pushed down on the accelerator and not the brake.329Mr Conway
was not the decision maker in relation to the decision to terminate the Applicant’s
employment.330
[189] On 11 October 2023 another meeting was held between the Applicant, Mr Sayan, Mr
Wilmore and Mr Ibrahim-Elgarhy.331 Shortly after the meeting Mr Sayan raised a dispute in
relation to the enterprise agreement and Respondent’s investigation guiding principles.332 The
following morning Mr Sayan requested a copy of the service manual for the forklift and a copy
of the Respondent’s Incident Report.333 Mr Ibrahim-Elgargy indicated during cross examination
that while he was unsure of the exact date he believed that the forklift manual was provided to
the Applicant on 12 October 2023.334
[190] On 13 October 2023 another meeting took place between the Applicant, Mr Sayan, Mr
Wilmore and Mr Ibrahim-Elgarhy in which the Applicant provided his response to the
allegations. During that meeting Mr Sayan raised that no changes could be made to the
Applicant’s duties, shift, occupation or income whilst a dispute was in process.335
[191] On 18 October 2023 another meeting took place between the Applicant, Mr Sayan, Mr
Ibrahim-Elgarhy and ‘Sveto’.336 On 19 October 2023 a meeting took place between the
Applicant, Mr Sayan, Mr Wilmore and Mr Ibrahim-Elgarhy in which the Applicant was
provided with a letter notifying him of the termination of his employment (Letter of
Termination).337
[192] Mr Ibrahim-Elgarhy said the delay between the date of the incident (being 27 June 2023)
and the date of the Applicant’s termination of employment (19 October 2023) was due to the
gap between the incident and SafeWork NSW’s site visit and the time it took the Respondent
to receive the materials it requested under the GIPA application.338 During cross examination
Mr Ibrahim-Elgarhy indicated that the Respondent has had Adapt-A-Lift’s forklifts on site for
at least seven to eight years and that the Respondent has a good relationship with Adapt-A-
Lift.339 It was put to Mr Ibrahim-Elgarhy that there was no reason that he could not have
contacted Adapt-A-Lift directly for the forklift service records to which he replied, “No. I could
have. Yes”.340
The decision to dismiss the Applicant
[193] Mr Ibrahim-Elgarhy said he was involved in the Respondent’s ICAM Safety
Investigation into the incident in his capacity as a witness to the aftermath of the incident, as a
Person Conducting a Business or Undertaking and as the Site Manager.341Mr Ibrahim-Elgarhy
said he was not involved in interviewing witnesses or preparing the allegations issued to the
Applicant but was the ultimate decision maker in relation to the Applicant’s dismissal.342
[194] Mr Ibrahim-Elgarhy said:
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• ultimately the safety investigation found that even if the brakes failed and/or the forklift
cut out it was unlikely that the forklift could have travelled the distance that it did and
hit the various items of plant and equipment that it did with the level of force that it did;
• it was more likely that the Applicant accidentally hit the accelerator on the forklift,
rather than the brake.343
[195] Mr Ibrahim-Elgarhy said the Applicant was adamant that the brakes were defective and
that this caused the incident however he considered that all of the objective evidence pointed to
the Applicant being untruthful in providing this explanation.344
[196] Mr Ibrahim-Elgarhy said in his statement:
• driving an uncontrolled forklift into a controlled shared walkway presents a serious
safety risk and put forward the view that this is what the Applicant did on the day of the
incident;345
• if the Applicant had been truthful as to cause of the incident the Applicant’s honesty
would have allowed the Respondent to promptly implement suitable corrective action,
inferring he believed the Applicant had not been truthful;346
• the importance of being truthful in safety investigations is vital as this allows the
business to investigate the incident, identify the root cause and implement corrective
actions and in terms of responding to SafeWork NSW investigations;
• SafeWork NSW has the power to coercively question officers and employees of a
company and prosecute them for giving false answers.347
[197] The Letter of Termination, signed by Mr Ibrahim-Elgarhy ultimately said:
“The reason for the termination of your employment is misconduct. Specifically:
1. On 27 June 2023, you failed to operate the grab forklift in a safe manner. This
caused extensive damage and created a safety incident that could have resulted in
injury and loss of life.
2. Despite being informed that the reports from the forklift manufacturer, Adapt-A-
Lift, found that the braking system for the grab forklift was in perfect working order,
you have had not been willing to accept any responsibility for the incident despite
being given the opportunity to do so.”
[198] During cross-examination Mr Ibrahim-Elgarhy indicated:
• he believed the forklift incident was an accident;
• there were a number of meetings with the Applicant who maintained his view that the
forklift brakes were not working;
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• he wanted the Applicant to take responsibility for the incident and this was very
important in his capacity as decision maker;
• he was disappointed that the Applicant did not, in his view, accept responsibility and if
the Applicant had told him what he believed to be the correct version of events there
may have been an alternative option to dismissal;
• between the period of the incident and the Applicant’s suspension on 11 October 2023
there were no issues with the Applicant’s performance;
• aside from the events regarding the incident he did not have any issues with the
Applicant during his employment and was not aware of the Applicant lying or making
up stories.348
The Brennan Report
[199] In addition to the comments provided in relation to the forklift’s service history, Mr
Brennan dealt with additional questions that the Respondent’s representative had asked him to
address in providing the Brennan Report.
[200] The Applicant’s Second Response states:
“Detailed incident report page 13 (sic) key learnings 4 has the following statement “Adapt
A Lift have confirmed that if Grab loses power the deceleration will occur at the same
rate as if powered”. This expert statement sourced from Adapt a Lift is contradicting
Heister service manual as the following safety note has been added to page 39. The
safety statement informs of the following “The brake system has a boosted master
cylinder; breaking will be more difficult if the engine is not running and can result in
injuries to personal (sic)””.
[201] The Respondent’s representative requested that Mr Brennan address the following
questions in providing the Brennan Report:
“(a) Is the statement from Adapt a Lift, correct? Specifically, is it correct that if the
Forklift loses power, deceleration will occur at the same rate as if the forklift
were powered?
(b) Explain in further detail what the following statement, extracted from page 39
of the Manual, means:
“The brake system has a boosted master cylinder, braking will be more
difficult if the engine is not running and can result in injury to personnel.”
(c) If the forklift “cut out”, on a scale of 1 to 10, 1 being “very unlikely” and 10
being “very likely”, how likely is it that this would cause the brake pedal to go
“soft” and provide “no resistance” causing the forklift to “keep moving”?”
[202] In this regard the Brennan Report explains:
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• deceleration will occur naturally or by assistance from the braking system;
• deceleration will vary based on other factors such as the gradient of the surface;
• Adapt-A-Lift’s statement is in essence correct in that it refers to the natural deceleration
that will occur if the engine is shut off without using brakes;
• deceleration may occur slightly quicker with the engine off due to friction and other
forces; 349
• the brake system has an assistance booster which provides a vacuum that acts to assist
in reducing the pedal pressure required to achieve effective braking and without that
assistance the pedal would be very “hard” and the operator would have to push the pedal
with greater force to achieve the same braking effect;
• loss of assistance does not mean that the brakes will not work but will mean that the
operator would need to push the pedal harder and if loss of assistance occurred Mr
Brennan would expect the pedal to become “hard” rather than “soft”;350
• if the engine power cut out it is usual that the brake pedal would feel “hard” and not
“soft”;
• the likelihood that the brake pedal would go “soft” and provide “no resistance” causing
the forklift to “keep moving” if the forklift “cut out” would, in Mr Brennan’s opinion,
be rated as a “1” for the above reasons.351
[203] The Applicant’s Second Response states:
“The forklift weighs approx. 13 tonnes with attachment there is no evidence showing that
the forklift must have been travelling at full speed.”
[204] The Respondent’s representative requested that Mr Brennan address the following
questions in providing the Brennan Report:
“Please assume that the Forklift was not loaded, as was the case when the incident
occurred.
Having regard for the Report of the Respondent’s ICAM (Safety) investigation
including the photographs showing damage (in particular the damage to the I-beam), on
a scale of 1 to 10, 1 being “very unlikely” and 10 being “very likely”, how likely is it
that this level of damage could be caused if the forklift was travelling at a safe speed
and the brakes failed and/or the forklift lost power?”
[205] In this regard the Brennan Report states, by way of summary:
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• after considering the supplied photos and documents, in the writers opinion there would
need to be considerable velocity caused by momentum and/or acceleration of the forklift
to cause the damage exemplified in the Safety Report;352
• from observation of the photos the floor level appears to be within a 2 percent gradient
and Mr Brennan did not consider that the forklift could move from a standing start and
roll with enough velocity to cause the indicated damage;353
• the forklift weight is shown on the data plate as 11330 kilograms which, in accordance
with Australian Standard AS 2359.6-2013, must include the weight of the load handling
attachment (Bolzoni Auramo Paper Roll Clamp in this case);354
• in the Sporl Investigation Report and SafeWork Inspection Report nowhere has a travel
speed been mentioned and the forklift is assumed to have a maximum travel speed of
20km per hour;355
• Mr Brennan considered the following facts obtained from the documents supplied:
o the Applicant was off the forklift looking at the dislodged plate;
o the Applicant had remounted the forklift and commenced travel;
o it was stated “A short time later PC commenced driving the forklift with the
intention of parking it out of the operational area in proximity to the Boiler and
Starch Kitchen where the incident was about to occur”;
o the Applicant would have had to place the butt reel on the ground and reverse
away from it to release it from the paper roll clamp;
o photo g31 shows forklift tyre turning marks in the direction of the incident area
so the statement from the Applicant above makes sense;
o from photo g31 a travel distance of 10 -12 metres from commencement of
forward travel to the final position at the broken doors (the Safety Report states
10 metres);
o from observation of the photo g24, the zone of damage caused by forklift impact
appears to be approximately 6 metres from the bent bollard to the rear of the
forklift;
o the Sporl Investigation Report states “The distance between the impacted bollard
and the fire safety door is 9m” and the 6 metres to the rear of the forklift plus
the approximate length of the forklift being 3 metres, supports this;
o at the 4 metre mark (from initial movement), the Applicant has stated that
braking was attempted yet travelled some 6 more metres before the forklift came
to a stop;
o the Applicant states he did not use the accelerator;
o from the writer’s training, knowledge and experience, a forklift of this weight
would not be able to accelerate to more than 4 – 5 km/h in this distance;
o according to Monash University Accident Research Centre report ‘Forklift
Stability and Other Technical Safety Issues 2003’ the actual braking distance
from 10km/h is around 6 metres (with data collected on 178 forklifts with
capacities from 1 – 48 tonnes) and therefore, braking distance from 4-5km/h
would be expected to be 3 metres or less;
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o however, there are no braking marks from the front tyres so it would appear true
that braking did not occur.356
[206] The Brennan Report states that in considering the Applicant’s assertion that the brakes
did not operate at all, in Mr Brennan’s opinion a forklift of its weight:
• could not accelerate in 4 metres to more than an estimated 4-5km;
• would have started decelerating at the 4 metre mark (based on the Applicant’s statement
that he did not have his foot on the accelerator); and
• could not travel 6 metres further without decelerating to almost a complete stop,
especially after striking objects in its path;357
• the removal of doors at the final stage would indicate that the terminal travel speed of
the forklift was not in line with these assertions and the likelihood that this level of
damage could have been caused if the brakes failed and/or the forklift lost power is on
the very lower end of the scale and at best would be ranked “1”.358
[207] During cross examination it was put to Mr Brennan that:
• if the Applicant had travelled 10 to 12 metres (rather than the four metres referred to in
the Brennan Report) that the Applicant would have been able to travel at least 10 km
per hour; and
• if the brakes were not used and the Applicant was travelling at 10km per hour the forklift
would be able to travel well beyond 6 metres;
and Mr Brennan agreed with these propositions. 359
[208] The Respondent’s representative asked Mr Brennan to address whether the forklift came
equipped with a handbrake and whether (in the event of brake failure) activating the handbrake
would have stopped the forklift. In this regard the Brennan Report indicates:
• the forklift is equipped with a mechanically hand operated brake located on the dash
panel to the left of the steering column;360
• the handbrake would have stopped the forklift moving forward as it activates the same
set of brakes as the foot brake by a separate mechanical activation.361
[209] Mr Brennan makes a number of additional observations and comments in the Brennan
Report. This includes:
• Mr Brennan’s statement with a “high degree of confidence” that the brakes were not
activated as there was no sign of emergency or hard braking in the photos provided;362
• Mr Brennan’s observation from the documents and photographs provided that he could
see no evidence of oil on the floor near where the indicant occurred.363Mr Brennan went
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on to state that an oil trail may indicate failure of either the brakes actuating system,
hydraulics or wet brakes and if leakage had occurred evidence of oil escape would have
been found and was not;364
• an observation that PCBUs and workers each have a responsibility to conduct pre-
operation inspections. In this regard Mr Brennan pointed to reg. 213 of the Work Health
and Safety Regulation 2017 (NSW), Australian Standard AS2359.2 – Operation, the
forklift’s Manual, SafeWork NSW guidance and the unit of competence relevant to
obtaining a licence to operate a forklift;365
• a comment that if there was a fault with the forklift there is a high likelihood it would
have been discovered by the operator as a part of the pre-operation daily inspection.366
Evidence regarding contamination as a soft pedal cause
[210] During cross examination Mr Paraskevopoulos was taken to a copy of a manual for the
forklift which was attached to the statement of Mr Brennan. Mr Paraskevopoulos was taken
specifically to a statement in that manual which said:
“Small amounts of water in the brake system can cause reduced braking performance.
DO NOT allow water entry.”367
[211] Mr Martin asked Mr Paraskevopoulos a series of questions dealing with the causes of
‘soft pedal’, which is what the Applicant had asserted resulted in the incident, and the following
can be taken from Mr Paraskevopoulos’ responses:
• the forklift runs transmission fluid through its master cylinders;
• if water is introduced to the fluid it reduces its boiling point;
• if there is a reduction in the boiling point it is more likely that when a forklift’s brakes
are pressed the boiling point will be reached;
• if the boiling point is reached, gas is emitted and this may result in a compressible air
bubble;
• these circumstances cause soft pedal;
• upon cooling down the gas can return to a liquid form;
• if the gas is no longer in existence this may give the appearance that things are working
as normal.368
[212] Mr Paraskevopoulos confirmed during cross examination that he did not test to see if
the brakes were contaminated by water, only conducted a visual inspection and did not think
that taking a sample to confirm whether there was water in the fluid was required.369
[213] It was put to Mr Paraskevopoulos that:
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• as the incident occurred at 7.30am in the morning the forklift could have sufficiently
cooled by the time he inspected to which he replied “I presume so”;370
• any gas bubbles that were in the forklift could have returned to a liquid state such that
the pedal was working again to which he responded “Yes”; 371
• in conducting a test of the forklift it was possible that he didn’t sufficiently heat the
brakes such that there was a gas bubble in the brakes to which he responded “Well the
way the system works is a little bit different, but yes, if you want to say that.”372
[214] During re-examination Mr Paraskevopoulos clarified that in referring to the system
being a ‘bit different’ he meant, by way of summary, that:
• a normal braking system works with brake fluid that pushes cylinders out to create
friction and braking;
• instead the forklift pedal is not enough in itself to create braking so when the brake pedal
is pushed one system talks to another using transmission oil to push a boost of pressure
into the brake system creating friction and engine braking.373
[215] Mr Martin asked Mr Paraskevopoulos a series of questions dealing with the service
history of the forklift and the following can be drawn from Mr Paraskevopoulos’ responses:
• he checked the service history of the forklift before conducting the inspection to the
extent that he was able to do so through his tablet;
• he identified from that history that there were no other brake issues prior to the incident;
• he was not able to tell if something had not occurred (e.g. whether the brake oil had not
been changed);
• if, for example, the 4000 hour service wasn’t done or the brake oil had not been changed,
the accumulative effect could mean a greater risk of brake failure.374
[216] In his statement Mr Paraskevopoulos said:
“Based on my approx. 28 years of experience working on forklifts like the Unit [the
forklift the subject of the incident], it is my opinion that the wet brake system either
works or it does not work. If the brakes had failed, the issue would have presented itself
again. When a part is failing, the issue will get progressively worse, not better.”375
[217] Mr Paraskevopoulos was taken to this statement during cross examination and was
asked whether it was possible that soft pedal could have occurred and the brakes could have
worked again because they hadn’t heated sufficiently to which Mr Paraskevopoulos’ responses
suggested that this was not possible because the issue would get progressively worse.376
[218] Mr Paraskevopoulos further clarified this during re-examination saying:
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“Well, if you’ve got an issue with – say, with your master cylinder where it gets hot and
the brake pedal, say, for instance, foot goes to the floor, over a period of time, that will
get worse. It will happen more and more to the point where it will just sit on the floor,
plus the machine should throw up error codes.”377
[219] Mr Harris gave different evidence and said in his experience, if the brake failed to
operate as alleged, this would constitute a complete failure of the brake system and it would not
be possible for the brake to fail in that instance and then subsequently work.378
[220] During cross examination Mr Brennan was also taken to the Forklift Manual which
includes a warning that:
“Small amounts of water in the brake system can cause reduced braking performance.
DO NOT allow water entry. Ensure that the sealed reservoir lid is properly replaced.”379
[221] Mr Brennan was then taken to the Brennan Report which states:
“If low brake fluid levels or water is introduced to the system the likelihood of soft pedal
or non-existent pedal pressure is high.”380
[222] A series of propositions were then put to Mr Brennan during cross examination by the
Applicant’s representative which were accepted by Mr Brennan. These included:
• if water is introduced to the system it reduces the boiling point of the fluid;
• that increases the risk that when the brakes are applied and heating it then boiling point
would be reached;
• if the boiling point is reached with water in there that would then turn into gas;
• where there’s a gas bubble and the brake is applied its compressible and that creates soft
pedal;
• when the system then cools down it is possible that the gas could return to a liquid state;
• if returned to a liquid state when the brake is applied again it would appear to work
normally;
• had the forklift technician tested for contamination he could have identified whether the
oil was contaminated with water;
• if there was a time between when the crash occurred and when the technician inspected
the forklift, it could have sufficiently cooled so when he went to test the forklift it was
working normally again.381
[223] During re-examination Mr Brennan was asked to rate the likelihood of the scenario
about water being in the brake system and then turning into gas and then back into water
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occurring using a scale of 1-10, 10 being very likely and one being very unlikely.382 Mr Brennan
assessed the likelihood as being in the 2-3 range.383
[224] Mr Brennan was taken to the statement in the Brennan Report suggesting that if water
is introduced to the system the indicator light on the forklift’s dash would be on.384 Mr Brennan
agreed that this statement would be dependent on the make and model of the forklift and he had
not seen the particular forklift the subject of the incident.385 Mr Brennan was then taken to a
statement in the forklift’s Manual which states:
“There is an indicator light on the Display Switch Cluster for the brake oil. See Figure
24. The red light is ON when the key switch is in the START position or the Power
ON/OFF button is pressed, and must go OFF when the engine is running. If the light is
on when the engine is running, the brake fluid oil in the reservoir is too low”.386
[225] It was put to Mr Brennan that the particular forklift involved in the incident would
show if the fluid was too low but not necessarily whether it was contaminated with water to
which Mr Brennan indicated he was not able to correctly answer.387
[226] It was also put to Mr Brennan that if the contention was that the brakes did not work
there would not be any brake marks on the floor and Mr Brennan agreed.388
Consideration – was there a valid reason for the dismissal?
[227] The Respondent submitted that there was a valid reason related to the Applicant’s
conduct. For there to be a valid reason related to the Applicant’s conduct, I must find that the
conduct occurred and justified termination.389 “The question of whether the alleged conduct
took place and what it involved is to be determined by the Commission on the basis of the
evidence in the proceedings before it. The test is not whether the employer believed, on
reasonable grounds after sufficient enquiry, that the employee was guilty of the conduct which
resulted in termination.”390
[228] Two allegations have been made in relation to the Applicant that have ultimately led to
his dismissal being that:
1. on 27 June 2023 the Applicant failed to operate the grab forklift in a safe manner,
causing extensive damage and creating a safety incident that could have resulted in
injury and loss of life (Allegation 1); and
2. the Applicant has not been willing to accept any responsibility for the incident despite
being given the opportunity to do so (Allegation 2).
[229] The Respondent has submitted, by way of summary, that there was a valid reason for
dismissal because it has work health and safety obligations, there are serious risks associated
with contraventions of these obligations, forklift driving is considered high-risk, the Applicant
was driving the forklift involved in the incident, his ‘actions were inherently dangerous’ and in
putting forward that the brakes failed the Applicant lied and this showed his
untrustworthiness.391 The Respondent alleges this constitutes serious misconduct. The
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Respondent also submitted that either the inherent dangerousness of the Applicant’s actions or
the fact that he lied about the brakes not working provided a valid reason for dismissal.392
[230] Allegation 1 has three elements:
1. the Applicant failed to operate the grab forklift in a safe manner;
2. this caused extensive damage; and
3. created a safety incident that could have resulted in injury and loss of life.
[231] I am satisfied based on the evidence before the Commission that on the morning of 27
June 2023:
• the Applicant was assigned to drive the grab forklift of which the unloaded weight is
11.33 tonnes;
• the Applicant was driving the forklift and transporting a butt reel when a red metal plate
from the forklift’s clamp fell off;
• the Applicant put the butt reel down, turned the forklift off and went to inspect the plate
with Mr Williams;
• at this stage the forklift was parked approximately two to three metres from the yellow
trolley in the top left hand corner of page 20 of the Respondent’s Incident Report and
was facing the direction of the blue and orange drum or slightly to the right of it;
• Mr Williams went over to see what had happened;
• Mr Williams told the Applicant that they should move the red metal plate to the side
and call the control room to advise them that the plate had fallen off the grab;
• Mr Williams picked up the red metal plate and lent it against a rubbish bin;393
• after the conversation with Mr Williams the Applicant got back in the forklift, reversed
the forklift for approximately one or two metres and went to park the forklift near the
boiler;
• the forklift travelled forwards and was not being driven at more than 10 kilometres per
hour at this time;
• the forklift collided with the orange and blue drum causing the cylinder to bend around
the yellow bollard shown at pages 20 and 21 of the Respondent’s Incident Report;
• the forklift continued travelling straight into a pedestrian zone between the boiler and
starch kitchen before colliding with other items of plant and equipment, including the
gas feed line to the boiler;
• the forklift made contact with the roller door and fire safety door and stopped;
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• the Applicant was not observed to be speeding or driving erratically before making
contact with the blue and orange drum;
• the Applicant was not under the influence of drugs or alcohol at the time of the incident.
[232] Mr Wilson’s evidence was that when he inspected the incident he observed:
• there was a ruptured gas pipe next to the boiler, electrical equipment such as computers
and monitors close by and the potential for a large explosion;
• the forklift had travelled between the boiler and the starch kitchen and this area is not
much wider that the forklift itself;
• a 40 gallon drum had been crushed against a bollard;
• the bollard was partially dislodged from where it was bolstered to the floor of the factory
and was also bent at its foot;
• a gas pipe attached to the boiler was ruptured;
• the fire door beyond the boiler and starch kitchen was knocked off its hinges and had
landed a few metres from the doorway;
• the roller door immediately to the left of the fire door was partially dislodged and dented,
having been pushed outwards by the grab forklift.394
[233] This was not disputed and the photographs within the Sporl Investigation Report appear
to support this.
[234] I am satisfied that the forklift incident resulted in extensive damage. Further, it is not in
contention that the incident involving the forklift was of a serious nature and gave rise to a
safety incident that may have resulted in injury and loss of life. The remaining element of
Allegation 1 is whether the Applicant failed to operate the grab forklift in a safe manner.
[235] The Respondent has not suggested that the incident itself was a deliberate act and Mr
Ibrahim-Elgarhy, the person who made the decision to dismiss the Applicant, indicated he
believed the incident was an accident. I accept that the Applicant did not deliberately drive a
forklift in a manner that was unsafe.
[236] The Applicant submitted that if the incident was an accident on the part of the Applicant
it would not constitute a valid reason. However the Respondent submitted that the Applicant’s
submission proceeds on the basis that misconduct involves something more than mere
negligence, error of judgement or innocent mistake and does not take into account:
• the many cases which show that gross negligence may be grounds for a finding of
misconduct justifying summary dismissal;395
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• the statutory definition of serious misconduct set out in Regulation 1.07 of the Fair
Work Regulations 2009 (Cth) which states that serious misconduct includes conduct that
‘causes serious and imminent risk to the health and safety of a person’. 396
[237] I accept the Respondent’s submissions that conduct that constitutes ‘gross negligence’
amounts to serious misconduct, particularly if it causes serious and imminent risk to the health
and safety of a person. However the Respondent did not allege ‘gross negligence’, rather it
simply alleged that the Applicant failed to operate the grab forklift in a safe manner and inferred
that the Applicant was at fault and alleged he had ‘not been willing to accept any responsibility
for the incident despite being given the opportunity to do so’. Mr Sporl, who was the
investigator, reached the view that it was more likely than not that the brakes had not failed and
that the accelerator may have been used by the Applicant in lieu of the brake. 397 I do not accept
that accidental acceleration or any fault on the part of the Applicant would automatically be
considered to amount to ‘gross negligence’. I do however accept that conduct that causes
serious and imminent risk to the health and safety of a person may constitute a valid reason for
dismissal even if not wilful or deliberate.
[238] If it were to be substantiated that the incident was the Applicant’s fault and he lied about
it, I would be satisfied that constitutes serious misconduct on the part of the Applicant. Where
the alleged conduct involves serious misconduct, the principles established in Briginshaw v
Briginshaw398 will be relevant. In these circumstances the standard of proof remains the balance
of probabilities but 'the nature of the issue necessarily affects the process by which reasonable
satisfaction is attained'399 and such satisfaction 'should not be produced by inexact proofs,
indefinite testimony, or indirect inferences' or 'by slender and exiguous proofs or circumstances
pointing with a wavering finger to an affirmative conclusion.'400 The strength of the evidence
needed to establish a fact on the balance of probabilities 'may vary according to the nature of
what it is sought to prove'401 and more serious allegations may require stronger evidence.
Did the Applicant fail to operate the grab forklift in a safe manner?
[239] Allegation 1 proceeds on the basis that the Applicant is at fault for the incident. The fact
that a forklift has been involved in an incident does not automatically mean that the driver is at
fault. There may be a range of reasons for an incident and in this case, the Applicant and
Respondent have advanced competing arguments regarding the cause of the incident. The
Respondent points to fault on the part of the Applicant. While it is unclear precisely what actions
the Respondent believes the Applicant took to cause the incident the Sporl Investigation Report
was finalised around two weeks after the incident402 and stated ‘Although it cannot be validated
at this stage, it is plausible to assume given the technician's report that the accelerator may have
been used in lieu of the brake which resulted in the incident”. Mr Sporl, who was the
Respondent’s investigator but not the decision maker, ultimately reached the view that it was
more likely than not that the brakes had not failed and that the accelerator may have been used
by the Applicant in lieu of the brake, resulting in the incident.403
[240] The Applicant points to a failure of the forklift’s brakes, indicating that the brake pedal
went soft when he went to apply it.
How far did the forklift travel?
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[241] Mr Li’s evidence was that the distance from where the forklift was parked (when the
plate fell off) to the bollard to was more than 10 metres.404 During cross examination Mr Deo’s
evidence was that the distance between where the forklift was parked when the plate fell off to
the bollard was approximately 15 metres.405
[242] Mr Ibrahim-Elgarhy said there is approximately 9 metres between the bollard that the
forklift impacted and the roller door and safety door where the forklift finally stopped and that
the forklift driven by the Applicant caused significant damage over an approximate 10 metre
distance.406 Mr Ibrahim-Elgarhy confirmed during cross examination that the reference to 10
metres was an approximation.407
[243] The Applicant said that as he was driving he pushed down on the brakes approximately
two meters before where he had intended to park the forklift (i.e. near the boiler).408 The
Applicant estimated the distance between where he pressed the brakes to the roller door to be
eight to 10 metres.409 Mr Li’s evidence was that:
• the distance from the bollard to where the forklift was parked was more than 10
metres;410
• the distance between the back of the forklift (where it finally stopped) to the bollard was
only three to four metres;411
[244] Mr Sporl (who was responsible for the Respondent’s investigation) said that the distance
between the impacted bollard and roller door is 9 metres.412 Mr Sporl confirmed this was an
approximation.413
[245] Mr Li said the distance from where the forklift was originally parked and where the
plate fell off to the roller door was approximately 20 metres.414 Mr Deo said the approximate
distance between where the forklift was initially parked when the plate had fallen and once the
forklift had rolled to a stop was approximately 15 metres.415 This is inconsistent with his
evidence during cross examination that the distance between where the forklift was parked
when the plate fell off to the bollard alone was approximately 15 metres.416
[246] It is apparent that the evidence regarding the distances between objects are estimations
only and it is unfortunate that during the course of the investigation into such a serious safety
incident no specific measurements were taken at the scene of the incident when it occurred.
[247] Having considered the evidence and given that all of these measurements are
approximations, it seems likely that:
• the forklift was driven by the Applicant from its parked position toward the boiler and
this would have required the Applicant to apply the accelerator;
• the forklift had been travelling for at least 10 metres before it made contact with the
orange and blue drum (which wrapped around the bollard) near the boiler;
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• after making contact with the boiler, the forklift continued before coming to a stop when
it hit the roller door;
• the distance between the bollard and the roller door was a distance of up to 9 metres;
• the total distance travelled by the forklift from its parked position to where it hit the
roller door was at least 19 metres.
How fast was the forklift travelling?
[248] Mr Williams was the only employee (other than the Applicant) to see the whole incident.
Mr Williams said he saw the forklift collide with the orange and blue drum before continuing
between the boiler and the starch kitchen and eventually hitting the roller door where it
stopped417 however other than to say the forklift wasn’t being driven fast his evidence was not
specific around the speed that the forklift was moving when it hit the roller door. During cross
examination Mr Williams confirmed that when he said the forklift wasn’t being driven fast he
was saying that it was not being driven at more than 10 kilometres per hour.418
[249] Mr Deo said he saw the forklift (after it had hit the orange and blue drum) slowly rolling
towards the roller door before it stopped.419 Mr Li said he was not sure how fast the forklift was
going, that he only saw the last one or two seconds of the Applicant on the forklift before it
stopped and he did not see the forklift impact the blue and orange drum in the photo.420
[250] While there were employees who were witnesses to the incident, it is unclear as to how
fast the forklift was going when it hit the roller door and fire safety door.
[251] During cross examination it was put to Mr Brennan that if the Applicant had travelled
10 to 12 metres that the Applicant would have been able to travel at least 10 km per hour and
Mr Brennan agreed with this proposition. 421
[252] While it is not possible to determine the precise speed at which the forklift was travelling
I accept that it would have been possible for the forklift to reach its maximum speed of 10km
before it made contact with the first object, being the blue and orange drum that wrapped around
the bollard.
Was there evidence of braking?
[253] Mr Paraskevopoulos’ evidence was that:
• if the braking capacity is working as it should, the forklift will stop within 2 metres of
the brake being applied;
• he tested the brake capacity by sitting in the forklift, bringing it up to maximum speed
and applying the brakes;
• when he carried out this test the forklift stopped within approximately 2 metres of the
brake being applied;422
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[254] The forklift hit multiple objects before ultimately stopping when it hit the roller door.
The Brennan Report suggests that the lack of braking marks in the photographs taken of the
incident mean that actual braking did not occur.
[255] I am satisfied there is no evidence of the forklift actually braking and the Applicant said
the brakes went soft. This raises the question of whether the brake was either not applied or
whether braking failed.
Could brake failure cause so much damage or was the Applicant accelerating?
[256] Mr Ibrahim-Elgarhy said the forklift driven by the Applicant caused significant damage
over an approximate 10 metre distance423 and I have earlier found that the damage was
extensive.
[257] The Respondent submitted that the evidence establishes that had the Applicant taken his
foot off the accelerator, the forklift would have slowed and stopped before travelling nine
metres from the bollard and before hitting the fire door so hard that it knocked the fire door off
its hinges.424 The Respondent said that the forklift would have slowed further by hitting the
bollard and gas main.425
[258] Mr Sporl said that before the technician left to conduct the full inspection he explained
to Mr Sporl that even if the forklift loses power (or cuts out) deceleration will occur at the same
rate as if the forklift was powered and he understood this to mean that if there was a total brake
failure or the forklift cut out it would decelerate (or slow down) at the same speed as if it were
powered.426 The Respondent’s representative requested that Mr Brennan address whether this
statement is correct. In this regard the Brennan Report explains:
• deceleration will occur naturally or by assistance from the braking system;
• deceleration will vary based on other factors such as the gradient of the surface;
• Adapt-A-Lift’s statement is in essence correct in that it refers to the natural deceleration
that will occur if the engine is shut off without using brakes;
• deceleration may occur slightly quicker with the engine off due to friction and other
forces. 427
[259] The Brennan Report goes on to state by way of summary:
• after considering the supplied photos and documents, in the writers opinion there would
need to be considerable velocity caused by momentum and/or acceleration of the forklift
to cause the damage exemplified in the Safety Report;428
• from observation of the photos the floor level appears to be within a 2 percent gradient
and Mr Brennan did not consider that the forklift could move from a standing start and
roll with enough velocity to cause the indicated damage.429
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[260] The Brennan Report states that in considering the Applicant’s assertion that the brakes
did not operate at all, in Mr Brennan’s opinion a forklift of its weight:
• could not accelerate in 4 metres to more than an estimated 4-5km;
• would have started decelerating at the 4 metre mark (based on the Applicant’s statement
that he did not have his foot on the accelerator); and
• could not travel 6 metres further without decelerating to almost a complete stop,
especially after striking objects in its path;430
• the removal of doors at the final stage would indicate that the terminal travel speed of
the forklift was not in line with these assertions and the likelihood that this level of
damage could have been caused if the brakes failed and/or the forklift lost power is on
the very lower end of the scale and at best would be ranked “1”.431
[261] The Brennan Report goes on to state by way of summary:
• after considering the supplied photos and documents, in the writers opinion there would
need to be considerable velocity caused by momentum and/or acceleration of the forklift
to cause the damage exemplified in the Safety Report;432
• from observation of the photos the floor level appears to be within a 2 percent gradient
and Mr Brennan did not consider that the forklift could move from a standing start and
roll with enough velocity to cause the indicated damage.433
[262] However, during cross examination it was put to Mr Brennan that:
• if the Applicant had travelled 10 to 12 metres (rather than the 4 metres referred to in the
Brennan Report) that the Applicant would have been able to travel at least 10 km per
hour; and
• if the brakes were not used and the Applicant was travelling at 10km per hour the forklift
would be able to travel “well beyond 6 metres”
and Mr Brennan agreed with these propositions. 434
[263] As pointed out by the Applicant, Mr Brennan relied on the following assumptions in
arriving at these findings:
• the forklift had sufficient speed and momentum to cause significant damage in a
relatively straight line over an approximate 10m distance (Assumption 1);
• the forklift was tested post incident to determine the stopping distance at full speed and
the distance was approx. 7m (Assumption 2);
• the distance between the impacted bollard and the fire safety door is 9m (Assumption
3).435
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[264] The Applicant submitted that Mr Brennan has wrongly construed Assumption 1 as
meaning the total distance the forklift travelled from start to finish and that this is demonstrated
at paragraph 9.41(g) of his report that there is a ‘travel distance of 10-12 metres from the
commencement of forward travel to the final position of the broken door’436 and it is apparent
that this is the case. At paragraph 5.3 of his report Mr Brennan states ‘[s]should these
assumptions be materially different, this may in turn affect the content of the Report, and
conclusions therein’.
[265] I have earlier found that the total distance traveled by the forklift was at least 19 metres.
I consider that assumption made by Mr Brennan regarding the total distance travelled is
materially different, especially considering that I have earlier found that the forklift could have
been travelling at its maximum speed of 10km per hours when it hit the orange and blue drum.
As a result, I do not consider that Mr Brennan’s evidence turning to whether the damage could
have been caused in the event of brake failure can be relied on.
[266] Mr Sporl’s evidence was that:
• he instructed Gary Corbet (Supervisor) to conduct a test on the forklift for the purpose
of determining the stopping distance of the forklift when travelling at full speed, 437 the
forklift had a capped speed of 10km per hour such that it could not exceed this speed;438
• he instructed Mr Corbet to conduct the test in a clear, designated area outside the
factory;439
• the test involved another employee, Mr Quinn, travelling at full speed (10km per hour)
in the forklift and then removing his foot from the accelerator but not activating the
brake;440
• the stopping distance was 7 metres; 441
• he estimated the distance between the impacted bollard and fire safety door is 9 metres
and believed the forklift would have had to be travelling at full speed at the time it hit
the bollard and that the impact to the I-beam indicates that it was not a slow and
progressive stop;
• even if there was a total brake failure or the forklift cut out, the forklift would decelerate
(or slow down) at the same speed as if it were powered;
• he believed that if the forklift’s brakes failed it would not have travelled far enough and
with enough velocity to hit the I-beam and impact it to the degree that it did.442
[267] Mr Corbet and Mr Quinn were not called as witnesses to give evidence about the test.
Neither Mr Sporl nor Mr Ibrahim-Elgarhy were there for those tests but both understood that
video footage had been taken. That footage was not tendered as evidence. Mr Sporl indicated
he couldn’t be certain that the test was conducted under the same conditions as those present at
the time of the incident.443 While he was unspecific about the distance, Mr Brennan agreed
during cross examination that if the brakes were not used and the Applicant was travelling at
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10km per hour the forklift would be able to travel well beyond 6 metres.444 In these
circumstances, I am not persuaded that the evidence establishes that 7 metres is the precise
distance within which the forklift should have stopped before hitting the roller door.
[268] I do accept that hitting various objects should have slowed the trajectory of the forklift
down to some degree. If the forklift did cause the fire safety door to ‘fly off its hinges/frame’
and land a few metres away this does suggest a significant impact would have been needed.
However the final position of the fire door as shown in the photograph on page 23 of the Sporl
Investigation Report is peculiar. If it did land in that position, it has landed on an angle in front
of the roller door and mostly to the side of the walkway leading into the fire door. The building
was evacuated immediately following the incident due to the gas leak and it is apparent that the
fire door was used as a means of egress from the building. For example, Mr Deo’s evidence
was that he went outside the fire door next to the roller door as he was looking for a valve to
turn gas off.445 Given the building was evacuated due to the gas leak it seems more likely that
the fire door had been knocked off its hinges but was moved to the side by someone evacuating
the building to enable a safe and clear means of egress.
[269] Based on the evidence before the Commission I cannot be satisfied that the moving
forklift weighing in excess of 11 tonnes should have slowed enough between the bollard and
roller door to stop or cause lesser damage in the event of brake failure.
Can the brakes of a forklift work again if soft pedal is encountered?
[270] That the forklift was returned to operation the same night of the incident and the absence
of any issues with the forklift since the incident, at face value, weighs in favour of the
Respondent’s theory that the cause of the incident was operator error.
[271] Mr Paraskevopoulos was asked whether it was possible that soft pedal could have
occurred and the brakes could have worked again because they hadn’t heated sufficiently. Mr
Paraskevopoulos’ responses suggested that this was not possible because the issue would get
progressively worse.446 Mr Paraskevopoulos further clarified this during re-examination saying:
“Well, if you’ve got an issue with – say, with your master cylinder where it gets hot and
the brake pedal, say, for instance, foot goes to the floor, over a period of time, that will
get worse. It will happen more and more to the point where it will just sit on the floor,
plus the machine should throw up error codes.”447
[272] However Mr Harris gave different evidence and said in his experience, if the brake failed
to operate as alleged, this would constitute a complete failure of the brake system and it would
not be possible for the brake to fail in that instance and then subsequently work.448
[273] It not apparent that the evidence of Mr Paraskevopoulos and Mr Harris squarely
addresses the question of contamination.
[274] During cross examination Mr Brennan accepted that:
• if water is introduced to the system it reduces the boiling point of the fluid;
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• this increases the risk that when the brakes are applied and heating it then boiling point
would be reached;
• if the boiling point is reached with water in there that would then turn into gas;
• where there’s a gas bubble and the brake is applied its compressible and that creates soft
pedal;
• when the system then cools down it is possible that the gas could return to a liquid state;
• if returned to a liquid state when the brake is applied again it would appear to work
normally;
• had the forklift technician tested for contamination he could have identified whether the
oil was contaminated with water;
• if there was a time between when the crash occurred and when the technician inspected
the forklift, it could have sufficiently cooled so when he went to test the forklift it was
working normally again.449
[275] Mr Paraskevopoulos said he waited a ‘considerable period of time’ before he was told
that SafeWork NSW was not coming on that day and he could remove the forklift from the
crash area and undertake the inspection.450 The forklift would have cooled down during this
time. During re-examination Mr Brennan was asked to rate the likelihood of the scenario about
water being in the brake system and then turning into gas and then back into water occurring
using a scale of 1-10, 10 being very likely and 1 being very unlikely.451 Mr Brennan assessed
the likelihood as being in the 2 to 3 range.452 While a 2 or 3 out of 10 does not indicate a high
degree of likelihood, it does lead me to the view that the scenario is more than a remote
possibility and it should not be considered in isolation of other relevant factors when identifying
the likely cause of the incident on the balance of probabilities. Mr Brennan accepted that when
the system then cools down it is possible that the gas could return to a liquid state and if returned
to a liquid state when the brake is applied again it would appear to work normally.453
[276] Having regard to the evidence of Mr Brennan it seems that a forklift impacted by soft
pedal may work again normally when it cools down.
What did Adapt-A-Lift test for and did this include water contamination?
[277] Mr Harris’s covering email to Ms Afeaki states:
“The following works were conducted:
Upon conducting the inspection on the braking system, no faults identified with the
performance, related components or total operation were detected.
An additional mechanical inspection was also conducted, by dismantling the brake
assemblies to check internal componentry and serviceability, all components found
correct as per manufacturers specifications.
Throttle operation also inspected – found ok.”454
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[278] The first page of the Job Service Card states:
“Travel to site,
Carry out Inspection and Diagnosis of Brake System
remove unit from crash area. carried out visual inspection of unit, strip and inspect brake
system, found fluid and all adjustments correct as per manufacturers specifications.
check operation of hand brake, ok. check operation of throttle, tested ok. operated unit
and tested braking capability. no fault found with unit.
Liaised with Alistair Conway from Opal on my findings, concluding with suspected
operator error.”
The second page states in the notes:
“Travel to site,
Carry out Inspection and Diagnosis of Brake System
remove unit from area strip and inspect brake system found fluid and all adjustments
correct check operation of hand brake ok check operation of throttle test ok no fault
found with unit.”
[279] The Brennan Report states:
“If low brake fluid levels or water is introduced to the system the likelihood of soft pedal
or non-existent pedal pressure is high.”455
[280] Further, the Forklift Manual states:
“Small amounts of water in the brake system can cause reduced braking performance.
DO NOT allow water entry. Ensure that the sealed reservoir lid is properly replaced.”456
[281] Mr Paraskevopoulos confirmed during cross examination that he did not test to see if
the brakes were contaminated by water and only conducted a visual inspection.457
[282] I accept that a visual inspection may be able to detect if brake fluid levels were low. Mr
Brennan indicated that it is possible that low brake oil levels or the introduction of water to the
system may cause soft pedal however among the reasons for his rating suggesting low
likelihood were:
• low oil level is very unlikely to occur without a leakage occurring or the indicator
appearing on the dash and according to page 16 of the Forklift Manual this warning light
must be inspected by the operator at the daily inspection;
• there was no evidence of leakage.458
[283] I accept that it seems unlikely that the brake fluids were low. However I am satisfied
that water contamination is also a cause of soft pedal and no testing of the brake fluids was
undertaken to rule contamination out. I do not suggest that Adapt-A-Lift was trying to cover
anything up but it seems that Mr Paraskevopoulos did not know about the soft pedal explanation
that the Applicant had provided and did not think such testing was necessary.
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Should the indicator light have shown if there was water contamination?
[284] Mr Brennan rated the likelihood of the brake pedal going “soft”, providing “no
resistance” and causing the forklift to “keep moving in circumstances where the brake oil was
not changed every 2000 hours or in the 12 months prior to the accident” as “1” on a scale of 1
to 10, with 1 being “very unlikely” and 10 being “very likely”. Among the reasons for his rating
suggesting low likelihood were that:
• low oil level is very unlikely to occur without a leakage occurring or the indicator
appearing on the dash and according to page 16 of the Forklift Manual this warning light
must be inspected by the operator at the daily inspection;
• checking the indicator light on the dash is an operator responsibility and in neither of
the Applicant’s written responses or any of the other documents provided to Mr Brennan
is it raised that the warning light was lit.
[285] During cross examination Mr Brennan was taken to his statement in the Brennan Report
suggesting that if water is introduced to the system the indicator light on the forklift’s dash
would be on459 and he agreed that this statement would be dependent on the make and model
of the forklift and that he had not seen the particular forklift the subject of the incident.460 It was
put to Mr Brennan that the particular forklift involved in the incident would show if the fluid
was too low but not necessarily whether it was contaminated with water to which Mr Brennan
indicated he was not able to correctly answer.461 Further, while I am satisfied that prior to
operating the forklift the Applicant checked to make sure all the correct reels were set up from
the night before,462 there is insufficient evidence before the Commission to establish that he
carried out a daily inspection of the forklift. While the Brennan Report suggests that such an
inspection should have been conducted by the Applicant, there is no evidence that the
Respondent required this of him. Indeed, Key Learning 3 of the Sporl Investigation Report
states “Pre-operational checks are not conducted/recorded and the system is currently reliant on
operator discretion”.
[286] In these circumstances I am unable to draw a conclusion that if contamination occurred
the indicator light would have been on or that the Applicant would have seen it.
Anomalies in the service history
[287] The Applicant gave uncontested evidence that as a result of a grab forklift being out of
service the grab forklift involved in the incident had been used on the day, afternoon and night
shift five days per week for the entire period the other forklift had been out of service.463 It is
apparent that the Respondent had increased reliance on the forklift in these circumstances, as
evidenced by its initial reluctance to provide the forklift to Adapt-A-Lift in February 2023 and
the resultant rebooking of the 4000 hour service in March 2023.
[288] I am however satisfied that a 4000 hour service, albeit delayed, did ultimately occur in
March 2023 and should have involved the service elements for a 4000 hour service as set out
in the Forklift Manual. I also accept that a service history record may not exhaustively list all
of the elements of a particular service, given that these are prescribed in the manual.
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[289] However the Brennan Report has identified some anomalies in the service history
records that bring into question whether all elements prescribed by the manual were carried out
in the servicing of the forklift. In particular, the Brennan Report indicates:
• in reviewing the Adapt-A-Lift service history it was not possible for Mr Brennan to state
whether it was "deficient" or "not deficient";
• while it is industry standard not to list the full contents of any particular periodic service,
but to rely on the Forklift Manual to provide such detail, he would expect to see parts
and fluids listed that would match up with that specified in the Forklift Manual;
• in this regard there did appear to be some anomalies in the Service History provided i.e.
certain parts or lubricants required by the schedule set out in the periodic maintenance
table in the Manual are not listed in the Service History.464
[290] In his Second Response the Applicant specifically raised that there were no records of
a brake oil change being performed in the service records and that this is required to occur every
2000 hours or annually. The Brennan Report indicates that a brake oil change is required as a
part of the 4000 hour service and as the Service History stated that a 4000 hour service was
completed on 9 March 2023 Mr Brennan assumed this occurred.465 However the Brennan
Report goes on to state that according to the Service History:
• no brake oil has been charged for, with the Manual requiring use of a certain product
for the brake oil change;466 and
• while wet brake drive axle oil is required to be changed467 in five separate chambers of
the wet brake system, requiring 25 litres in total, only 12 litres of HP GEAR OIL
80W/90 $L (PER LITRE) is shown in the forklift’s service history468 and this is a lower
viscosity to the oils required in the left and right side wet brakes.
[291] When Mr Paraskevopoulos inspected the forklift he was not able to tell from accessing
the service history on his tablet if something had not occurred (including whether the brake oil
had not been changed) and there was no evidence of any close examination of the service
history.469 Further, the technician who is said to have carried out the 4000 hour service, Mr
Peria, was not called as a witness to the proceedings.
[292] Mr Brennan’s opinion was that even if the brakes had not been serviced in the 12 months
prior to this the likelihood that this would cause the brake pedal to go “soft” and provide “no
resistance”, causing the forklift to “keep moving” was rated as “1” a scale of 1 to 10 with 1
being “very unlikely” and 10 being “very likely”. The Brennan Report suggests this rating was
provided for a range of reasons, including:
• because the forklift has “wet type” brakes which means they run in a hydraulic fluid
environment and are much less susceptible to wear and tear;
• if there was a failure of the brakes’ articulating system, hydraulics or wet brakes, there
would be an oil trail and there was no evidence of this;
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• if the brake master cylinder seals had failed they would not “unfail”, there would have
been evidence of this found during Adapt-A-Lift’s inspection later on the day of the
incident and the issue would have re-emerged with subsequent use;
• the Job Service Card in respect of Adapt-A-Lift’s inspection stated that the brakes were
working.
[293] However it is not clear that the above relates to soft pedal caused by water contamination
and while Mr Brennan relied on Adapt-A-Lift’s Job Service Card, I have already found that
Adapt-A-Lift did not test for this.
[294] Further, during cross examination it was put to Mr Brennan that if the list of items that
must be done as a part of a 4000 hour service were not performed this would increase the risk
of brake failure and Mr Brennan agreed.470 It was then put to Mr Brennan that there were a
number of things he could not identify in the forklift history as being completed because they
did not appear in the history including:
• whether the master brakes cylinder and rod were lubricated, to which Mr Brennan
agreed;
• whether the brake oil change had been carried out, to which Mr Brennan agreed;
• whether the wet brake axle oil change had been carried out, to which Mr Brennan
indicated there was no charge for this in the service history;
• whether brake system accumulator had been serviced, to which Mr Brennan indicated
it had not been specifically listed in the service history.471
[295] It was put to Mr Brennan that if it was the case that none of the above had been carried
out, the cumulative effect would significantly increase the risk of brake failure, including a
temporary failure, and he agreed.472
[296] I cannot be satisfied as to whether Adapt-A-Lift, in servicing the forklift carried out all
of the elements of a service as prescribed by the Forklift Manual. Rather, there is evidence of
anomalies, including evidence suggesting that the brake fluids may not have been changed in
accordance with the Forklift Manual and this would likely increase the likelihood of brake
failure.
[297] I also note that there were three grab forklifts provided by Adapt-A-Lift to the
Respondent and at the time of the incident one of these was out of service as it had stopped
working while the Applicant was in the middle of driving it. The Applicant gave uncontested
evidence that it had not been used for approximately four to six months prior to the time of the
incident. While this forklift was not the forklift involved in the incident it does indicate that the
grab forklifts, despite being serviced by Adapt-A-Lift, are not infallible to unexpected
breakdown and the fact that the forklift involved in the incident did not have any reported brake
issues prior to the incident does not mean issues could not have arisen.
SafeWork NSW outcome
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[298] It is apparent from its correspondence to the Applicant dated 16 October 2023 that the
Respondent did not believe the Applicant’s explanation for the incident because:
• it considered the explanation was inconsistent with the outcome SafeWork NSW
communicated via email 19 July 2023 to Mr Sporl and Mr Williams473 stating:
‘The decision has been made that as the forklift operator Mr Pece Calovski has
already been suspended from using the forklift at the workplace since the
incident that Safework NSW will allow the PCBU to continue to manage the
incident and not use our powers under clause 110 of the WHS Act 2011
It is an expectation that the PCBU will ensure that Mr Calovski is able to operate
high risk work competently and safety (sic) prior to being allowed to use forklifts
in the premises;’ and
• it considered the report provided to SafeWork NSW by Adapt-A-Lift on 25 July 2023
in response to a Notice to Give Information to SafeWork NSW issued to Adapt-A-Lift
pursuant to section 155(2) of the Work Health and Safety Act NSW (2011) on 20 July
2023 confirmed the forklift brakes were in working order.
[299] In this regard, on 20 July 2023 Ms Afeaki sent Adapt-A-Lift a notice to give information
to SafeWork NSW including:
• the names of the employees who inspected the forklift on 27 June 2023;
• a list of all tests conducted on the forklift as a part of the service and the results of each
of those tests; and
• confirmation as to whether any mechanical errors were identified during the inspection
that may have contributed to the incident; and
• detailed service reports and paperwork pertaining to Service Job Card (job. No
1544759).474 This was the Service Job Card relating to the inspection undertaken by
Adapt-A-Lift on 27 June 2023 following the incident.475
[300] Mr Harris responded to that notice by email dated 25 July 2023, enclosing the job service
card completed by the technician who inspected the forklift at the Respondent’s site on 27 June
2023.476 In his covering email to Ms Afeaki, Mr Harris said:
“The following works were conducted:
Upon conducting the inspection on the braking system, no faults identified with the
performance, related components or total operation were detected.
An additional mechanical inspection was also conducted, by dismantling the brake
assemblies to check internal componentry and serviceability, all components found
correct as per manufacturers specifications.
Throttle operation also inspected – found ok.”477
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[301] Ms Afeaki was asked whether she believed the Applicant’s account to which she
responded:
“Based on the evidence before me on the day it didn’t seem that it would be an accurate
account of what had occurred.”478
[302] It is apparent that SafeWork NSW relied on the representations of Adapt-A-Lift who I
have found did not test for water contamination which creates a high risk of soft pedal.
What can be said about the Applicant’s actions if the braking did fail due to soft pedal?
[303] Mr Wilson made the following observations:
• the Applicant drove the forklift through a yellow and red shared pedestrian walkway at
which point the forklift came to a stop after it had collided with a number of pieces of
plant and equipment;
• driving a forklift through a shared pedestrian area presents a significant safety risk, there
was a factory access door very close by and pedestrians walk along the marked path to
get to the access door;
• the photos in the Sporl Investigation Report show the final stopping point of the forklift
on the yellow and red shared pedestrian pathway.479
[304] There is no doubt that a moving forklift weighing in excess of 11 tonnes in a pedestrian
area gives rise to a serious risk to safety. The Applicant said that as he was driving he pushed
down on the brakes approximately two metres before where he had intended to park the forklift
and when he pressed the brake it went all the way to the floor and had no resistance,480 the
forklift continued to move forward and he was aware that the boiler was on his left and that the
forklift was going to hit something therefore he intentionally steered the forklift as straight as
possible to ensure he went between the boiler and starch kitchen to minimise damage.481
[305] Given the Applicant’s lengthy experience driving forklifts there is also a question
around why the handbrake was not applied by the Applicant if the foot brake did not work for
him. The Brennan Report indicates that the handbrake would have stopped the forklift moving
forward as it activates the same set of brakes as the foot brake by a separate mechanical
activation.482 The reason why the Applicant did not apply the handbrake is unclear. However
the measures that should have been taken in the event of brake failure in the circumstances
described by the Applicant were not the subject of focus during the Respondent’s investigation
or the proceedings. If the brakes did fail as the Applicant claims, I am not able to conclude that
the Applicant’s failure to apply the handbrake in reacting to the foot brake failure would justify
his dismissal.
Was the incident the Applicant’s fault or was it caused by soft pedal?
[306] The Respondent has established that:
• the incident happened while the Applicant was driving the forklift;
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• there is no evidence of effective braking;
• the brakes worked when Adapt-A-Lift tested them post incident;
• Adapt-A-Lift did not find any faults with the forklift’s brakes (although it did not test
for water contamination);
• the forklift was returned to service the night of the incident and no issues arose with the
forklift’s brakes once this happened.
[307] These factors weigh in favour of a finding on the balance of probabilities that the
accident was the Applicant’s fault.
[308] The Respondent has not established that:
• the forklift should have stopped or slowed so as to cause lesser damage if the brakes
failed;
• the failure of the Applicant to engage the handbrake or actions otherwise taken were a
valid reason for dismissal if the brakes did in fact fail.
[309] The evidence does however establish that:
• the Applicant had 25 years’ experience driving forklifts;
• the Applicant was not under the influence of drugs or alcohol or otherwise observed to
be impaired or driving erratically prior to the incident;
• there had been increased reliance on the forklift the subject of the incident in
circumstances where one of the three grab forklifts was out of service;
• the servicing of the forklift had been delayed from February to March as a result of the
increased reliance on the forklift;
• the forklift travelled approximately 10 metres between where it was parked and where
it hit the first object and would have been able to reach its full speed of 10 kilometres
per hour across that distance;
• upon hitting the first object there was no evidence of braking but rather, the forklift
travelled a further 9 metres, hitting multiple other objects along the way, into a
pedestrian zone and roller door without stopping in circumstances where the forklift
should brake within 2 metres if the operator applies a working brake;
• the forklift weighs in excess of 11 tonnes and Mr Brennan’s evidence is that if the brakes
were not used and the Applicant was travelling at 10km per hour the forklift would be
able to travel well beyond 6 metres;
• no precise measurements were taken of any of the distances that the forklift travelled
during the course of the investigation and I am not satisfied that a forklift, weighing in
excess of 11 tonnes, would have slowed to a stop before hitting the roller door in
circumstances of brake failure, despite hitting objects along the way;
• the Respondent called Adapt-A-Lift, the entity that leases and services the forklift, to
inspect the forklift post accident and it was that entity that reported that it had found no
issues with the forklift;
• the Respondent interviewed the Applicant to get his full account of events after Adapt-
A-Lift has inspected the forklift;
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• the Adapt-A-Lift representative was not told that the Applicant had alleged soft pedal
and did not test for water contamination, which creates a high risk of soft pedal if it
occurs;
• the Applicant has been consistent in his account that the brake went soft (soft pedal);
• while the service history states a 4000-hour service was completed on 9 March 2023,
there are anomalies in the forklift’s service history including evidence suggesting that:
o no brake oil has been charged for, with the Manual requiring use of a certain
product for the brake oil change;483 and
o while wet brake drive axle oil is required to be changed484 in five separate
chambers of the wet brake system, requiring 25 litres in total, only 12 litres of
HP GEAR OIL 80W/90 $L (PER LITRE) is shown in the forklift’s service
history485 and this is a lower viscosity to the oils required in the left and right
side wet brakes;
• Mr Brennan acknowledged that there were a number of things he could not identify in
the forklift history as being completed because they did not appear in the history and
that if these had not been carried out, the cumulative effect would significantly increase
the risk of brake failure, including a temporary failure;
• the forklift’s history was only obtained on 10 October 2023 (after the wrong service
history was provided by Adapt-A-Lift to the Respondent)486 and it does not appear that
the anomalies identified by Mr Brennan in the service history were identified at that
time or investigated;
• it is possible that in the time between when the incident occurred and when the
technician inspected the forklift, the system could have cooled down, the gas could have
returned to a liquid state and if so the forklift would appear to work normally.487
[310] I accept that the Adpat-A-Lift inspection would have ruled out some causes of brake
failure. However the Applicant has not just simply said that the brakes failed but has
consistently alleged the brake pedal went soft when he went to apply it. There are specific
factors that cause soft pedal and as identified by Mr Brennan, water contamination results in a
high likelihood of soft pedal.
[311] The seriousness of the incident, in my view, warranted a more thorough investigation.
The Respondent should have obtained the Applicant’s account before the forklift was returned
to service and, upon learning that soft pedal was alleged, it should have arranged for testing to
conclusively rule out water contamination and given more careful consideration to the forklift’s
service history.
[312] The Applicant has operated forklifts and grab forklifts for approximately 25 years.488
The Applicant says the incident involving the forklift was the first time in his career that he had
ever had a forklift accident.489 There were no concerns regarding the Applicant’s performance
in his role before the incident.490 While this does not in itself mean that the Applicant is immune
from having an accident whilst driving a forklift, it does reduce the likelihood of the Applicant
making such a serious error, whether it be applying the accelerator instead of the brake or
otherwise.
[313] I note that Mr Brennan and SafeWork NSW placed reliance on Adapt-A-Lift’s findings
as reflected in the Job Service Card in arriving at their findings. Adapt-A-Lift was the service
provider that the Respondent called to inspect the forklift following the incident. The decision
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to do so may have been an intuitive one given Adapt-A-Lift leases and services the forklifts and
would have a close working knowledge of the forklift and its condition. However in
circumstances where a very serious and potentially life threatening safety incident occurred, the
Applicant had indicated that the incident was caused by braking failure and Adapt-A-Lift
provided and serviced the forklift involved, it would have been prudent to engage an expert
independent of Adapt-A-Lift to inspect the forklift.
[314] Having considered the evidence, two possible explanations for the incident are that:
1. the Applicant, in travelling from where he was stopped to the area where he
intended to park near the boiler, failed to brake in time before hitting the first
object (the blue and orange drum and bollard) and he panicked or went into a
state of shock such that he did not brake at all or continued to accelerate such
that the forklift kept travelling for a distance of 9 metres into the pedestrian zone
and the roller door, hitting multiple objects along the way; or
2. the Applicant tried to apply the brake of a forklift that had been heavily used
since its last service in March and had anomalies in its service history, the pedal
went soft when he went to apply it and he was unable to brake effectively. In
circumstances where he had the boiler to his left and starch room to his right, he
steered the forklift down a pathway that would result in the forklift causing what
he considered to be the least amount of damage.
[315] While it is a combination of factors that make the explanation about soft pedal plausible
and it appears that the incident happened within a matter of seconds491, I consider it is no more
likely that a forklift driver with 25 years’ experience and who was not under the influence of
drugs, alcohol or otherwise observed to be impaired, could make a combination of errors that
would see him:
• apply the accelerator to move a forklift from its parked position toward the boiler for
around 8 metres and then either brake late or accidentally accelerate into the first object,
being the blue and orange drum; and
• then fail to brake, continue to accelerate or accidentally accelerate such that the forklift
travelled a further nine metres into a pedestrian zone, hitting multiple other objects along
the way, in circumstances where the forklift should have stopped within 2 metres had a
working brake been applied.
[316] The Applicant has been consistent in his account that when he went to apply the brakes
the pedal went soft and the forklift failed to brake. This consistency has persevered through the
Applicant’s communications with his colleagues following the incident, the Respondent’s
entire investigation and disciplinary process and during these proceedings. The Applicant’s
consistency in his explanation persevered even after he became aware that SafeWork NSW
were not going to suspend or cancel his licence and he was at risk of losing his job. Prior to the
incident the Applicant did not have a history of being untruthful during his employment.
[317] In all the circumstances and taking into account the flaws in the investigation, and the
failure to undertake testing to rule out contamination, which creates a high risk of soft pedal, I
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am unable to be satisfied, on the balance of probabilities, about which of these two theories
caused the incident, i.e. whether it was Applicant error or whether the brake pedal went soft as
consistently claimed by the Applicant.
Did the Applicant lie
[318] As noted above the Applicant has been consistent in his account that when he went to
apply the brakes the pedal went soft and the forklift failed to brake and the Applicant did not
have a history of being untruthful during his employment prior to the incident.
[319] The allegations made by the Respondent about the Applicant’s conduct are serious and
it bears the onus of proving that the conduct on which it relies took place. In my view there
needs to be sound evidence upon which a firm finding may be made, on the balance of
probabilities, that the Applicant failed to operate the grab forklift in a safe manner, causing
extensive damage and creating a safety incident that could have resulted in injury and loss of
life; and that he lied or was dishonest about this. For the reasons set out above I am unable to
determine the cause of the incident and I cannot be satisfied that the Applicant was dishonest
or untruthful. Even if some accident did occur involving error on the part of the Applicant
(which I am not satisfied is the case as I do not know what caused the incident) I cannot be
satisfied, based on the evidence before the Commission and on the balance of probabilities, that
the Applicant was dishonest or lied during the investigation and disciplinary process.
[320] In all the circumstances, I find that there was no valid reason related to the Applicant’s
conduct.
Was the Applicant notified of the valid reason?
[321] Proper consideration of s.387(b) requires a finding to be made as to whether the
applicant “was notified of that reason”. Contextually, the reference to “that reason” is the valid
reason found to exist under s.387(a).492
[322] As I am not satisfied that there was a valid reason related to dismissal, this factor is not
relevant to the present circumstances.493
Was the Applicant given an opportunity to respond to any valid reason related to their
capacity or conduct?
[323] As I have not found that there was a valid reason related to dismissal, this factor is not
relevant to the present circumstances.494
Did the Respondent unreasonably refuse to allow the Applicant to have a support person
present to assist at discussions relating to the dismissal?
[324] Where an employee protected from unfair dismissal has requested a support person be
present to assist in discussions relating to the dismissal, an employer should not unreasonably
refuse that person being present.
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[325] There is no positive obligation on an employer to offer an employee the opportunity to
have a support person:
“This factor will only be a relevant consideration when an employee asks to have a
support person present in a discussion relating to dismissal and the employer
unreasonably refuses. It does not impose a positive obligation on employers to offer an
employee the opportunity to have a support person present when they are considering
dismissing them.”495
[326] It was not in contention that the Applicant was afforded the opportunity to bring a
support person to discussions regarding his dismissal.496
[327] In all the circumstances, I find that the Respondent did not unreasonably refuse to allow
the Applicant to have a support person present at discussions relating to the dismissal.
Was the Applicant warned about unsatisfactory performance before the dismissal?
[328] As the dismissal did not relate to unsatisfactory performance, this factor is not relevant
to the present circumstances.
To what degree would the size of the Respondent’s enterprise and absence of dedicated
human resource management specialists or expertise in the Respondent’s enterprise be
likely to impact on the procedures followed in effecting the dismissal?
[329] In relation to s.387(f) the Applicant submitted:
• The Respondent is a large company with dedicated, experienced human resources and
legal representatives and it can, and should be held to a high standard in terms of the
procedures it can be expected to follow when dismissing an employee.497
• Large employers are expected to have appropriate standards of conduct when dealing
with an employee’s dismissal and to follow policies and procedures.498
• Where an employer is substantial and has dedicated human resources personnel and
access to legal advice, there will likely be no reason for it not to follow fair
procedures.499
• To this end, the Respondent employs internal legal counsel as well as a dedicated
Workplace Relations Specialist who conduct investigations into allegations of
workplace misconduct.500
• The Respondent simply inferred that the Applicant was guilty of misconduct without
having regard to the incident considered in its complete context.501
• The Respondent contravened its own policies by failing to provide the Applicant with
all the materials and conferring him with five working days to respond to the allegations
as required by the Investigation Guiding Principles.502
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• The deficiencies in the procedures followed in effecting the dismissal weigh in favour
of a finding that the dismissal was unfair.503
[330] The Applicant submitted that as the Respondent has dedicated human resources
specialists nothing arises for consideration under s.397(g).504
[331] The Respondent is substantial, employing approximately 3,500 employees across the
group,505 and has dedicated human resources personnel and access to legal advice and as such
there is no reason for it not to follow fair procedures.506 Further, I find that the size of the
Respondent’s enterprise was not likely to impact on the procedures followed in effecting the
dismissal.
What other matters are relevant?
[332] Section 387(h) requires the Commission to take into account any other matters that the
Commission considers relevant.
Submissions
[333] The Applicant submitted that the following matters point to the dismissal being
unfair:507
• the forklift incident was an accident, whether it be due to faulty brakes, or otherwise;
• there were no pre-operational checks in place for forklifts and issues were only reported
on an ad-hoc basis as they occur,508 despite pre-operational checks being a requirement
of SafeWork NSW and the operation of forklifts constituting high risk work;
• the Respondent failed to implement adequate barricades to protect the boiler and other
equipment from being damaged;
• the forklift was almost four months’ overdue for a major service (at Opal’s own election)
which likely contributed to the incident;
• the lack of any prior disciplinary action taken against the Applicant;
• the financial impact of the dismissal on the Applicant in the current economic climate;
• the Applicant’s age and difficulty he had in obtaining alternative employment, noting
he made 59 unsuccessful applications.
[334] The Applicant also submitted that:
• the Respondent had already decided just a few hours after the incident that the Applicant
had engaged in the alleged conduct and did not afford the Applicant a genuine
opportunity to persuade the Respondent that there were reasons not to terminate his
employment;509
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• a proper investigation was not carried out;510
• the Respondent did not follow the investigation guiding principles in its enterprise
agreement which require five business days to respond.511 In this regard the Applicant
submitted that:
o he was required to show cause as to why his employment should not be
terminated by 13 October 2023;
o he had all the materials by 12 October 2023 including the forklift servicing
history (which was just under 20 pages and the forklift service manual) which is
over 100 pages;
o he was supposed to have these materials by no later than 6 October 2023;
o he only had a day to review the materials and then provide a response and this
was a clear breach of the investigation guiding principles and was procedurally
unfair;512
• even if the Commission was to find the Investigation Guiding Principles don’t apply,
the Respondent was nonetheless required to provide full disclosure in accordance with
the principles of justice, which would entail having sufficient time to review those
materials and respond.513
[335] The Respondent submitted that:
• the Applicant’s submissions in relation to procedural fairness are without merit;
• the requirements of procedural fairness are that a person who may be adversely affected
by a decision be informed of the case against them and be given a reasonable
opportunity to answer it;
• the Applicant was on notice for three months of the allegations and was given repeated
opportunities to respond;514
• in any event any issue or issues of procedural fairness may not be of such significance
as to outweigh the substantive reason/s for an employee’s dismissal, particularly in cases
of misconduct where the proven misconduct is of such a gravity as to outweigh any
other considerations such as age, length of service, contrition and issues of procedural
unfairness generally.
[336] In closing oral submissions, the Applicant submitted that:
• it was unfair and cruel that the Applicant was employed between 27 June 2023 and 3
October 2023 before receiving the show cause letter to respond to;515
• Mr Ibrahim-Elgarhy's explanation of the reason for the delay (being that he was waiting
on the GIPA application outcome) was a farce because given the Respondent had a
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seven or eight year commercial relationship with Adapt-A-Lift, he could have sought
the records directly from Adapt-A-Lift;516
• if Mr Ibrahim-Elgarhy genuinely considered that the incident needed to be dealt with
swiftly and warranted termination, he wouldn't have allowed Mr Calovski to work for
three and a half months, and he expressly conceded that if Mr Calovski simply accepted
his version of events, he could have had his job back.517
[337] The Respondent noted in closing submissions that the evidence of Mr Ibrahim-Elgarhy
was that if there had been a request to extend time he would have done so, he had done so in
the past, and there was no such request.518
[338] Procedural fairness is one factor that the Commission may take into consideration when
deciding if a dismissal has been harsh, unjust or unreasonable. It concerns the decision-making
process followed or steps taken by a decision maker, rather than the actual decision itself.
[339] In the context of administrative decision-making, the rules of natural justice are flexible
and require fairness in all the circumstances, including the nature of the power exercised and
the statutory provisions governing its exercise.519 Ordinarily, procedural fairness requires that
an allegation be put to a person and they be given an opportunity to answer it before a decision
is made.520
[340] I consider that the matters below are relevant to my consideration of whether the
dismissal was harsh, unjust or unreasonable.
[341] While it is apparent that some of the employees of the Respondent including Mr Conway
appeared to have formed the early belief that the Applicant had applied the accelerator instead
of the brake, I am not satisfied that the decision maker Mr Ibrahim-Elgarhy rushed to any
conclusions because the Applicant’s employment did in fact continue for over three months
post-incident and Mr Ibrahim-Elgarhy took the additional step of seeking to access the service
history records for the forklift. While he could have requested the service history records from
Adapt-A-Lift at an earlier stage he did not do so and instead directed that the GIPA application
be made before he arrived at his decision. It seems likely that he considered that the forklift’s
service history may have also been a relevant factor in making the decision about the
Applicant’s employment and had sought to understand whether SafeWork NSW had relied on
service history in deciding upon its outcome. Mr Ibrahim-Elgarhy’s evidence was that he
assumed SafeWork NSW had a copy at the time of the GIPA application but this assumption
was incorrect.
[342] Mr Sayan’s evidence was that at the meeting on 4 July 2023 between the Applicant, Mr
Sayan, Mr Conway and Michael Kenny (Quality Assurance Manager) he requested a copy of
the forklift service history records and asked whether Adapt-A-Life was independent in
conducting the assessment given it was responsible for servicing the forklift.521 On 3 October
2023 Mr Sayan also attended a meeting with the Applicant, Mr Conway and Mat Wilmore,
during which the Applicant was provided with a letter containing allegations of misconduct and
was requested to attend a meeting on 5 October 2023.522 Mr Sayan requested that the Applicant
be given an extension until 10 October 2023 to respond as the Applicant did not have the service
records.523 At approximately 7.30am on 10 October 2023 Mr Conway advised Mr Sayan that
[2024] FWC 1717
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he had sent the service records and queried whether he still wished to have the meeting with the
Applicant at 2pm, noting that not much notice had been given since the records were sent and
Mr Sayan confirmed that he still wished for the meeting to proceed.
[343] In that meeting of 10 October 2023 Mr Sayan raised that the serial number on the service
history records provided did not match the serial number of the forklift provided to SafeWork
NSW.524 Service history records for the wrong forklift had been provided, Mr Conway obtained
a copy of the correct service records and on 11 October 2023 sent an email to Mr Sayan and Mr
Wilmore enclosing these records.525
[344] On 11 October 2023 another meeting was held between the Applicant, Mr Sayan, Mr
Wilmore and Mr Ibrahim-Elgarhy.526 The following morning Mr Sayan requested a copy of the
service manual for the forklift and a copy of the Respondent’s Incident Report.527 Mr Ibrahim-
Elgargy indicated during cross examination that while he was unsure of the exact date he
believed that the forklift manual was provided on 12 October 2023.528
[345] On 13 October 2023 another meeting took place between the Applicant, Mr Sayan, Mr
Wilmore and Mr Ibrahim-Elgarhy in which the Applicant provided his response to the
allegations. On 18 October 2023 another meeting took place between the Applicant, Mr Sayan,
Mr Ibrahim-Elgarhy and ‘Sveto’.529 On 19 October 2023 a meeting took place between the
Applicant, Mr Sayan, Mr Wilmore and Mr Ibrahim-Elgarhy in which the Applicant was
provided with a letter notifying him of the termination of his employment.530
[346] It is apparent that the meeting of 13 October 2023 was the primary meeting in which the
Applicant was provided with an opportunity to respond to the allegations made against him. I
accept that a request to move this meeting could have been made by the Applicant and was not
however he had no guarantee such a request would have again been granted and it is apparent
that within the very limited time between receiving the correct service history records on 11
October 2023 and the forklift manual on 12 October 2023 the Applicant made a very serious
attempt to respond to the allegations in his letter of 13 October 2023 in a way that explored
whether the new material he had been given supported his account of what had occurred.
However in my view, the delay between when Mr Sayan first asked for the service history
records (being 4 July 2023) and when they were ultimately provided, being 11 October 2023 is
unreasonable. This information was, in my view, of importance in understanding whether the
Applicant’s account of what had occurred was a plausible explanation for the incident. The
Applicant is not a forklift technician and had he received that information earlier, he may have
been able to give it closer consideration in putting his case to the Respondent that his
employment should not be terminated. Once the service history was in the hands of the
Applicant and the Applicant raised concerns about it, there is no evidence that the Respondent
looked into these concerns in any meaningful way before making the decision to dismiss him
and the Brennan Report authored post the Applicant’s dismissal did in fact identify anomalies
in the service history records.
[347] More fundamentally, the Applicant had explained to the Respondent what he believed
to be the cause of the incident, i.e. that the pedal went soft. There are known causes of soft
pedal. It was within the Respondent’s means and control to undertake an investigation into what
was accepted by both parties to be a very serious safety incident and rule out the known causes
of soft pedal and I have earlier found that the Respondent’s investigation was deficient in this
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regard. The entity that provides and services the Respondent’s forklifts was called out, it
assessed its own forklift that it had serviced as being free from faults and it did not test for a
cause of soft pedal. The accident site was cleared and the forklift was returned to service that
night. The Respondent’s approach in response to the incident means that it has lost the
opportunity to know the probable cause of the incident and has meant that the Applicant’s
account was not fully explored before being dismissed as a lie.
[348] The above factors are regrettable and weigh in favour of a finding that the dismissal was
harsh.
Is the Commission satisfied that the dismissal of the Applicant was harsh, unjust or
unreasonable?
[349] I have made findings in relation to each matter specified in s.387 as relevant.
[350] I must consider and give due weight to each as a fundamental element in determining
whether the termination was harsh, unjust or unreasonable.531
[351] Having considered each of the matters specified in s.387 of the FW Act, I am satisfied
that the dismissal of the Applicant was harsh and unreasonable because the Respondent has not
established that it has a valid reason for the dismissal, the forklift’s service history records
sought by Mr Sayan on behalf of the Applicant should have been provided sooner and the
Applicant’s account of the cause of the incident (being soft pedal) should have been properly
investigated and there were deficiencies in this regard.
Conclusion
[352] I am therefore satisfied that the Applicant was unfairly dismissed within the meaning of
s.385 of the FW Act.
Remedy
[353] Being satisfied that the Applicant:
• made an application for an order granting a remedy under s.394;
• was a person protected from unfair dismissal; and
• was unfairly dismissed within the meaning of s.385 of the FW Act,
I may, subject to the FW Act, order the Applicant’s reinstatement, or the payment of
compensation to the Applicant.
[354] Under s.390(3) of the FW Act, I must not order the payment of compensation to the
Applicant unless:
(a) I am satisfied that reinstatement of the Applicant is inappropriate; and
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(b) I consider an order for payment of compensation is appropriate in all the
circumstances of the case.
Is reinstatement of the Applicant inappropriate?
[355] While the Applicant’s application indicates that he seeks reinstatement and/or
compensation,532 I understand that reinstatement is the Applicant’s preferred remedy. In
particular, the Applicant submitted, by way of summary that he seeks reinstatement with orders
for continuity of service and restoration of lost pay533 and that the following factors make
reinstatement appropriate:
• the Applicant was a hard-working, loyal and diligent employee;
• the Applicant has no history of any prior disciplinary or safety issues at the Respondent
or otherwise throughout his employment history;
• the Respondent is well able to accommodate the Applicant’s reinstatement;
• there can be no sensible suggestion that the relationship of trust and confidence between
the Applicant and Respondent has broken down such that the employment relationship
cannot be re-established, particularly noting the Applicant continued to work for three
and a half months between the date of the incident on 27 June 2023 and his suspension
on 11 October 2023;
• reinstatement is the primary remedy.534
[356] The Respondent submitted during closing submissions that while employees have a duty
to be truthful generally, in relation to safety breaches they have a particular duty to be truthful.
The Respondent says it does not believe the Applicant, it continues not to believe him upon
hearing the evidence, there is a breach of trust and reinstatement is impracticable.535 The
Respondent submits that in these circumstances it cannot be argued that it is safe for the
Respondent to have the Applicant back in the workplace.536 The Respondent referred to the
findings of the Full Bench in Parlamat that:
“Employers have important statutory obligations to maintain a safe place of work. Those
obligations have a high profile in NSW. Establishing and enforcing safety rules are an
important obligation, a breach of which can lead to serious consequences…Clearly
disciplinary action was necessary and appropriate because a failure to do so sends a
message to the workforce that safety breaches can occur with impunity.”537
[357] The Applicant’s evidence was that Mr Thornton was his direct supervisor and that Mr
Thornton left the business shortly after the incident and was not replaced.538 While Mr Thornton
reported to Mr Conway, the Applicant said that he only occasionally received instructions from
Mr Conway and neither Mr Ibrahim-Elgarhy, Mr Sporl nor Mr Wilson ever directed him to
perform duties.539 The Applicant also submitted that it was not clear that Mr Conway’s evidence
(that he did not believe the Applicant) was relevant to the issue of trust and confidence in that
he was not his immediate supervisor. In this respect the Applicant referred to the statement of
Gray J in AMIEU v G&K O’Connor Pty Ltd that:
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“The law relating to the need for trust and confidence in an employment relationship was
developed at a time when employment invariably involved a close personal relationship
between employer and employee. The advent of corporate employers has diminished the
importance of this element of the employment relationship. A corporation has no
sensitivity. The crucial question must be what effect, if any, loss of trust by a manager
in an employee is likely to have on the operation of the workplace concerned. It might
be more significant, for instance, to know the name of Mr Voss’s immediate supervisor
and to know the attitude of that person towards him. If the immediate supervisor had no
trust in Mr Voss, it might also be relevant to know whether it would be possible to place
Mr Voss in another part of the workplace, under another supervisor, who did have such
trust. It would also be relevant to know what effect any lack of trust by any manager or
supervisor in a particular employee might have on the conduct of operations in the
workplace. There is no evidence as to any of these matters”.540
[358] The Applicant submitted that:
• the Respondent’s reluctance to shift from its view (that the Applicant caused the incident
and lied about it) or the fact that it may be difficult or embarrassing for the Respondent
to be required to re-employ the Applicant does not provide a sound basis to conclude
that the relationship of trust and confidence is irreparably damaged or destroyed;
• the employment relationship can plainly be restored and made viable and productive;
• the Respondent has not discharged its evidential onus of showing there has been a
breakdown of trust and confidence.
[359] Part 3-2 of the FW Act deals with unfair dismissal. Section 381(1)(c) of the FW Act
provides that one of the objects of Part 3-2 is to provide remedies if a dismissal is found to be
unfair, with an emphasis on reinstatement. Section 381(2) provides that the procedures and
remedies referred to in paragraphs 1(b) and (c) of the FW Act and the manner of deciding on
and working out such remedies, are intended to ensure that a “fair go all round” is accorded to
both the employer and employee concerned.
[360] In Nguyen v Vietnamese Community in Australia T/A Vietnamese Community Ethnic
School South Australia Chapter541a Full Bench of the Commission summarised the propositions
arising from the decided cases concerning the impact of a loss of trust and confidence on the
question of whether reinstatement is appropriate:
• Whether there has been a loss of trust and confidence is a relevant consideration in
determining whether reinstatement is appropriate but while it will often be an important
consideration it is not the sole criterion or even a necessary one in determining whether or
not to order reinstatement.542
• Each case must be decided on its own facts, including the nature of the employment
concerned. There may be a limited number of circumstances in which any ripple on the
surface of the employment relationship will destroy its viability but in most cases the
employment relationship is capable of withstanding some friction and doubts.543
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• An allegation that there has been a loss of trust and confidence must be soundly and
rationally based and it is important to carefully scrutinise a claim that reinstatement is
inappropriate because of a loss of confidence in the employee. The onus of establishing a
loss of trust and confidence rests on the party making the assertion.544
• The reluctance of an employer to shift from a view, despite a tribunal’s assessment that the
employee was not guilty of serious wrongdoing or misconduct, does not provide a sound
basis to conclude that the relationship of trust and confidence is irreparably damaged or
destroyed.545
• The fact that it may be difficult or embarrassing for an employer to be required to re-employ
an employee whom the employer believed to have been guilty of serious wrongdoing or
misconduct are not necessarily indicative of a loss of trust and confidence so as to make
restoring the employment relationship inappropriate546
[361] The Full Bench went on to say:
“Ultimately, the question is whether there can be a sufficient level of trust and confidence
restored to make the relationship viable and productive. In making this assessment, it is
appropriate to consider the rationality of any attitude taken by a party.”547
[362] A difficulty arises in this matter in that two competing accounts have been put forward
in relation to the incident’s causation and I am unable to be satisfied as to which cause is the
most likely account on the balance of probabilities. No valid reason was found in this matter
because the Respondent bears the onus in establishing there was a valid reason due to the
Applicant’s conduct. There was another explanation (soft pedal) that, in all the circumstances,
was no less plausible than the Respondent’s belief that the incident was the Applicant’s fault
and the Applicant’s explanation about what had happened was not properly investigated.
[363] While I could not be satisfied on the balance of probabilities that the incident was the
Applicant’s fault, there is a potential that an error has been made involving a serious safety
incident. It is trite to say that sometimes people make errors in the course of their employment
and it does not necessarily mean that they should not continue in their role in all circumstances.
However the Applicant is involved in high risk work and if the cause of the incident was
operator error, which is unknown, the error was significant and could have had significant
consequences. Had it been found that the cause of the incident was attributable to the Applicant
and that he had lied, it is likely that the outcome of this matter would have been very different.
[364] The inability to be satisfied about the cause of the incident is attributable to the
deficiencies in the Respondent’s investigation post-incident. The forklift was not tested for
contamination (a known cause of soft pedal) and the deficiencies in the investigation cannot
now be corrected.
[365] In circumstances where the Respondent believes that the incident was the Applicant’s
fault some tension will likely arise because health and safety considerations must be taken
seriously and as per the expectations communicated by SafeWork NSW, the Respondent will
need to have confidence that the Applicant is able to competently and safely operate a forklift
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if it is to allow him to operate them in the future.548 The Applicant said that he only occasionally
received instructions from Mr Conway and neither Mr Ibrahim-Elgarhy, Mr Sporl nor Mr
Wilson ever directed him to perform duties549 and challenged the relevance of evidence of those
who were not his immediate supervisor to the issue of trust and confidence. However in
circumstances where work health and safety considerations arise and where the Respondent’s
management employees have an interest in how the Respondent meets its obligations, I consider
the perspectives of the Respondent’s management employees to be relevant in an assessment
of whether there is a loss of trust and confidence in an employment relationship,
notwithstanding that these individuals may not be the Applicant’s direct supervisor.
[366] There are however a number of factors that suggest reinstatement is not inappropriate.
Firstly, the Applicant continued to work for a period of three and a half months post incident
without issue, albeit in a capacity that did not involve forklift operation. The Respondent has
never suggested that the incident in itself was a deliberate act however Mr Ibrahim-Elgarhy’s
evidence was that he wanted the Applicant to take responsibility for the incident, that this was
very important in his capacity as decision maker, that he was disappointed that the Applicant
did not, in his view, accept responsibility and if the Applicant had told him what he believed to
be the correct version of events there may have been an alternative option to dismissal. 550 It
seems likely that the reason that the Applicant was ultimately dismissed was not because of the
incident itself but because the Respondent believed that he had lied about the cause of it. In
closing submissions the Respondent confirmed that the basis upon which it says reinstatement
would be inappropriate was because the Applicant lied.551 The difficulty with the belief held by
the Respondent is that it didn’t undertake testing to rule out a known cause of what the Applicant
said had caused the incident. Without properly investigating to rule out the factors that cause
soft pedal, I do not consider that the Respondent’s belief that the Applicant lied was soundly
based. Prior to the incident, there were no disciplinary or performance issues arising during the
Applicant’s employment. The Applicant’s evidence is that he has 25 years of experience in
driving forklifts and he says this is the only incident he has been involved in and if the incident
was an accident, it seems unlikely that an accident of such a gravity could happen again.
[367] Further, SafeWork NSW communicated the following outcome via email dated 19 July
2023 to Mr Sporl and Mr Williams552 stating:
“... The decision has been made that as the forklift operator Mr Pece Calovski has already
been suspended from using the forklift at the workplace since the incident that Safework
NSW will allow the PCBU to continue to manage the incident and not use our powers
under clause 110 of the WHS Act 2011
It is an expectation that the PCBU will ensure that Mr Calovski is able to operate high
risk work competently and safety (sic) prior to being allowed to use forklifts in the
premises…”
[368] SafeWork NSW did not however consider it necessary to suspend or cancel the
Applicant’s forklift licence and the statement above contemplates that the Applicant may return
to driving forklifts. In circumstances where the Applicant continues to hold a licence, if he is
not driving forklifts for the Respondent, he will be doing so somewhere else as he is in the
casual position secured after his dismissal.
[2024] FWC 1717
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[369] The Applicant’s role immediately before his dismissal was the role of a corrugator
floater that involved performing various tasks including driving forklifts and working on a
cardboard stacker.553 While the Respondent will need to take steps to meet the expectation of
SafeWork NSW to “ensure that Mr Calovski is able to operate high risk work competently and
safety (sic) prior to being allowed to use forklifts in the premises…”, it seems likely the
Respondent will be able to meet this expectation in circumstances where the Applicant is an
experienced forklift driver who did not have a history of safety or performance issues prior to
the incident. The Applicant accepted that the incident was serious554 and indicated that even
though he believed the brakes did not work he has always accepted that it was his responsibility
for the incident as the driver, that he has tried to think about what he could have done to avoid
the incident and has felt terrible about it ever since.555 While he said the brake of the forklift
went soft, it appears he is nevertheless open to drawing learnings from the incident. The
Applicant also gave evidence that he loved his job, was keen to return to it and I do not consider
that the viability of the employment relationship has been destroyed.
[370] The Applicant’s evidence is that he applied for 58 jobs and was unsuccessful in those
applications.556 On 18 December 2023 the Applicant did however commence employment as a
casual forklift driver557 and while it appears that his employment in this role is fairly regular558
it is not guaranteed work559 and he has submitted this results in some variation in his earnings.
[371] Having regard to the matters referred to above, I consider that reinstatement is not
inappropriate.
Reinstatement – to what position should the Applicant be appointed?
[372] Section 391(1) of the FW Act provides that an order for the Applicant’s reinstatement
must be an order that the Applicant’s employer at the time of the dismissal reinstate the
Applicant by:
(a) reappointing the Applicant to the position in which the Applicant was employed
immediately before the dismissal; or
(b) appointing the Applicant to another position on terms and conditions no less favourable
than those on which the Applicant was employed immediately before the dismissal.
[373] Section 391(2) of the FW Act provides that, if:
(a) the position in which the Applicant was employed immediately before the dismissal is
no longer a position with the Applicant’s employer (as at the time of dismissal); and
(b) that position, or an equivalent position, is a position with an associated entity of the
employer,
the order for reinstatement may be an order to the associated entity to:
(c) appoint the Applicant to the position in which the Applicant was employed immediately
before the dismissal; or
[2024] FWC 1717
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(d) appoint the Applicant to another position on terms and conditions no less favourable
than those on which the Applicant was employed immediately before the dismissal.
[374] As noted above, while the Respondent will need to take steps to meet the expectation of
SafeWork NSW to “ensure that Mr Calovski is able to operate high risk work competently and
safety (sic) prior to being allowed to use forklifts in the premises…” the Applicant has 25 years’
experience in driving forklifts and there is no evidence to suggest that it will not be able to do
so or that the Applicant will not work cooperatively with it in meeting this expectation. I am
satisfied that it is open to me to make an order reappointing the Applicant within 21 days of the
date of this decision to the position in which he was employed immediately before the dismissal.
Reinstatement - is it appropriate to make an order to maintain continuity?
[375] Section 391(2) of the FW Act provides that, if the Commission makes an order for
reinstatement and considers it appropriate to do so, the Commission may also make any order
that the Commission considers appropriate to maintain the following:
(a) the continuity of the Applicant’s employment;
(b) the period of the Applicant’s continuous service with the employer or, if applicable, the
associated entity.
[376] In all the circumstances, including that I am not satisfied that the forklift incident was
the Applicant’s fault or that the Applicant engaged in misconduct, I consider it appropriate to
make an order to maintain the Applicant’s continuity of employment and period of continuous
service with the employer.
Reinstatement - is it appropriate to make an order to restore lost pay?
[377] Section 391(3) of the FW Act provides that, if the Commission makes an order for
reinstatement and considers it appropriate to do so, the Commission may also make any order
that the Commission considers appropriate to cause the employer to pay to the Applicant an
amount for the remuneration lost, or likely to have been lost, by the Applicant because of the
dismissal.
[378] Section 391(4) of the FW Act provides that, in determining an amount for the purposes
of such an order, the Commission must take into account:
(a) the amount of any remuneration earned by the Applicant from employment or other
work during the period between the dismissal and the making of the order for
reinstatement; and
(b) the amount of any remuneration reasonably likely to be so earned by the Applicant
during the period between the making of the order for reinstatement and the actual
reinstatement.
[379] An order to restore lost pay does not necessarily follow an order for reinstatement. The
Commission may only make an order if it considers it appropriate to do so and may only make
[2024] FWC 1717
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an order that the Commission considers appropriate.560 Where an employee has engaged in
misconduct, the Commission may refuse to make any order to restore lost pay.561
[380] The Applicant submits that lost pay should be restored and the only amounts that should
be deducted are the payment to the Applicant in lieu of notice and any income earned by the
Applicant between the date of termination and the date of the orders.
[381] I have earlier found that I am not satisfied that the forklift incident was the Applicant’s
fault or that the Applicant engaged in misconduct. The Applicant’s evidence is that he had
applied for 58 jobs and was unsuccessful in those applications.562 Notwithstanding this the
Applicant has been able secure casual employment at the rate of $31.73 per hour.563 This
compares to a base weekly wage of $1,528.55 paid by the Respondent (being $43.67 over a 35
hour week) resulting in a gap of $11.94 per hour between the Applicant’s former and current
rates of pay.564 Notwithstanding the different in rates and mode of employment I am satisfied
that the Applicant has taken steps to mitigate his loss. Having regard to these matters I consider
it appropriate to make an order that the Respondent pay to the Applicant the amount that the
Applicant would have earned in the period between his dismissal and the date of his
reinstatement less the notice paid on termination and income earned since the time of his
dismissal.
[382] The Applicant proposed that the Commission make orders requiring that:
1. the parties confer in relation to quantum and advise the Commission’s chambers
whether the amount payable is agreed within two weeks from the date of the orders
(noting that there is inherent uncertainty as to the Applicant’s future earnings given his
current casual role, and the amounts he may earn will likely vary as they have done over
his period of employment);
2. if the calculation of the amount payable is agreed, the Respondent must pay the amount
to the Applicant within three weeks from the date of the order; and
3. if the calculation of the amount payable is not agreed, the matter will be listed for
directions to program the matter for determination of the quantum.
[383] I consider that it is appropriate to make orders of the nature proposed by the Applicant.
If the parties are unable to reach agreement on the quantum to be paid I will list the matter for
determination of the amount to be paid.
COMMISSIONER
Appearances:
VE FAIR WORK OMMISSION OF THE SEAL
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Mr J Martin of the AMWU on behalf of the Applicant.
Mr I Latham instructed by Ai Group on behalf of the Respondent.
Hearing details:
2024.
Sydney.
January 29 and 30.
Printed by authority of the Commonwealth Government Printer
PR776558
1 Application filed 26 October 2023 at question 2.1.
2 Application filed 26 October 2023, Attachment A.
3 Application filed 26 October 2023, Attachment A.
4 Application filed 26 October 2023, Attachment B.
5 Application filed 26 October 2023, Attachment C.
6 Application filed 26 October 2023, Attachment D.
7 Application filed 26 October 2023, Attachment D.
8 Warrell v Fair Work Australia [2013] FCA 291.
9 Ibid.
10 Statement of Todd John Brennan dated 10 January 202 at [8].
11 Statement of Todd John Brennan dated 10 January 202 at [8].
12 Statement of Todd John Brennan dated 10 January 2024, TJB1.
13 Statement of Todd John Brennan dated 10 January 202 at [4].
14 Brennan Report, part 2.
15 Brennan Report, part 5.
16 Sayer v Melsteel Pty Ltd [2011] FWAFB 7498, [14]; Smith v Moore Paragon Australia Ltd PR915674 (AIRCFB, Ross VP,
Lacy SDP, Simmonds C, 21 March 2002), [69].
17 Selvachandran v Peteron Plastics Pty Ltd (1995) 62 IR 371, 373.
18 Ibid.
19 Walton v Mermaid Dry Cleaners Pty Ltd (1996) 142 ALR 681, 685.
20 Edwards v Justice Giudice [1999] FCA 1836, [7].
21 King v Freshmore (Vic) Pty Ltd Print S4213 (AIRCFB, Ross VP, Williams SDP, Hingley C, 17 March 2000), [23]-[24].
22 Applicant’s Outline of Submissions filed 22 December 2023 at [24].
23 Applicant’s Outline of Submissions filed 22 December 2023 at [22].
24 Applicant’s Outline of Submissions filed 22 December 2023 at [25].
25 Transcript of proceedings, 30 January 2024 at PN 1909.
26 Transcript of proceedings, 30 January 2024 at PN 1910.
27 Transcript of proceedings, 30 January 2024 at PN 1926.
28 Transcript of proceedings, 30 January 2024 at PN 1912.
29 Transcript of proceedings, 30 January 2024 at PN 1909.
30 Transcript of proceedings, 30 January 2024 at PN 1941.
https://www.fwc.gov.au/documents/decisionssigned/html/2011fwafb7498.htm
https://www.fwc.gov.au/documents/alldocuments/pr915674.htm
https://www.fwc.gov.au/documents/decisionssigned/html/pr915674.htm
http://www.fwa.gov.au/documents/Benchbookresources/unfairdismissals/Walton_v_Mermaid_Dry_Cleaners.pdf
[2024] FWC 1717
91
31 Transcript of proceedings, 30 January 2024 at PN 1914.
32 Applicant’s Outline of Submissions filed 22 December 2023 at [26].
33 Transcript of proceedings, 30 January 2024 at PN 1938.
34 Applicant’s Outline of Submissions filed 22 December 2023 at [26].
35 Transcript of proceedings, 30 January 2024 at PN 1910.
36 Applicant’s Outline of Submissions filed 22 December 2023 at [29].
37 Transcript of proceedings, 30 January 2024 at PN 1935.
38 Respondent’s Outline of Argument filed 15 January 2024 at [3].
39 Respondent’s Outline of Argument filed 15 January 2024 at [4].
40 Respondent’s Outline of Argument filed 15 January 2024 at [6].
41 Respondent’s Outline of Argument filed 15 January 2024 at [7].
42 Respondent’s Outline of Argument filed 15 January 2024 at [6].
43 Respondent’s Outline of Argument filed 15 January 2024 at [11]
44 Transcript of proceedings, 30 January 2024 at PN 1979.
45 Transcript of proceedings, 30 January 2024 at PN 1980.
46 Transcript of proceedings, 30 January 2024 at PN 1981.
47 Transcript of proceedings, 30 January 2024 at PN 1981.
48 Respondent’s Outline of Argument filed 15 January 2024 at [23].
49 Transcript of proceedings, 30 January 2024 at PN 1984.
50 Respondent’s Outline of Argument filed 15 January 2024 at [24].
51 Transcript of proceedings, 30 January 2024 at PN 1993.
52 Transcript of proceedings, 30 January 2024 at PN 1995.
53 Transcript of proceedings, 30 January 2024 at PN 1986.
54 Transcript of proceedings, 30 January 2024 at PN 1954.
55 Transcript of proceedings, 30 January 2024 at PN 1954.
56 Respondent’s Outline of Argument filed 15 January 2024 at [25] with reference to Rankin v Marine Power International
Pty Ltd 107 IR 117 at [330] – [340].
57 Respondent’s Outline of Argument filed 15 January 2024 at [26].
58 Respondent’s Outline of Argument filed 15 January 2024 at [26].
59 Respondent’s Outline of Argument filed 15 January 2024 at [27].
60 Respondent’s Outline of Argument filed 15 January 2024 at [28].
61 Respondent’s Outline of Argument filed 15 January 2024 at [29].
62 Applicant’s Outline of Submissions in Reply at [23].
63 Applicant’s Outline of Submissions in Reply at [24].
64 Statement of Applicant dated 22 December 2023 at [4].
65 Statement of Applicant dated 22 December 2023 at [26].
66 Statement of Applicant dated 22 December 2023 at [2] – [4].
67 Statement of Applicant dated 22 December 2023 at [5].
68 Transcript of proceedings, 30 January 2023, PN 1636.
69 Transcript of proceedings, 30 January 2023, PN 1637 - 1640.
70 Statement of Applicant dated 22 December 2023 at [19].
71 Brennan Report, part 9.41(h).
72 Statement of Applicant dated 22 December 2023 at [6].
73 Statement of Rod Harris dated 11 January 2024 at [7] – [8].
[2024] FWC 1717
92
74 Statement of Rod Harris dated 11 January 2024 at [3].
75 Statement of Rod Harris dated 11 January 2024 at [3].
76 Transcript of Proceedings, 30 January 2024, PN 1321.
77 Statement of Rod Harris dated 11 January 2024 at [11].
78 Statement of Rod Harris dated 11 January 2024 at [12] – [13].
79 Statement of Rod Harris dated 11 January 2024, RH1.
80 Statement of Rod Harris dated 11 January 2024 at [15].
81 Statement of Rod Harris dated 11 January 2024, RH2.
82 Statement of Rod Harris dated 11 January 2024 at [17] – [18].
83 Transcript of Proceedings 30 January 2024 at PN1335.
84 Transcript of Proceedings 30 January 2024 at PNs1337 – 1350.
85 Transcript of Proceedings 30 January 2024 at PN1355.
86 Transcript of Proceedings 30 January 2024 at PN1357-1358.
87 Statement of Rod Harris dated 11 January 2024 at [30].
88 Brennan Report, part 9.3.
89 Brennan Report, part 9.4.
90 Brennan Report, part 9.5.
91 Brennan Report, part 9.6.
92 Brennan Report, part 9.7.
93 Brennan Report, part 9.9.
94 Brennan Report, part 9.10.
95Brennan Report, part 9.14.
96 Brennan Report, part 9.14.
97 Brennan Report, part 9.14.
98 Brennan Report, part 9.15.
99 Brennan Report, part 9.17.
100 Brennan Report, part 9.16.
101 Brennan Report, part 9.19.
102 Brennan Report, part 9.19.
103 Brennan Report, part 9.19.
104 Brennan Report, part 9.20.
105 Brennan Report, part 9.21.
106 Brennan Report, part 9.22.
107 Brennan Report, part 9.25.
108 Brennan Report, part 9.29.
109 Transcript of Proceedings, 30 January 2024, PNs 1497 – 1500.
110 Transcript of Proceedings, 30 January 2024, PNs 1501 - 1505.
111 Transcript of Proceedings, 30 January 2024, PNs 1507 - 1508.
112 Statement of Applicant dated 22 December 2023, PC-4.
113 Statement of Applicant dated 22 December 2023 at [7].
114 Statement of Applicant dated 22 December 2023 at [8].
115 Statement of Applicant dated 22 December 2023 at [10].
116 Statement of Applicant dated 22 December 2023 at [10].
117 Statement of Applicant dated 22 December 2023 at [11].
[2024] FWC 1717
93
118 Statement of Applicant dated 22 December 2023 at [11].
119 Statement of Applicant dated 22 December 2023 at [11].
120 Statement of Applicant dated 22 December 2023 at [12].
121 Statement of Applicant dated 22 December 2023 at [12].
122 Statement of Applicant dated 22 December 2023 at [13].
123 Statement of Applicant dated 22 December 2023 at [14].
124 Statement of Applicant dated 22 December 2023 at [14].
125 Statement of Applicant dated 22 December 2023 at [14].
126 Statement of Applicant dated 22 December 2023 at [16].
127 Statement of Applicant dated 22 December 2023 at [16].
128 Statement of Applicant dated 22 December 2023 at [17].
129 Statement of Applicant dated 22 December 2023 at [17].
130 Statement of Applicant dated 22 December 2023 at [18].
131 Statement of Applicant dated 22 December 2023 at [20].
132 Statement of Applicant dated 22 December 2023 at [22].
133 Statement of Applicant dated 22 December 2023 at [22].
134 Statement of Applicant dated 22 December 2023 at [19].
135 Statement of Applicant dated 22 December 2023 at [21].
136 Statement of Applicant dated 22 December 2023 at [21].
137 Statement of Applicant dated 22 December 2023 at [24].
138 Statement of Applicant dated 22 December 2023 at [25].
139 Statement of Adam Williams dated 22 December 2023 at [1] – [2].
140 Statement of Adam Williams dated 22 December 2023 at [4].
141 Statement of Adam Williams dated 22 December 2023 at [5].
142 Statement of Adam Williams dated 22 December 2023 at [5].
143 Statement of Adam Williams dated 22 December 2023 at [6].
144 Statement of Adam Williams dated 22 December 2023 at [6].
145 Statement of Adam Williams dated 22 December 2023 at [6].
146 Statement of Adam Williams dated 22 December 2023 at [6].
147 Statement of Adam Williams dated 22 December 2023 at [6].
148 Statement of Adam Williams dated 22 December 2023 at [7].
149 Statement of Adam Williams dated 22 December 2023 at [7].
150 Transcript of Proceedings 29 January 2024 at PN395.
151 Statement of Adam Williams dated 22 December 2023 at [8].
152 Statement of Adam Williams dated 22 December 2023 at [8].
153 Statement of Adam Williams dated 22 December 2023 at [9].
154 Statement of Adam Williams dated 22 December 2023 at [9].
155 Statement of Adam Williams dated 22 December 2023 at [10].
156 Statement of Adam Williams dated 22 December 2023 at [10].
157 Statement of Adam Williams dated 22 December 2023 at [11].
158 Transcript of Proceedings 29 January 2024 at PNs 398 - 404.
159 Transcript of Proceedings 29 January 2024 at PN 405.
160 Statement of Rajic Deo dated 22 December 2023.
161 Statement of Rajic Deo dated 22 December 2023 at [3] – [4].
[2024] FWC 1717
94
162 Statement of Rajic Deo dated 22 December 2023 at [4].
163 Statement of Rajic Deo dated 22 December 2023 at [4].
164 Statement of Rajic Deo dated 22 December 2023 at [4].
165 Statement of Rajic Deo dated 22 December 2023 at [4].
166 Statement of Rajic Deo dated 22 December 2023 at [5].
167 Statement of Rajic Deo dated 22 December 2023 at [6].
168 Statement of Rajic Deo dated 22 December 2023 at [7].
169 Statement of Rajic Deo dated 22 December 2023 at [7].
170 Statement of Rajic Deo dated 22 December 2023 at [10].
171 Statement of Rajic Deo dated 22 December 2023 at [8].
172 Statement of Rajic Deo dated 22 December 2023 at [8].
173 Statement of Rajic Deo dated 22 December 2023 at [8].
174 Statement of Rajic Deo dated 22 December 2023 at [9].
175 Statement of Rajic Deo dated 22 December 2023 at [9].
176 Statement of Rajic Deo dated 22 December 2023 at [9].
177 Statement of Feng Li dated 22 December 2023 at [1] – [3].
178 Statement of Feng Li dated 22 December 2023 at [3].
179 Statement of Feng Li dated 22 December 2023 at [3].
180 Statement of Feng Li dated 22 December 2023 at [3].
181 Statement of Feng Li dated 22 December 2023 at [4].
182 Statement of Feng Li dated 22 December 2023 at [4].
183 Statement of Feng Li dated 22 December 2023 at [5].
184 Statement of Feng Li dated 22 December 2023 at [6].
185 Statement of Feng Li dated 22 December 2023 at [7].
186 Statement of Feng Li dated 22 December 2023 at [7].
187 Statement of Feng Li dated 22 December 2023 at [7
188 Statement of Feng Li dated 22 December 2023 at [6].
189 Statement of Glenn Wilson dated 15 January 2024 at [8] – [15].
190 Statement of Glenn Wilson dated 15 January 2024 at [24].
191 Statement of Glenn Wilson dated 15 January 2024 at [28].
192 Statement of Glenn Wilson dated 15 January 2024 at [31].
193 Statement of Alastair Conway dated 15 January 2024 at [1].
194 Statement of Alastair Conway dated 15 January 2024 at [7].
195 Statement of Adam Williams dated 22 December 2023 at [13].
196 Statement of Alastair Conway dated 15 January 2024 at [21].
197 Statement of Alastair Conway dated 15 January 2024, AC3.
198 Statement of Alastair Conway dated 15 January 2024, AC3.
199 Statement of Feng Li dated 22 December 2023 at [8].
200 Statement of Alastair Conway dated 15 January 2024 at [20].
201 Statement of Alastair Conway dated 15 January 2024, AC2.
202 Statement of Rajic Deo dated 22 December 2023 at [11].
203 Statement of Alastair Conway dated 15 January 2024 at [19].
204 Statement of Alastair Conway dated 15 January 2024, AC1.
205 Statement of Alastair Conway dated 15 January 2024, AC1.
[2024] FWC 1717
95
206 Statement of Alastair Conway dated 15 January 2024 at [7].
207 Statement of Alastair Conway dated 15 January 2024 at [10] – [12].
208 Transcript of proceedings, 30 January 2023, PN 1627.
209 Statement of Alastair Conway dated 15 January 2024 at [13].
210 Statement of Alastair Conway dated 15 January 2024 at [15].
211 Transcript of proceedings, 30 January 2023, PNs 1628, 1629.
212 Statement of Alastair Conway dated 15 January 2024 at [17].
213 Statement of Alastair Conway dated 15 January 2024 at [18].
214 Statement of Derek Sporl dated 12 January 2024 at [24] - [25].
215 Statement of Derek Sporl dated 12 January 2024 at [26].
216 Statement of Derek Sporl dated 12 January 2024 at [27] – [28].
217 Statement of Adam Williams dated 22 De Statement of Rajic Deo dated 22 December 2023 at [7].
218 Statement of Adam Williams dated 22 December 2023 at [12].
219 Statement of Adam Williams dated 22 December 2023 at [13].
220 Statement of Adam Williams dated 22 December 2023 at AW-3.
221 Statement of Tom Paraskevopoulos at [3].
222 Statement of Tom Paraskevopoulos at [4].
223 Statement of Tom Paraskevopoulos at [3].
224 Statement of Tom Paraskevopoulos at [5].
225 Statement of Tom Paraskevopoulos at [5].
226 Statement of Tom Paraskevopoulos at [6].
227 Statement of Tom Paraskevopoulos at [7].
228 Statement of Tom Paraskevopoulos at [8].
229 Statement of Tom Paraskevopoulos at [10] – [11].
230 Statement of Tom Paraskevopoulos at [12].
231 Transcript of proceedings, 30 January 2024 at PN1226.
232 Statement of Tom Paraskevopoulos at [12].
233 Statement of Tom Paraskevopoulos at [13].
234 Statement of Tom Paraskevopoulos at [16] – [17].
235 Statement of Derek Sporl dated 12 January 2024, DS2.
236 Statement of Derek Sporl dated 12 January 2024, DS2, Statement of Tom Paraskevopoulos, TP1.
237 Brennan Report, part 9.30.
238 Brennan Report, part 9.35.
239 Brennan Report, part 9.36.
240 Transcript of proceedings, 30 January 2024 at PN1227.
241 Statement of Derek Sporl dated 12 January 2024 at [13].
242 Statement of Derek Sporl dated 12 January 2024 at [16].
243 Statement of Derek Sporl dated 12 January 2024 at [17].
244 Statement of Derek Sporl dated 12 January 2024 at [18].
245 Transcript of proceedings, 29 January 2023 at PN949.
246 Statement of Derek Sporl dated 12 January 2024 at [19] – [20].
247 Statement of Glenn Wilson dated 15 January 2024 at [38].
248 Statement of Glenn Wilson dated 15 January 2024 at [40].
249 Statement of Derek Sporl dated 12 January 2024 at [8], DS1.
[2024] FWC 1717
96
250 Statement of Derek Sporl dated 12 January 2024 at [10].
251 Statement of Derek Sporl dated 12 January 2024 at [32].
252 Statement of Derek Sporl dated 12 January 2024 at [33].
253 Transcript of Proceedings, 29 January 2024 at PNs 973 - 985.
254 Statement of Ahmad Ibrahim-Elgarhy dated 12 January 2024 at [50].
255 Statement of Ahmad Ibrahim-Elgarhy dated 12 January 2024 at [51].
256 Statement of Ahmad Ibrahim-Elgarhy dated 12 January 2024 at [52].
257 Statement of Ahmad Ibrahim-Elgarhy dated 12 January 2024 at [53].
258 Statement of Ahmad Ibrahim-Elgarhy dated 12 January 2024 at [53].
259 Transcript of proceedings, 30 January 2024 at PN1818.
260 Transcript of proceedings, 30 January 2024 at PN1821.
261 Transcript of proceedings, 30 January 2024 at PN1822.
262 Statement of Ahmad Ibrahim-Elgarhy dated 12 January 2024 at [54] – [55].
263 Transcript of Proceedings, 30 January 2024 at PN 1832 - 1836.
264 Transcript of Proceedings 29 January 2024 at PN 988.
265 Transcript of Proceedings 29 January 2024 at PNs 983 -995.
266 Transcript of proceedings, 30 January 2024 at PN1227.
267 Transcript of Proceedings 29 January 2024 at PN 432.
268 Transcript of Proceedings 29 January 2024 at PN 433.
269 Transcript of Proceedings 29 January 2024 at PNs 882 - 886.
270 Statement of Rob Harris dated 11 January 2024 at [31].
271 Statement of Glenn Wilson dated 15 January 2024 at [42].
272 Statement of Glenn Wilson dated 15 January 2024 at [43].
273 Statement of Adam Williams dated 22 December 2023 at [15].
274 Statement of Adam Williams dated 22 December 2023 at AW-4.
275 Statement of Adam Williams dated 22 December 2023 at [12].
276 Statement of Adam Williams dated 22 December 2023 at AW-1.
277 Statement of Adam Williams dated 22 December 2023 at [12].
278 Statement of Adam Williams dated 22 December 2023 at AW-6.
279 Statement of Adam Williams dated 22 December 2023 at AW-3.
280 Statement of Rob Harris dated 11 January 2024 at [24], Statement of Adam Williams dated 22 December 2023 at AW-6.
281 Statement of Rob Harris dated 11 January 2024 at [25], RH3.
282 Statement of Adam Williams dated 22 December 2023 at [16].
283 Statement of Adam Williams dated 22 December 2023 at AW-5.
284 Transcript of Proceedings, 29 January 2024 at PNs 1029 – 1031, 1034
285 Transcript of Proceedings, 29 January 2024 at PN 1040.
286 Transcript of Proceedings, 29 January 2024 at PN 1033.
287 Transcript of Proceedings, 29 January 2024 at PN 1066.
288 Witness Statement of Ahmad Ibrahim-Elgarhy dated 12 January 2023, AIE1.
289 Transcript of Proceedings, 30 January 2024 at PNs 1744 - 1752.
290 Transcript of Proceedings, 29 January 2024 at PN 1035.
291 Transcript of Proceedings, 29 January 2024 at PN 1036.
292 Transcript of Proceedings, 29 January 2024 at PN 1037.
293 Transcript of Proceedings, 29 January 2024 at PN 1038.
[2024] FWC 1717
97
294 Transcript of Proceedings, 29 January 2024 at PNs 1041 – 1047.
295 Transcript of Proceedings, 29 January 2024 at PN 1068.
296 Transcript of Proceedings, 29 January 2024 at PNs 1069 - 1070.
297 Transcript of Proceedings, 29 January 2024 at PNs 1084 - 1086
298 Transcript of Proceedings, 29 January 2024 at PN 1088.
299 Statement of Glenn Wilson dated 15 January 2024 at [45], GW5.
300 Statement of Glenn Wilson dated 15 January 2024 at [46].
301 Transcript of Proceedings, 29 January 2024 at PNs 1048 - 1049.
302 Statement of Ahmad Ibrahim-Elgarhy dated 12 January 2024 at [34] – [35].
303 Statement of Ahmad Ibrahim-Elgarhy dated 12 January 2024 at [36], AIE6.
304 Statement of Ahmad Ibrahim-Elgarhy dated 12 January 2024 at [38].
305 Statement of Ahmet Sayan dated 22 December 2023 at [1].
306 Statement of Ahmet Sayan dated 22 December 2023 at [1].
307 Statement of Ahmet Sayan dated 22 December 2023 at [3].
308 Statement of Ahmet Sayan dated 22 December 2023 at [4].
309 Statement of Ahmet Sayan dated 22 December 2023, AS-1.
310 Statement of Applicant dated 22 December 2023 at [27], Statement of Alastair Conway dated 15 January 2024 at [22].
311 Statement of Applicant dated 22 December 2023 at [27], Statement of Alastair Conway dated 15 January 2024 at AC4.
312 Statement of Ahmet Sayan dated 22 December 2023, AS-3.
313 Statement of Applicant dated 22 December 2023 at [28].
314 Statement of Applicant dated 22 December 2023 at [29].
315 Statement of Alastair Conway dated 15 January 2024 at [24].
316 Statement of Alastair Conway dated 15 January 2024 at [25].
317 Statement of Alastair Conway dated 15 January 2024 at [25].
318 Statement of Alastair Conway dated 15 January 2024 at [28] – [29].
319 Statement of Ahmet Sayan dated 22 December 2023 at [7].
320 Statement of Ahmet Sayan dated 22 December 2023 at [7].
321 Statement of Ahmet Sayan dated 22 December 2023 at 10, AS-7.
322 Statement of Alastair Conway dated 15 January 2024, AC5.
323 Statement of Ahmet Sayan dated 22 December 2023 at [10].
324 Statement of Ahmet Sayan dated 22 December 2023 at [10].
325 Statement of Ahmet Sayan dated 22 December 2023 at [11].
326 Statement of Ahmet Sayan dated 22 December 2023 at [12], Statement of Alastair Conway dated 15 January 2024 at [33].
327 Statement of Alastair Conway dated 15 January 2024 at [34] – [35].
328 Statement of Alastair Conway dated 15 January 2024 at [36].
329 Statement of Alastair Conway dated 15 January 2024 at [28].
330 Statement of Alastair Conway dated 15 January 2024 at [28].
331 Statement of Ahmet Sayan dated 22 December 2023 at [13].
332 Statement of Ahmet Sayan dated 22 December 2023 at [14].
333 Statement of Ahmet Sayan dated 22 December 2023 at [16].
334 Transcript of proceedings, 30 January 2024, PN 1842.
335 Statement of Ahmet Sayan dated 22 December 2023 at [17].
336 Statement of Ahmet Sayan dated 22 December 2023 at [19].
337 Statement of Ahmet Sayan dated 22 December 2023 at [20].
[2024] FWC 1717
98
338 Statement of Ahmad Ibrahim-Elgarhy dated 12 January 2024 at [41].
339 Transcript of proceedings, 30 January 2023, PNs 1799-1800.
340 Transcript of proceedings, 30 January 2023, PNs 1799-1801.
341 Statement of Ahmad Ibrahim-Elgarhy dated 12 January 2024 at [6], [19].
342 Statement of Ahmad Ibrahim-Elgarhy dated 12 January 2024 at [6] – [7].
343 Statement of Ahmad Ibrahim-Elgarhy dated 12 January 2024 at [49].
344 Statement of Ahmad Ibrahim-Elgarhy dated 12 January 2024 at [69].
345 Statement of Ahmad Ibrahim-Elgarhy dated 12 January 2024 at [23].
346 Statement of Ahmad Ibrahim-Elgarhy dated 12 January 2024 at [69].
347 Statement of Ahmad Ibrahim-Elgarhy dated 12 January 2024 at [70] – [71].
348 Transcript of proceedings 30 January 2024, PNs 1848 – 1858.
349 Brennan Report, Part 9.26.
350 Brennan Report, Part 9.27.
351 Brennan Report, Part 9.28.
352 Brennan Report, Part 9.37.
353 Brennan Report, Part 9.38.
354 Brennan Report, Part 9.39.
355 Brennan Report, Part 9.40.
356 Brennan Report, Part 9.41.
357 Brennan Report, Part 9.42.
358 Brennan Report, Part 9.43.
359 Transcript of Proceedings, 30 January 2024, PNs1541 - 1544.
360 Brennan Report, Part 9.44.
361 Brennan Report, Part 9.45.
362 Brennan Report, Parts 10.2 – 10.3.
363 Brennan Report, Part 10.19.
364 Brennan Report, Part 10.19.
365 Brennan Report, Parts 10.8 – 10.18.
366 Brennan Report, Part 10.17.
367 Transcript of proceedings, 30 January 2024 at PNs 1232 - 1236.
368 Transcript of proceedings, 30 January 2024 at PNs 1244 - 1250.
369 Transcript of proceedings, 30 January 2024 at PNs 1251 - 1252.
370 Transcript of proceedings, 30 January 2024 at PN 1255.
371 Transcript of proceedings, 30 January 2024 at PNs1256.
372 Transcript of proceedings, 30 January 2024 at PNs1259.
373 Transcript of proceedings, 30 January 2024 at PNs1285 - 1288.
374 Transcript of proceedings, 30 January 2024 at PNs 1260 - 1265.
375 Statement of Tom Paraskevopoulos at [15].
376 Transcript of proceedings, 30 January 2024 at PNs 1270 - 1278.
377 Transcript of proceedings, 30 January 2024 at PN 1289
378 Statement of Rod Harris dated 11 January 204 at [33].
379 Transcript of Proceedings, 30 January 2024 at PNs1451 – 1452.
380 Transcript of Proceedings, 30 January 2024 at 1462, Brennan Report, Part 9.14.
381 Transcript of Proceedings, 30 January 2024 at PNs1466 – 1473.
[2024] FWC 1717
99
382 Transcript of Proceedings, 30 January 2024 at PNs1583 – 1584.
383 Transcript of Proceedings, 30 January 2024 at PN1584.
384Transcript of Proceedings, 30 January 2024 at PN1477, Brennan Report, part 9.14(a).
385 Transcript of Proceedings, 30 January 2024 at PNs1478 -1479.
386 Transcript of Proceedings, 30 January 2024 at PNs 1484 - 1486.
387 Transcript of Proceedings, 30 January 2024 at PN 1488.
388 Transcript of Proceedings, 30 January 2024 at PN 1496.
389 Edwards v Justice Giudice [1999] FCA 1836, [7].
390 King v Freshmore (Vic) Pty Ltd Print S4213 (AIRCFB, Ross VP, Williams SDP, Hingley C, 17 March 2000), [23]-[24].
391 Respondent’s Outline of Argument filed 15 January 2024 at [3] – [7], [11].
392 Respondent’s Outline of Argument filed 15 January 2024 at [13].
393 Statement of Adam Williams dated 22 December 2023 at [6].
394 Statement of Glenn Wilson dated 15 January 2024 at [24].
395 Respondent’s Outline of Argument filed 15 January 2024 at [25] with reference to Rankin v Marine Power International
Pty Ltd 107 IR 117 at [330] – [340].
396 Respondent’s Outline of Argument filed 15 January 2024 at [26].
397 Statement of Derek Sporl dated 12 January 2024 at [32].
398 [1938] HCA 34, (1938) 60 CLR 336.
399 Briginshaw v Briginshaw [1938] HCA 34, (1938) 60 CLR 336.
400 Briginshaw v Briginshaw [1938] HCA 34, (1938) 60 CLR 336 at pp 362-3.
401 Neat Holdings Pty Ltd v Karajan Holdings Pty Ltd [1992] HCA 66, (1992) 67 ALJR 170; cited in Guneyi v Melbourne
Health T/A Royal Melbourne Hospital [2012] FWA 10270 at [14]. See also Budd v Dampier Salt Limited [2007]
AIRCFB 797 at [15].
402 Statement of Derek Sporl dated 12 January 2024 at [8], DS1.
403 Statement of Derek Sporl dated 12 January 2024 at [32].
404 Transcript of Proceedings, 29 January 2024, PN 771.
405 Transcript of Proceedings, 29 January 2024, PN 857.
406 Statement of Ahmad Ibrahim-Elgarhy dated 12 January 2024 at [54] – [55].
407 Transcript of Proceedings, 30 January 2024 at PN 1832 - 1836.
408 Statement of Applicant dated 22 December 2023 at [16].
409 Statement of Applicant dated 22 December 2023 at [22].
410 Transcript of Proceedings, 29 January 2024, PN 771.
411 Transcript of Proceedings, 30 January 2024, PN 770.
412 Statement of Derek Sporl dated 12 January 2024 at [33].
413 Transcript of Proceedings, 30 January 2024 at PN 952 - 956.
414 Transcript of Proceedings, 30 January 2024, PNs755 - 756.
415 Statement of Rajic Deo dated 22 December 2023 at [10].
416 Transcript of Proceedings, 29 January 2024, PN 857.
417 Statement of Adam Williams dated 22 December 2023 at [8].
418 Transcript of Proceedings 29 January 2024 at PN395.
419 Statement of Rajic Deo dated 22 December 2023 at [7].
420 Statement of Feng Li dated 22 December 2023 at [6].
421 Transcript of Proceedings, 30 January 2024, PNs1541 - 1544.
422 Statement of Tom Paraskevopoulos at [12].
423 Statement of Ahmad Ibrahim-Elgarhy dated 12 January 2024 at [54] – [55].
http://www.austlii.edu.au/au/cases/cth/HCA/1992/66.html
https://www.fwc.gov.au/documents/decisionssigned/html/2012fwa10270.htm
https://www.fwc.gov.au/documents/decisionssigned/html/2012fwa10270.htm
https://www.fwc.gov.au/documents/decisionssigned/html/2007aircfb797.htm
https://www.fwc.gov.au/documents/decisionssigned/html/2007aircfb797.htm
[2024] FWC 1717
100
424 Transcript of proceedings, 30 January 2024 at PN 1993.
425 Transcript of proceedings, 30 January 2024 at PN 1995.
426 Statement of Derek Sporl dated 12 January 2024 at [27] – [28].
427 Brennan Report, Part 9.26.
428 Brennan Report, Part 9.37.
429 Brennan Report, Part 9.38.
430 Brennan Report, Part 9.42.
431 Brennan Report, Part 9.43.
432 Brennan Report, Part 9.37.
433 Brennan Report, Part 9.38.
434 Transcript of Proceedings, 30 January 2024, PNs1541 - 1544.
435 Brennan Report, part 5.
436 Applicant’s Outline of Submissions in Reply at [31].
437 Statement of Ahmad Ibrahim-Elgarhy dated 12 January 2024 at [50].
438 Statement of Ahmad Ibrahim-Elgarhy dated 12 January 2024 at [51].
439 Statement of Ahmad Ibrahim-Elgarhy dated 12 January 2024 at [52].
440 Statement of Ahmad Ibrahim-Elgarhy dated 12 January 2024 at [53].
441 Statement of Ahmad Ibrahim-Elgarhy dated 12 January 2024 at [53].
442 Statement of Derek Sporl dated 12 January 2024 at [33].
443 Transcript of Proceedings 29 January 2024 at PNs 983 -995.
444 Transcript of Proceedings, 30 January 2024, PNs1541 - 1544.
445 Statement of Rajic Deo dated 22 December 2023 at [9].
446 Transcript of proceedings, 30 January 2024 at PNs 1270 - 1278.
447 Transcript of proceedings, 30 January 2024 at PN 1289
448 Statement of Rod Harris dated 11 January 204 at [33].
449 Transcript of Proceedings, 30 January 2024 at PNs1466 – 1473.
450 Statement of Tom Paraskevopoulos at [8].
451 Transcript of Proceedings, 30 January 2024 at PNs1583 – 1584.
452 Transcript of Proceedings, 30 January 2024 at PN1584.
453 Transcript of Proceedings, 30 January 2024 at PNs1466 – 1473.
454 Statement of Rob Harris dated 11 January 2024 at [25], RH3.
455 Transcript of Proceedings, 30 January 2024 at 1462, Brennan Report, Part 9.14.
456 Transcript of Proceedings, 30 January 2024 at PNs1451 – 1452.
457 Transcript of proceedings, 30 January 2024 at PNs 1251 - 1252.
458 Brennan Report, part 9.14.
459Transcript of Proceedings, 30 January 2024 at PN1477, Brennan Report, part 9.14(a).
460 Transcript of Proceedings, 30 January 2024 at PNs1478 -1479.
461 Transcript of Proceedings, 30 January 2024 at PN 1488.
462 Statement of Applicant dated 22 December 2023 at [10].
463 Statement of Applicant dated 22 December 2023 at [6].
464 Brennan Report, part 9.29.
465 Brennan Report, part 9.10.
466 Brennan Report, part 9.10.
467 Brennan Report, part 9.17.
[2024] FWC 1717
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468 Brennan Report, part 9.15.
469 Transcript of proceedings, 30 January 2024 at PNs 1260 - 1265.
470 Transcript of Proceedings, 30 January 2024, PNs 1497 – 1500.
471 Transcript of Proceedings, 30 January 2024, PNs 1501 - 1505.
472 Transcript of Proceedings, 30 January 2024, PNs 1507 - 1508.
473 Statement of Adam Williams dated 22 December 2023 at AW-5.
474 Statement of Adam Williams dated 22 December 2023 at AW-6.
475 Statement of Adam Williams dated 22 December 2023 at AW-3.
476 Statement of Rob Harris dated 11 January 2024 at [24], Statement of Adam Williams dated 22 December 2023 at AW-6.
477 Statement of Rob Harris dated 11 January 2024 at [25], RH3.
478 Transcript of Proceedings, 29 January 2024 at PN 1040.
479 Statement of Glenn Wilson dated 15 January 2024 at [].
480 Statement of Applicant dated 22 December 2023 at [16].
481 Statement of Applicant dated 22 December 2023 at [17].
482 Brennan Report, Part 9.46.
483 Brennan Report, part 9.10.
484 Brennan Report, part 9.17.
485 Brennan Report, part 9.15.
486 Statement of Rod Harris dated 11 January 2024 at [12] – [13].
487 Transcript of Proceedings, 30 January 2024 at PNs1466 – 1473.
488 Statement of Applicant dated 22 December 2023 at [4].
489 Statement of Applicant dated 22 December 2023 at [26].
490 Transcript of proceedings, 30 January 2023, PN 1636.
491 Statement of Applicant dated 22 December 2023 at [18].
492 Bartlett v Ingleburn Bus Services Pty Ltd [2020] FWCFB 6429, [19]; Reseigh v Stegbar Pty Ltd [2020] FWCFB 533, [55].
493 Chubb Security Australia Pty Ltd v Thomas Print S2679 (AIRCFB, McIntyre VP, Marsh SDP, Larkin C, 2 February
2000), [41]; Read v Cordon Square Child Care Centre [2013] FWCFB 762, [46]-[49].
494 Chubb Security Australia Pty Ltd v Thomas Print S2679 (AIRCFB, McIntyre VP, Marsh SDP, Larkin C, 2 February
2000), [41]; Read v Cordon Square Child Care Centre [2013] FWCFB 762, [46]-[49].
495 Explanatory Memorandum, Fair Work Bill 2008 (Cth), [1542].
496 Applicant’s Outline of Submissions at [43].
497 Applicant’s Outline of Submissions filed 22 December 2023 at [45].
498 Applicant’s Outline of Submissions filed 22 December 2023 at [46] with reference to Curtis v Transit Australia Pty Ltd
[2014] FWC 8679, [20]; Emery v City of Stirling [2018] FWC 6853, [249]-[252] (this decision was overturned on appeal
but not on this point, see Emery v City of Sterling [2019] FWCFB 4015).
499 Applicant’s Outline of Submissions filed 22 December 2023 at [46] with reference to Jetstar v Meetson-Lemkes [2013]
FWCFB 9075, [68].
500 Applicant’s Outline of Submissions filed 22 December 2023 at [46].
501 Applicant’s Outline of Submissions filed 22 December 2023 at [47].
502 Applicant’s Outline of Submissions filed 22 December 2023 at [47].
503 Applicant’s Outline of Submissions filed 22 December 2023 at [47].
504 Applicant’s Outline of Submissions filed 22 December 2023 at [48].
505 Form F3 – Employer response to unfair dismissal application, q. 1.7.
506 Jetstar v Meetson-Lemkes [2013] FWCFB 9075, [68].
507 Applicant’s Outline of Submissions filed 22 December 2023 at [48].
508 Statement of Applicant at [10] and Annexures PC-4.
https://www.fwc.gov.au/documents/decisionssigned/html/2020fwcfb6429.htm
https://www.fwc.gov.au/documents/decisionssigned/html/2020fwcfb533.htm
https://www.fwc.gov.au/documents/decisionssigned/html/2013fwcfb762.htm
https://www.fwc.gov.au/documents/decisionssigned/html/2013fwcfb762.htm
https://www.fwc.gov.au/documents/decisionssigned/html/2014fwc8679.htm
https://www.fwc.gov.au/documents/decisionssigned/html/2018fwc6853.htm
https://www.fwc.gov.au/documents/decisionssigned/html/2019fwcfb4015.htm
https://www.fwc.gov.au/documents/decisionssigned/html/2013fwcfb9075.htm
https://www.fwc.gov.au/documents/decisionssigned/html/2013fwcfb9075.htm
https://www.fwc.gov.au/documents/decisionssigned/html/2013fwcfb9075.htm
[2024] FWC 1717
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509 Applicant’s Outline of Submissions filed 22 December 2023 at [34] – [42].
510 Transcript of proceedings, 30 January 2024 at PN 1914.
511 Transcript of proceedings, 30 January 2024 at PN 1918.
512 Transcript of proceedings, 30 January 2024 at PN 1918.
513 Transcript of proceedings, 30 January 2024 at PN 1191.
514 Respondent’s Outline of Argument filed 15 January 2024 at [34] – [38].
515 Transcript of proceedings, 30 January 2024 at PN 1188.
516 Transcript of proceedings, 30 January 2024 at PN 1190.
517 Transcript of proceedings, 30 January 2024 at PN 1191.
518 Transcript of proceedings, 30 January 2024 at PN 1991.
519 Kioa v West [1985] HCA 81, [11] (per Gibbs CJ).
520 Kioa v West [1985] HCA 81, [22] (per Wilson J).
521 Statement of Ahmet Sayan dated 22 December 2023 at [7].
522 Statement of Ahmet Sayan dated 22 December 2023 at [10].
523 Statement of Ahmet Sayan dated 22 December 2023 at [10].
524 Statement of Ahmet Sayan dated 22 December 2023 at [12], Statement of Alastair Conway dated 15 January 2024 at [33].
525 Statement of Alastair Conway dated 15 January 2024 at [34] – [35].
526 Statement of Ahmet Sayan dated 22 December 2023 at [13].
527 Statement of Ahmet Sayan dated 22 December 2023 at [16].
528 Transcript of proceedings, 30 January 2024, PN 1842.
529 Statement of Ahmet Sayan dated 22 December 2023 at [19].
530 Statement of Ahmet Sayan dated 22 December 2023 at [20].
531 ALH Group Pty Ltd t/a The Royal Exchange Hotel v Mulhall (2002) 117 IR 357, [51]. See also Smith v Moore Paragon
Australia Ltd PR915674 (AIRCFB, Ross VP, Lacy SDP, Simmonds C, 21 March 2002), [92]; Edwards v Justice Giudice
[1999] FCA 1836, [6]–[7].
532 Application filed 26 October 2023 at question 2.1.
533 Applicant’s Outline of Submissions filed 22 December 2023 at [52].
534 Applicant’s Outline of Submissions filed 22 December 2023 at [53] – [54].
535 Transcript of Proceedings 30 January 2024, PN
536 Respondent’s Outline of Argument filed 15 January 2024 at [45].
537 Respondent’s Outline of Argument filed 15 January 2024 at [46] with reference to Parlamat Food Products Pty Ltd v
Wililo [2011] FWAFB 1166 at [18] – [19].
538 Applicant’s Reply Statement at [9].
539 Applicant’s Reply Statement at [9].
540 Applicant’s Outline of Submissions in Reply filed 25 January 2024 at [52], [2000] FCA 627 at [42].
541 [2014] FWCFB 7198 at [27].
542 Tenix Defence Pty Ltd v Galea [2003] AIRC (11 March 2003) at [7]-[8].
543 Perkins v Grace Worldwide (Aust) Pty Ltd (1997) 72 IR 186 at 191.
544 Perkins v Grace Worldwide (Aust) Pty Ltd (1997) 72 IR 186 at 191.
545 Perkins v Grace Worldwide (Aust) Pty Ltd (1997) 72 IR 186 at 191.
546 Perkins v Grace Worldwide (Aust) Pty Ltd (1997) 72 IR 186 at 191.
547 [2014] FWCFB 7198 at [27].
548 Applicant’s Reply Statement at [9].
549 Applicant’s Reply Statement at [9].
550 Transcript of proceedings 30 January 2024, PNs 1848 – 1858.
https://www.fwc.gov.au/documents/decisionssigned/html/pr915674.htm
https://www.fwc.gov.au/documents/decisionssigned/html/2011fwafb1166.htm
https://www.fwc.gov.au/documents/decisionssigned/html/2014fwcfb7198.htm
https://www.fwc.gov.au/documents/decisionssigned/html/2014fwcfb7198.htm
[2024] FWC 1717
103
551 Transcript of proceedings 30 January 2024, PN 2001.
552 Statement of Adam Williams dated 22 December 2023 at AW-5.
553 Statement of Applicant dated 22 December 2023 at [5].
554 Transcript of Proceedings, 29 January 2024 at PN295.
555 Statement of Applicant dated 22 December 2023 at [23].
556 Statement of Applicant dated 22 December 2023 at [44] – [45]
557 Statement of Applicant dated 22 December 2023 at [46].
558 Transcript of Proceedings, 29 January 2024 at PN 322.
559 Transcript of Proceedings, 29 January 2024 at PN 321.
560 Aurora Energy Pty Ltd v Davison PR902108 (AIRCFB, Watson SDP, Williams SDP, Holmes C, 8 March 2001), [25].
561 See, for example, Regional Express Holdings Ltd v Richards [2010] FWAFB 8753, [29].
562 Statement of Applicant dated 22 December 2023 at [45], PC-13.
563 Statement of Applicant dated 22 December 2023 at [46].
564 Respondent’s Outline of Argument filed 15 January 2024 at [49] – [50].
https://www.fwc.gov.au/documents/decisionssigned/html/pr902108.htm
https://www.fwc.gov.au/documents/decisionssigned/html/2010fwafb8753.htm